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Legal | Senior Regulatory Counsel
2 weeks ago
Overview Jump APAC Legal and Compliance team is seeking a highly experienced lawyer specialized in advising an equity capital trading team on up-to-date trading rules and regulations, and monitoring trades on desk. What You'll Do Serve as the primary legal and compliance advisor to the equity capital trading team, providing real-time guidance on trading activities, strategies, and regulatory considerations in major APAC equity markets, including Hong Kong. Monitor trading desk activities to ensure compliance with applicable rules and regulations, identifying and mitigating potential compliance risks in a fast-paced trading environment. Keep the team informed of updates in trading regulations and market practices across the APAC region, proactively advising on changes that impact trading strategies or operations. Collaborate with internal stakeholders, including traders, risk managers, and other legal/compliance colleagues, to develop and implement effective compliance policies, procedures, and controls. Independently identify potential compliance risks, exercise sound judgment under time-sensitive conditions, and provide timely solutions while balancing regulatory requirements and business objectives. Foster strong working relationships through clear communication and problem-solving skills, contributing to the firm’s dynamic and flat organizational culture. Other duties as assigned or needed. Skills You’ll Need Law degree with 6-8 years of working experience, of which at least 3 years must be acting as trading desk lawyer/compliance officer Good understanding of trading compliance risks, knowledgeable in local trading rules and regulations, particularly for big equity capital markets in APAC region including Hong Kong With practical experience, confident and comfortable in advising compliance on potential trading opportunities Ability to work independently to identify potential risk and form good judgment under time and business pressure, while still being open-minded to work collaboratively with other functions Good communication skill, good logic and reasoning skill, problem solving mindset Ability to thrive and adapt in a flat and dynamic environment Reliable and predictable availability Seniority level Mid-Senior level Employment type Full-time Job function Legal Industries Technology, Information and Internet We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI. #J-18808-Ljbffr