Senior Securities Compliance Manager

Partnerships Senior Manager, Southeast Asia Collinson is a global loyalty and benefits company. We use our expertise and products to craft customer experiences which enable some of the world’s best known brands to acquire, engage and retain the most demanding and choice-rich customers. In particular, our unique expertise and insight into high earning,...

ComplianceConsulting Limited was established in 2003, and is the first financial services consulting company in Hong Kong, offering regulatory and compliance advisory services to financial intermediaries. Our clients include brokerage houses, futures trading companies, corporate finance advisors, funds trading platforms, independent financial advisors, asset...

Overview Senior Analyst - Compliance and Corporate Services. JAST Compliance is a leading compliance consulting firm in the financial industry in Hong Kong. We are expanding our client servicing team by opening this junior level role. Responsibilities Assist senior managers and partners on daily client servicing work for licensed financial institutions....

Opportunity for candidates without relevant experience to establish a career in the financial compliance field Promotion prospect will be offered to good performers to the role of Assistant Compliance Consultant Job Responsibilities Assisting compliance consultants to handle filings with the regulators e.g. Securities and Futures Commission Handling...

A financial services company in Hong Kong is seeking a Securities Compliance Senior Manager/Manager to oversee compliance policies and ensure adherence to SFC and HKMA regulations. The role requires extensive compliance experience, particularly in banking, alongside strong analytical skills and bilingual proficiency in English and Cantonese. This full-time...

Senior Compliance Officer / Assistant Compliance Manager Develop and maintain compliance policies and procedures for Type 1, 4, and 9 activities Ensure compliance with SFO, SFC codes, and AML/CFT requirements Monitor ongoing compliance with trading, advisory, and asset management activities, including review of marketing materials and client communications...

A leading compliance consulting firm in Hong Kong is seeking a Senior Analyst for Compliance and Corporate Services. This junior role involves supporting senior managers in client servicing for licensed financial institutions, drafting regulatory documents, and ensuring compliance with deadlines. Ideal candidates possess a degree in relevant fields,...

A senior care organization in Hong Kong seeks a Human Resources Manager to manage employees' compensation, ensure compliance with local regulations, and oversee payroll processing at elderly homes. The ideal candidate will have over 3 years of supervisory experience, expertise in the HRIS system, and proficiency in MS Excel and bilingual communication. The...

A leading global benefits company is seeking a Partnerships Senior Manager for Southeast Asia. In this pivotal role, you will build strategic business relationships to enhance the company's standing, focusing on partnerships, travel experiences, and key merchant relationships. The ideal candidate will have over 10 years of experience in relationship...

Get AI-powered advice on this job and more exclusive features. Lead the formulation of security processes and standards covering the entire lifecycle of Web3 business (such as vulnerbility management, change management, smart contract auditing) to ensure compliance with regulatory requirements in Hong Kong (SFC) and other global regions. Design a security...