Legal and Compliance Officer

Provide general and transactional legal advice to business functions/ sections of the Branch, including but not limited to commercial & private banking, financing, investment products, derivatives, debt capital market, administrative, corporate & governance matters etc. Maintain legal oversight of the Branch through attending various governance, control and...

A leading global law firm is seeking an experienced Office Manager to oversee office operations in Hong Kong. This role includes managing team members, ensuring compliance with policies, and nurturing supplier relationships. The ideal candidate will have a strong background in operations within the legal services sector. An effective leader, you will also be...

Join to apply for the Legal/Compliance Officer role at HedgeSPA (Sophisticated Predictive Analytics for Hedge Funds and Leading Institutions) . Get AI-powered advice on this job and more exclusive features. Description Implement and manage an effective legal compliance program Develop and review company policies Advise management on the company’s...

A financial services firm in Hong Kong seeks a qualified legal professional to provide general and transactional legal advice across various business functions. This role requires maintaining legal oversight, reviewing agreements, and conducting training seminars. The ideal candidate will have a degree in law, 3 years of banking experience, and fluency in...

Managing Director at SD Legal | Award Winning In-house Legal & Compliance Recruiter | Fitness Enthusiast & Family Man Client = Technology focused MNC with both an established legal team and Head of Legal based in Hong Kong. This company operates a WFH policy. This is a new role to join an established legal team to support the business on a range of legal /...

Opportunity for candidates without relevant experience to establish a career in the financial compliance field Promotion prospect will be offered to good performers to the role of Assistant Compliance Consultant Job Responsibilities Assisting compliance consultants to handle filings with the regulators e.g. Securities and Futures Commission Handling...

Buy-side firm English & Mandarin required About Our Client Our client is a Chinese headquartered buy-side firm with a reputable presence in Hong Kong. Job Description As a Legal & Compliance Officer, your main responsibilities will include: Ensuring compliance with regulatory requirements and internal policies. Handling SFC licensing applications. Reviewing...

A global brand distributor in Hong Kong is seeking a detail-oriented Legal Officer to support its regional legal team. The successful candidate will handle legal documentation, compliance matters, and administrative tasks across multiple jurisdictions. A diploma or degree in Legal Studies and 1-3 years of experience in a legal support role are required....

Responsibilities Assist the Head of Legal & Compliance in providing professional legal services, compliance and data privacy. Prepare contracts including confidentiality agreements, non-disclosure agreements, commission agreements and other legal documents. Provide advice and support to all business units on compliance enquiries, rules and regulations for...

A leading legal firm in Hong Kong seeks an experienced Managing Director to support business growth and manage risk in product development and sales. The ideal candidate will have 5-10 years of PQE, experience in both law firms and in-house positions, and the ability to collaborate with various stakeholders across multiple regions, including the US and...