Legal & Compliance Manager — Financial Services

A financial services firm in Hong Kong seeks a qualified legal professional to provide general and transactional legal advice across various business functions. This role requires maintaining legal oversight, reviewing agreements, and conducting training seminars. The ideal candidate will have a degree in law, 3 years of banking experience, and fluency in...

Provide general and transactional legal advice to business functions/ sections of the Branch, including but not limited to commercial & private banking, financing, investment products, derivatives, debt capital market, administrative, corporate & governance matters etc. Maintain legal oversight of the Branch through attending various governance, control and...

Buy-side firm English & Mandarin required About Our Client Our client is a Chinese headquartered buy-side firm with a reputable presence in Hong Kong. Job Description As a Legal & Compliance Officer, your main responsibilities will include: Ensuring compliance with regulatory requirements and internal policies. Handling SFC licensing applications. Reviewing...

A leading global law firm is seeking an experienced Office Manager to oversee office operations in Hong Kong. This role includes managing team members, ensuring compliance with policies, and nurturing supplier relationships. The ideal candidate will have a strong background in operations within the legal services sector. An effective leader, you will also be...

At Delta Asia Financial Group, we foster a supportive and empowering environment that enables our employees to shape rewarding career journeys. We are committed to your professional growth and development, and to creating a workplace culture that values collaboration, innovation, and excellence. Responsibilities Provide compliance advisory service and...

This role offers a unique opportunity to contribute to legal and compliance functions within the financial services industry. The Assistant Manager, Legal & Compliance will support the organization in ensuring adherence to regulatory requirements and maintaining high standards of governance. The hiring company is a well-established and reputable organization...

Overview Senior Analyst - Compliance and Corporate Services. JAST Compliance is a leading compliance consulting firm in the financial industry in Hong Kong. We are expanding our client servicing team by opening this junior level role. Responsibilities Assist senior managers and partners on daily client servicing work for licensed financial institutions....

Legal Counsel (Financial Services & Stablecoin Payment) DCS Card Centre is a financial institution founded in 1973 and formerly known as Diners Club Singapore. With strong heritage rooted in the space, our expertise in delivering secure, reliable, and cutting-edge payment solutions is licensed by the Monetary Authority of Singapore (MAS) and governed under...

A leading compliance consulting firm in Hong Kong is seeking a Senior Analyst for Compliance and Corporate Services. This junior role involves supporting senior managers in client servicing for licensed financial institutions, drafting regulatory documents, and ensuring compliance with deadlines. Ideal candidates possess a degree in relevant fields,...

A leading financial institution in Hong Kong is seeking a Compliance Officer to provide advisory services and develop compliance strategies for their operations in Hong Kong and Macau. The role requires over 10 years of experience in legal and compliance roles, strong analytical and communication skills, and fluency in both English and Chinese. A competitive...