27十一月Senior Manager/ Manager, Compliance Department
7 days ago
Senior Manager/ Manager, Compliance Department Posting Date: Responsibilities Advise department heads and relevant business units on compliance-related matters Stay abreast of the latest legal and regulatory requirements, and develop company-wide compliance monitoring mechanisms Assist the team in handling product advisory for relevant departments, including wealth management, asset management, over-the-counter trading, and corporate insurance; as well as daily routine advisory such as product reviews, media reviews, marketing materials reviews, cross-border business, etc Review new product/service initiatives covering local and global markets from a regulatory perspective, such as Singapore, Saudi Arabia, etc Formulate and establish compliance policies and procedures ("P&P") along with related guidelines, and review and comment on P&P, marketing materials, advertisements, etc., prepared by other departments/business units to ensure compliance with applicable internal, legal, and regulatory requirements Managing regulatory audit reviews, including developing and implementing remedial action plans to address findings Liaise with business, operations, IT, and risk management units, auditors, and regulatory authorities on compliance-related matters/issues Requirements Bachelor's degree or above, with preference given to majors in economics, law, finance, accounting, or related fields Over 5-8 years of solid working experience in traditional financial institutions, securities firms, or related fields Experience in conducting compliance or similar training, developing policies and procedures (and related guidelines), and performing compliance reviews and investigations Sound working knowledge of structured products, such as equities, bonds, structured products, virtual asset-related product rules, and good knowledge of the regulations, codes, and guidelines issued by the SFC, HKIA, and other regulatory authorities Good command of written and spoken English and Chinese (Cantonese and Putonghua) Candidates with less experience may be considered for the position of Senior Executive. We offer an attractive remuneration package including: Performance Bonus Staff Discount for Company Products/Services Birthday Leave Medical Insurance Dental Insurance Scholarships & Training Sponsorship To apply, please click Apply Now and submit your resume with expected salary. Personal data collected will be kept strictly confidential and used for recruitment purpose only. Apply Now All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security. #J-18808-Ljbffr
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Hong Kong Island, Hong Kong SAR China Chief Full timeAssistant Manager/ Senior Executive, Compliance Department Responsibilities Lead and execute end-to-end KYC/CDD/EDD reviews for high-risk clients, including PEPs and institutional crypto traders. Utilize third-party verification tools (e.g., World-Check, Sumsub, Dow Jones) for sanctions and PEP screening. Conduct periodic client file reviews, ensuring the...
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Partnerships Senior Manager, Southeast Asia
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Hong Kong Island, Hong Kong SAR China Partnerships Senior Manager, Southeast Asia Full timePartnerships Senior Manager, Southeast Asia Collinson is a global loyalty and benefits company. We use our expertise and products to craft customer experiences which enable some of the world’s best known brands to acquire, engage and retain the most demanding and choice-rich customers. In particular, our unique expertise and insight into high earning,...
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hong kong, Hong Kong SAR China CHIEF Full timeResponsibilities Lead and execute end-to-end KYC/CDD/EDD reviews for high-risk clients, including PEPs and institutional crypto traders Utilize third-party verification tools (e.g., World-Check, Sumsub, Dow Jones) for sanctions and PEP screening Conduct periodic client file reviews, ensuring the business is conducted in accordance with all applicable laws,...
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SEA Partnerships Director — Travel
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Hong Kong Island, Hong Kong SAR China Partnerships Senior Manager, Southeast Asia Full timeA leading global benefits company is seeking a Partnerships Senior Manager for Southeast Asia. In this pivotal role, you will build strategic business relationships to enhance the company's standing, focusing on partnerships, travel experiences, and key merchant relationships. The ideal candidate will have over 10 years of experience in relationship...
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03十一月Senior Officer – Investment Products
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hong kong, Hong Kong SAR China Chief Full timeSenior Officer – Investment Products - funds, bond (Dealing and Operation) Responsibilities Execute orders for funds, bonds, FCNs, and other investment products with established counterparties Manage transaction processes including reporting and file submissions to internal departments such as Compliance and Settlement to ensure smooth completion of trades...
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20十一月Manager, Performance
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Hong Kong Island, Hong Kong SAR China Chief Full timeManager, Performance & Growth Marketing (經理, 續效市場營銷) Responsibilities Develop and implement acquisition initiatives to drive new client growth and engagement. Leverage data insights to analyze client behaviors and identify opportunities to improve acquisition performance. Formulate and execute strategies to enhance client activation,...
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Hong Kong Island, Hong Kong SAR China Chief Group Limited Full timeSenior Manager/ Manager, Compliance Department Add expected salary to your profile for insights Advise department heads and relevant business units on compliance-related matters Stay abreast of the latest legal and regulatory requirements, and develop company-wide compliance monitoring mechanisms Assist the team in handling product advisory for relevant...
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Manager, Operational and Technology Risk
3 days ago
Hong Kong Island, Hong Kong SAR China Manager, Operational and Technology Risk Full timeManager, Operational and Technology Risk Why Mox Everything at Mox – from our products, features, to rewards – is designed based on customer research, tailor made for your needs. We care about what customers care about, especially in data security and privacy. Data ethics is core to everyone here at Mox. Who are we looking for? The Mox Operational,...
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Hong Kong Island, Hong Kong SAR China Chief Group Full timeResponsibilities Advise department heads and relevant business units on compliance‑related matters Stay abreast of the latest legal and regulatory requirements, and develop company‑wide compliance monitoring mechanisms Assist the team in handling product advisory for relevant departments, including wealth management, asset management,...
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15十月Settlement Assistant
7 days ago
hong kong, Hong Kong SAR China CHIEF Full time15十月Settlement Assistant (Fresh Graduate is welcomed) Add expected salary to your profile for insights Executive, Operation Department (Settlement) Posting Date: Responsibilities: Execute daily settlement activities (Hong Kong Stock, Overseas Stock, Stock Option, Fund Market Futures and Global Futures) Process settlement receipts and payments Handle...
