Off-Site Intermediaries Compliance Manager

Manager - Intermediaries (Off-site Supervision) We are looking for a bright, enthusiastic and determined professional to join the Intermediaries Division to support our supervisory work. Duties & Responsibilities Supervising the licensed firms’ business conduct and compliance with relevant regulatory requirements by way of off-site monitoring; Proactively...

A financial regulatory authority in Hong Kong is seeking a Manager for its Intermediaries Division. The successful candidate will supervise licensed firms' conduct through off-site monitoring and ensure compliance with regulations. This role demands at least 7 years of relevant experience and a university degree in a related field. Proficiency in English and...

Intermediaries Supervision Department is looking for a high calibre candidate to join as a Manager to support its supervisory work. Reporting to a Senior Manager, you will be part of a team to supervise intermediaries with a focus on their business conduct, financial and operational risks. Duties & Responsibilities Supervise intermediaries’ business...

Intermediaries Supervision Department is looking for a high calibre candidate to join as a Manager to support its supervisory work. Reporting to a Senior Manager, you will be part of a team to supervise intermediaries with a focus on their business conduct, financial and operational risks. Duties & Responsibilities: Supervise intermediaries’ business...

Ref.: SFC/M/IS/INT/ Intermediaries Supervision Department is looking for a high calibre candidate to join as a Manager to support its supervisory work. Reporting to a Senior Manager, you will be part of a team to supervise intermediaries with a focus on their business conduct, financial and operational risks. Duties & Responsibilities: Supervise...

Manager / Assistant Manager - Intermediaries (On-site Supervision) Add expected salary to your profile for insights We are looking for bright, enthusiastic and determined professionals to join our Intermediaries Supervision Department, Intermediaries. The Department is responsible for supervising intermediaries engaged in a wide spectrum of activities,...

A financial regulatory body in Hong Kong is seeking an experienced Manager for the Intermediaries Supervision Department. The ideal candidate will supervise intermediaries’ conduct and compliance with financial regulations. A university degree in relevant fields and at least 5 years of experience in financial services are required. Fluency in English and...

A financial regulatory authority in Hong Kong seeks a Manager for the Intermediaries Supervision Department to oversee intermediaries' compliance and business conduct. Candidates must have a relevant university degree and at least 5 years of experience in the financial services sector. Proficiency in English, Chinese, and Putonghua is essential. This...

A multinational insurance company in Hong Kong is seeking a Manager of Distribution & Intermediary Management focused on Quality Assurance and Compliance. The ideal candidate will have at least 5 years' experience in Insurance Intermediary Management and a strong understanding of local regulations. You will be responsible for developing compliance...

Manager, Distribution & Intermediary Management– Assurance & Compliance (40k-50k) The client is a MNC Insurance client where they are currently looking for a Manager, Distribution & Intermediary Management – Quality Assurance & Compliance (HKD40k-50k) to join their business in HK. Responsibilities Develop and implement Intermediary Management Framework...