Assistant Vice President, Legal

5 days ago


hong kong, Hong Kong SAR China KGI Hong Kong Limited Full time

Assistant Vice President, Legal (Legal Counsel) (Ref: 09861-LGLAVP-JDB) Founded in 1988, the KGI Group is a multi-faceted, pan‑Asian financial services group that thrives on providing the highest standards of service to its clients. The KGI Group prides itself on utilizing unsurpassable integrity and professionalism, prudence in its judgments and reliance on the security of a well‑resourced institution to provide this service to its clients. Being one of Hong Kong's largest equity brokers by market share and one of the ten largest futures brokers, KGI Hong Kong operates a full‑service brokerage firm for retail and institutional clients, aiming to provide customers with one‑stop financial service. Responsibilities Provide legal advice and support to the firm and business units regarding legal and regulatory issues on a day‑to‑day basis in relation to securities, futures, asset management and insurance businesses and other ad hoc projects. Prepare, review and handle legal documentation. Assist in handling litigation matters. Instruct and liaise with external lawyers and professional consultants. Report to senior management on legal issues, where needed. Supervise handling of deceased clients’ and bankrupt clients’ accounts. Liaise with regulatory and government authorities. Qualifications Law degree with honors from HK. Minimum 3 years of working experience in legal or financial services field. Familiar with rules and regulations on securities and futures businesses and dealing with relevant regulators. Attention to detail, and high accuracy. Proficiency in computer skills (MS Word, Excel). Proficiency in written and spoken English, Chinese and Putonghua. We offer a competitive remuneration package and long‑term career development to the right candidates. Interested applicants, please send your full resume and expected salary quoting reference to the HR Department, 41/F, Central Plaza, 18 Harbour Road, Wanchai, Hong Kong or by clicking “Quick Apply”. Information provided will be treated in strict confidence and will only be used for recruitment related purposes. All personal data of unsuccessful applicants will be destroyed within six months after the completion of recruitment process. (Personal data collected will be used for recruitment purpose only.) #J-18808-Ljbffr



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