Compliance Associate
7 days ago
Compliance Associate (Research) - 6 month FTC An award-winning Fintech organization with a dedicated team of 500+ professionals across the globe. With more than 15 offices worldwide, we are a people‑centric company that prides itself on product orientation for customer success. As we continue scaling, we are passionate about expanding our multicultural and diverse workforce. Zeal group of companies (collectively Zeal Group) is a business portfolio comprising regulated financial institutions (trading as ZFX) and fintech companies specializing in multi‑asset liquidity solutions in regulated markets backed by proprietary technology with a presence in all major global locations. Position Overview We are seeking a detail‑oriented and analytical Financial Licensing & Compliance Research Associate to join our team on a 6‑month fixed‑term contract basis. In this role, you will support the research and analysis of financial licensing regulations and compliance requirements across multiple jurisdictions, enabling our strategic expansion and regulatory adherence in global markets. Key Responsibilities Conduct in-depth research on financial licensing frameworks, regulatory requirements, and restrictions for various jurisdictions in targeted regions (e.g., payments, securities, crypto‑assets). Assist in licensing‑related activities, including preparing application documentation, tracking submission timelines, and coordinating with internal and external stakeholders. Perform ongoing research on compliance obligations in different regions (e.g., AML/CFT, data privacy, consumer protection) relevant to the company’s business lines. Summarize and present complex regulatory information in clear, actionable formats such as memos, comparative tables, and slide decks. Monitor regulatory updates and developments in key markets to inform business and compliance strategies. Requirements Bachelor’s degree in Finance, Business, Law, Economics, or a related field. 1‑3 years of relevant experience in a financial institution, consulting firm, fintech, or legal/compliance environment. Basic understanding of financial services and an interest in regulatory and licensing topics. Core Skills Strong research and analytical abilities, with experience using official regulatory sources and databases. Excellent English (written and spoken). High attention to detail and accuracy in delivering research outputs. Effective communication skills to collaborate within a team and present findings clearly. Preferred Qualifications Familiarity with compliance certifications (e.g., ICA, ACAMS) or RegTech tools. Experience in cross‑border regulatory or licensing projects. #J-18808-Ljbffr
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Compliance Associate
2 days ago
hong kong, Hong Kong SAR China UOB Kay Hian (Hong Kong) Limited Full timeResponsibilities: Handle General Compliance related matters Handle enquiries, inspections, audits from regulators and external parties Assist in compliance monitoring and internal reviews Handle staff dealing review and monitoring Review to ensure company policies, internal control procedures & manuals are up to date with regulatory requirements Keep abreast...
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Hong Kong Island, Hong Kong SAR China Manpower Services (Hong Kong) Limited Full timeAssociate / Senior Associate / Counsel - IPO & Compliance Add expected salary to your profile for insights Overview Our client is seeking lawyers at various levels (Junior Associate to Counsel) to join our Hong Kong Capital Markets team. The practice handles a mix of Hong Kong IPO, equity capital markets, and ongoing compliance matters. Key Responsibilities...
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Client Onboarding
5 days ago
Hong Kong Island, Hong Kong SAR China Standard Chartered Bank (Hong Kong) Ltd Full timeA leading international bank in Hong Kong is looking for an Associate in Client Approval and Review. This role requires a detail-oriented professional to manage client documentation and compliance requirements while collaborating with internal teams. Strong analytical and communication skills are essential, with advantageous experience in client onboarding...
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Global Research Compliance Associate
2 days ago
Hong Kong Island, Hong Kong SAR China Avomind Full timeA global research firm in Hong Kong is seeking a Research Compliance Associate to ensure compliance in the delivery of expert knowledge. This role involves reviewing project requirements, proofreading outputs, and providing legal training. Ideal candidates will have a Bachelor's degree and 0-1 year experience in compliance or legal roles. The position offers...
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Research Compliance Associate
2 days ago
Hong Kong Island, Hong Kong SAR China Avomind Full timeThe Company Our client is the global leader in knowledge on-demand. They connect investors and business leaders with the knowledge they need to succeed. Working from nine cities globally, their 1500+ colleagues provide round-the-clock coverage to the world's top investment funds, consultancies, and businesses. Founded in 2008, our client is a fast-growing,...
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Associate Director, FATCA CRS, Compliance
7 days ago
Hong Kong Island, Hong Kong SAR China CITIC Securities International Company Limited Full timeAssociate Director, FATCA CRS, Compliance CITIC CLSA provides global investors and corporate executives with insights, liquidity and capital to drive their growth strategies. Award-winning research, an extensive Asia footprint, direct links to China and highly experienced finance professionals differentiate our innovative products and services in asset...
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Senior Associate, APAC Compliance
1 week ago
hong kong, Hong Kong SAR China Ares Management Full timeSenior Associate, Control Room Compliance, APAC Join to apply for the Senior Associate, Control Room Compliance, APAC role at Ares Management Corporation Senior Associate, Control Room Compliance, APAC Join to apply for the Senior Associate, Control Room Compliance, APAC role at Ares Management Corporation Over the last 20 years, Ares’ success has been...
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Client Onboarding
1 week ago
Hong Kong Island, Hong Kong SAR China Standard Chartered Full timeAn international bank in Central, Hong Kong, seeks an Associate in Client Approval and Review. In this role, you will ensure compliance with client onboarding and ongoing reviews, collaborating with stakeholders for efficient documentation and approvals. The position requires excellent analytical skills and a commitment to continuous learning in a dynamic...
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Hong Kong Island, Hong Kong SAR China Cathay Bank Full timeA banking institution in Hong Kong is seeking a Senior Associate / Associate to support compliance and risk management for their Branch. The candidate will assist in managing compliance functions, conduct reviews, and monitor regulatory changes. Ideal candidates will have a degree in Law, Accounting, or Finance, with at least 2 years of relevant experience...
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FATCA/CRS Compliance Associate Director
7 days ago
Hong Kong Island, Hong Kong SAR China CITIC Securities International Company Limited Full timeA prominent financial services firm in Hong Kong seeks an Associate Director for FATCA CRS Compliance. This individual will oversee compliance with FATCA and CRS regulations, ensuring that policies and procedures are in place. Candidates should have a degree in Finance, Accounting, or Law and at least 7 years of relevant experience, along with strong...
