Compliance Associate

Compliance Associate / Senior Compliance Associate We are the largest Singaporean stockbroker by both market capitalisation and size of sales‑force, with an extensive foothold in the regional and global markets. We are looking for qualified individuals to join us. Responsibilities Handle general compliance related matters Handle enquiries, inspections,...

Associate / Senior Associate / Counsel - IPO & Compliance Add expected salary to your profile for insights Overview Our client is seeking lawyers at various levels (Junior Associate to Counsel) to join our Hong Kong Capital Markets team. The practice handles a mix of Hong Kong IPO, equity capital markets, and ongoing compliance matters. Key Responsibilities...

Senior Associate, Control Room Compliance, APAC Join to apply for the Senior Associate, Control Room Compliance, APAC role at Ares Management Corporation Senior Associate, Control Room Compliance, APAC Join to apply for the Senior Associate, Control Room Compliance, APAC role at Ares Management Corporation Over the last 20 years, Ares’ success has been...

The Company Our client is the global leader in knowledge on-demand. They connect investors and business leaders with the knowledge they need to succeed. Working from nine cities globally, their 1500+ colleagues provide round-the-clock coverage to the world's top investment funds, consultancies, and businesses. Founded in 2008, our client is a fast-growing,...

A leading international bank in Hong Kong is looking for an Associate in Client Approval and Review. This role requires a detail-oriented professional to manage client documentation and compliance requirements while collaborating with internal teams. Strong analytical and communication skills are essential, with advantageous experience in client onboarding...

A global research firm in Hong Kong is seeking a Research Compliance Associate to ensure compliance in the delivery of expert knowledge. This role involves reviewing project requirements, proofreading outputs, and providing legal training. Ideal candidates will have a Bachelor's degree and 0-1 year experience in compliance or legal roles. The position offers...

Position Description The FATCA Compliance Associate Director is responsible for the execution, monitoring and enforcement of compliance with Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standard (CRS). The ideal candidate will have experience with FATCA/CRS regulations, a good understanding of the financial services industry, and possess...

A leading financial services firm in Hong Kong is looking for a Compliance Associate or Senior Compliance Associate. The role involves handling general compliance matters, assisting in monitoring and internal reviews, and ensuring company policies meet regulatory standards. Ideal candidates will possess a relevant degree and have 1–2 years of experience,...

Associate Director, FATCA CRS, Compliance CITIC CLSA provides global investors and corporate executives with insights, liquidity and capital to drive their growth strategies. Award-winning research, an extensive Asia footprint, direct links to China and highly experienced finance professionals differentiate our innovative products and services in asset...

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