APAC Compliance Officer: Trade

A leading compliance advisory firm in Hong Kong seeks a compliance advisory expert with a minimum of 5 years in electronic trading compliance or equities compliance. The role involves providing compliance advice to APAC Equities and Electronic/Algo Trading business, reviewing new products, and implementing compliance frameworks. Candidates will need to...

A globally recognised Retail company in Hong Kong is seeking a Trade Compliance Manager to manage their Trade Operations in APAC. The successful candidate will develop and implement compliance strategies, monitor changes in trade regulations, and ensure adherence to a complex regulatory environment. A minimum of 10 years of experience, strong expertise in...

Join to apply for the Director Trade Compliance, APJ role at Tech Data APAC . Are you a seasoned leader with a passion for regulatory compliance? Do you thrive in dynamic environments where you can make a tangible impact? TD SYNNEX is seeking a highly skilled Head of Regulatory Compliance for the APJ region to join our global team of compliance experts. This...

A global trading firm in Hong Kong seeks a highly skilled lawyer to serve as the primary legal and compliance advisor for its equity capital trading team. The role entails monitoring trades and ensuring compliance with regulations while actively advising on changes in the trading landscape across APAC. Candidates must hold a law degree and possess 6-8 years...

Our client, a leading global asset manager, is looking for a proactive Compliance Officer to join their Asia‑Pacific team. What you’ll do Oversee daily compliance activities across trading and fund management, including trade monitoring, post‑trade surveillance, and regulatory filings. Provide advisory support to investment, trading, and operational...

A leading financial technology firm in Hong Kong is seeking an experienced legal advisor to provide compliance support to the equity capital trading team. The role involves monitoring trading activities and ensuring adherence to trading rules in fast-paced APAC markets. Candidates should have a law degree and 6-8 years of experience, with at least 3 years in...

A reputable investment bank is seeking a Trade Capture Analyst in Hong Kong. This role focuses on assisting traders on the Prime trading desks with trade capture, facilitating inquiries, and ensuring compliance with internal standards. The ideal candidate should have 3-5 years of relevant experience, strong analytical skills, and knowledge of the APAC equity...

Opportunity for candidates without relevant experience to establish a career in the financial compliance field Promotion prospect will be offered to good performers to the role of Assistant Compliance Consultant Job Responsibilities Assisting compliance consultants to handle filings with the regulators e.g. Securities and Futures Commission Handling...

What you’ll do We are looking for a solution‑oriented and proactive compliance officer to join our Asia‑Pacific team. You will report to the Compliance Lead, APAC, and will work closely with your fellow compliance professionals, investment professionals, and others across the firm. Specifically, you will : Help enforce our compliance monitoring...

We are instructed on multiple compliance advisory roles covering global markets and electronic trading business with top-tier global financial institutions in Hong Kong. Being a compliance advisory member, you will provide compliance advice to APAC Equities and Electronic/ Algo Trading business, review and approve new products/ business initiatives, be...