Responsible Officer, Team Lead
1 week ago
Job Description This role acts as a licensed Responsible Officer and supervises Type 1 and 4 activities for a wealth management platform in Hong Kong. The individual supports business development by providing market updates through coaching workshops and training, and assists SFC licensed representatives in meeting investment customers when necessary. They supervise a group of licensed representatives to ensure sales activities achieve targets and comply with internal and external rules and regulations. Responsibilities & Requirements Highly motivated self‑starter able to proactively assume responsibility overseeing a distribution team. Currently hold or eligible to hold an RO type 1 and type 4 license. Oversee and manage a team of LRs in terms of dealing and advisory processes and ensure that all processes are in line with regulatory requirements; review and maintain sales procedures. Provide training and support to staff on sales and compliance‑related issues and promote a strong culture of compliance and ethics. Fluency in English, Mandarin and Cantonese is required. Qualifications Bachelor or Master’s Degree. Minimum of 10 years of relevant experience in banking, insurance and/or financial services with at least 2 years of supervisory experience. Wealth Management qualifications would be beneficial. #J-18808-Ljbffr
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Team Lead
1 week ago
Hong Kong Island, Hong Kong SAR China Pinnacle Lead Consulting Limited Full timeTeam Lead / Senior Developer of Backend Development Hong Kong About the job Team Lead / Senior Developer of Backend Development - Billing System We are a leading global CPaaS provider recognized for offering carrier‑grade communication solutions for enterprise and carriers. With over 35 years of experience developing industry‑leading solutions in the...
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Responsible Officer
1 week ago
Hong Kong Island, Hong Kong SAR China Delken Group Limited Full timeResponsible Officer Our client is a leading Corporate Finance Company. Responsibilities Lead the projects and activities of corporate finance and advisory services Define strategic planning to drive Corporate Finance businesses with the objective to maximize the company interest and investment returns Supervise the execution of financial advisory projects...
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Responsible Officer
1 week ago
Hong Kong Island, Hong Kong SAR China Hex Trust Full timeHex Trust, established in 2018, offers fully regulated institutional digital asset market services, custody, and staking to builders, investors, and service providers. Leveraging the expertise of veteran banking technologists and award‑winning financial services leaders, Hex Trust continues to innovate with its proprietary institutional‑grade platform,...
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Responsible Officer
1 week ago
Hong Kong Island, Hong Kong SAR China Kubelt Full timeHex Trust, established in 2018, offers fully regulated institutional digital asset market services, custody, and staking to builders, investors, and service providers. Leveraging the expertise of veteran banking technologists and award-winning financial services leaders, Hex Trust continues to innovate with its proprietary institutional-grade platform,...
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Lead Financial Crime Controls
1 week ago
Hong Kong Island, Hong Kong SAR China Lead, FCC Control Full timeA leading financial institution in Hong Kong is seeking a dedicated professional for the role of Lead, FCC Control. The candidate will lead a team responsible for identifying and managing financial crime risks through regular analysis and investigations. Key responsibilities include conducting root cause analyses, managing FCC projects, and streamlining...
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hong kong, Hong Kong SAR China Captar Partners Limited Full timeA leading insurance brokerage firm in Hong Kong seeks a General Insurance Responsible Officer (GI RO) to lead strategic operations and coordinate a dedicated team. The ideal candidate will have over 15 years of experience in the general insurance industry, alongside a Bachelor's degree in Business, Marketing, or a related discipline. You will be responsible...
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Responsible Officer
1 week ago
Hong Kong Island, Hong Kong SAR China Harris Fraser Corporate Services Limited Full timeAdd expected salary to your profile for insights Act as Responsible Officer with management responsibilities and duties to supervise SFC 1,4,9 regulated activity of the Group Formulate and implement business strategies to promote the Group’s wealth management solutions to target clients with our business partners in Greater China regions Provide full range...
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Hong Kong Island, Hong Kong SAR China Jinluo Securities Limited Full timeA leading financial services firm in Hong Kong is searching for a skilled SFC Responsible Officer (Type 1, 4 & 9) to oversee regulatory compliance and support business growth. The ideal candidate will possess a deep understanding of SFC regulations and demonstrated leadership in compliance roles. Responsibilities include managing trading operations and...
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Lead, FCC Control
1 week ago
Hong Kong Island, Hong Kong SAR China Lead, FCC Control Full timeWhy Mox Everything at Mox – from our products, features, to rewards – is designed based on customer research, tailor made for your needs. We care about what customers care about, especially in data security and privacy. Data ethics is core to everyone here at Mox. Mox rewards you with an array of banking and lifestyle benefits. Who says banking can’t...
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SFC Responsible Officer
1 week ago
Hong Kong Island, Hong Kong SAR China QMIS Capital Management Limited Full timeA financial management company in Hong Kong seeks a Responsible Officer to oversee Type 1, 4, and 9 regulated activities. The role involves managing daily operations, ensuring compliance with regulations, and leading deal flows. The ideal candidate holds a current SFC Responsible Officer license and has at least 3 years of relevant experience in brokerage...