Global Trade Compliance Specialist

A financial services firm in Hong Kong is seeking a compliance specialist to develop a trade surveillance framework and monitor trading activities. The ideal candidate has a bachelor's degree in Finance or a related field, with 5–8 years of experience in trade surveillance or compliance within hedge funds. Strong knowledge of regulatory frameworks and the...

Join to apply for the FCC Compliance Specialist role at Bank of Singapore, Asia's Global Private Bank 5 days ago | Be among the first 25 applicants Bank of Singapore opens doors to new opportunities. At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness....

A major distributor of electronic components is seeking a Trade Compliance Manager in Hong Kong. The candidate will oversee the Global Trade Compliance program, ensuring compliance with import/export regulations across Greater China. Applicants should possess a degree in Logistics or related fields, with over 3 years of experience in trade compliance,...

A leading global trading firm in Hong Kong is seeking a diligent Travel Desk Specialist to oversee travel arrangements for stakeholders. The ideal candidate will manage bookings, liaise with vendors, and ensure compliance with company policies. This full-time position requires excellent English communication skills and the ability to thrive in a high-paced...

ComplianceConsulting Limited was established in 2003, and is the first financial services consulting company in Hong Kong, offering regulatory and compliance advisory services to financial intermediaries. Our clients include brokerage houses, futures trading companies, corporate finance advisors, funds trading platforms, independent financial advisors, asset...

A leading stockbroker in Hong Kong is looking for qualified individuals to execute daily settlement operations for global equities and fixed income. Responsibilities include ensuring accurate trade matching, collaborating with various departments, and maintaining documentation for compliance. The ideal candidate will hold a degree in Finance or Economics and...

A leading global technology firm in Hong Kong is seeking a Compliance Manager to develop and optimize its import/export compliance framework. The ideal candidate will have a strong background in U.S. export control regulations and over 8 years of legal/compliance experience. This role requires fluency in both English and Chinese for effective communication....

Overview Compliance Specialist - Global Investment Management Firm A prominent investment management firm is seeking a motivated Junior Compliance Officer to join their dynamic compliance team. With a strong commitment to regulatory adherence and integrity, this firm provides an innovative environment for compliance professionals to excel. Role Overview: The...

We are instructed on multiple compliance advisory roles covering global markets and electronic trading business with top-tier global financial institutions in Hong Kong. Being a compliance advisory member, you will provide compliance advice to APAC Equities and Electronic/ Algo Trading business, review and approve new products/ business initiatives, be...

A leading recruitment agency is seeking a Technology Risk Specialist for a global bank in Hong Kong. The role involves conducting risk assessments, ensuring compliance with regulations, and collaborating with multiple departments. Candidates should possess a degree in Computer Science or IT, along with relevant experience and professional credentials like...