Responsible Officer

Add expected salary to your profile for insights Act as Responsible Officer with management responsibilities and duties to supervise SFC 1,4,9 regulated activity of the Group Formulate and implement business strategies to promote the Group’s wealth management solutions to target clients with our business partners in Greater China regions Provide full range...

Responsible Officer Our client is a leading Corporate Finance Company. Responsibilities Lead the projects and activities of corporate finance and advisory services Define strategic planning to drive Corporate Finance businesses with the objective to maximize the company interest and investment returns Supervise the execution of financial advisory projects...

Hex Trust, established in 2018, offers fully regulated institutional digital asset market services, custody, and staking to builders, investors, and service providers. Leveraging the expertise of veteran banking technologists and award-winning financial services leaders, Hex Trust continues to innovate with its proprietary institutional-grade platform,...

Hex Trust, established in 2018, offers fully regulated institutional digital asset market services, custody, and staking to builders, investors, and service providers. Leveraging the expertise of veteran banking technologists and award‑winning financial services leaders, Hex Trust continues to innovate with its proprietary institutional‑grade platform,...

Add expected salary to your profile for insights Responsibilities Act as the Responsible Officer (RO) authorized by the Insurance Authority (IA), with direct responsibility for overseeing insurance regulated activities. Ensure that daily business operations comply with the regulations of IA and internal compliance requirements. Manage the daily backend...

With the expansion of the are of investment, a Hong Kong listed company engaged in property development and investing in ventures related to its core businesses and associated industries is looking for the following position: RESPONSIBLE OFFICER (TYPE 1) Responsibilities Act as Responsible Officer to supervise SFC Type 1regulated activities Supervise and...

Responsible Officer (SFC) Assist SFC license application in preparing and setting up process, operations and infrastructure of the firm. Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm. Manage daily operations to ensure full regulatory compliance. Comply with all applicable laws, rules...

Add expected salary to your profile for insights Recruiting Entity: RA149 Licensed Corporation Company Background The Company is newly established with an ambitious business plan that involves securing SFC licenses for Type 1 (Dealing in Securities), Type 4 (Advising on Securities), and Type 9 (Asset Management) regulated activities, with relevant virtual...

Requirements:- Bachelor-s degree or above in related fields of Law, Finance, Business, or other related disciplines;- Current SFC Type 9 Responsible Officer licence holder would be an advantage;- Minimum 6 years of relevant Responsible Officer experiences are essential (N. B. : Re- Qualified RO experiences will NOT be counted and considered);- Sound...

Responsibilities Act as the Responsible Officer for SFC Type 9 regulated activities, managing daily operations to ensure full regulatory compliance with the Securities and Futures Ordinance. Register as a Director for Type 9 Company under the Companies Ordinance and Securities and Futures Ordinance. Providing expert guidance and oversight for the setup of...