HK Compliance

Opportunity for candidates without relevant experience to establish a career in the financial compliance field Promotion prospect will be offered to good performers to the role of Assistant Compliance Consultant Job Responsibilities Assisting compliance consultants to handle filings with the regulators e.g. Securities and Futures Commission Handling...

ComplianceConsulting Limited was established in 2003, and is the first financial services consulting company in Hong Kong, offering regulatory and compliance advisory services to financial intermediaries. Our clients include brokerage houses, futures trading companies, corporate finance advisors, funds trading platforms, independent financial advisors, asset...

Compliance Administrator Hong Kong Life Insurance Limited Responsibilities Perform daily accounting functions Liaise with various parties to facilitate daily accounting operations Prepare management reports Perform ad-hoc duties when necessary Assist in compiling operational/internal control procedures, review the compliance manual and other documents,...

Compliance Officer (HK | Onsite) (Financial Services) About the job Compliance Officer (HK | Onsite) (Financial Services) Responsibilities The Compliance Officer will be responsible for ensuring strict adherence to the AMLO and guidelines from the Hong Kong Customs and Excise Department (C&ED). Key duties include: Developing and updating anti‑money...

A financial services firm in Hong Kong is seeking an experienced compliance professional to oversee business and compliance matters. The ideal candidate will ensure the organization operates within legal and regulatory frameworks, assessing compliance risks and investigating potential market abuses. A strong compliance background and familiarity with HK...

Senior Client Onboarding Officer Company: Compliance Commit Consulting Ltd, a Type 1&2 broker headquartered in Europe. Job Duties Reports directly to the Onboarding Team Lead located in Europe. Manage the client onboarding process. Manage and facilitate comprehensive client due diligence (CDD) and conduct Enhanced Due Diligence (EDD) on complex cases,...

WE’RE HIRING AS A DESKTOP SUPPORT TECHNICIAN AT HONG KONG! Excis is a global IT support leader driven by innovation and collaboration. We’re looking for a proactive Desktop Support Technician to manage hardware, software, and IT assets across multiple locations. Join us for a rewarding career in a supportive, family‑like environment where you’ll look...

A major recruitment company is seeking a Project Manager - Compliance in Hong Kong. The role involves managing compliance-related technology projects within the insurance industry. Ideal candidates should have a strong project management background and proficiency in compliance frameworks. This position offers the opportunity to work in a large organization...

Head of Regulatory Compliance CMB and GBM - Hang Seng Bank (HK) Join to apply for the Head of Regulatory Compliance CMB and GBM role at Hang Seng Bank The Risk & Compliance function is a second line of defence (LOD) function, responsible for reviewing and challenging the activities of the Group’s businesses (the first LOD) to ensure that they effectively...

Fintech Compliance Manager (HK$40K - $50K) (Ref. No.: 27472) Our client, a Leading Bank, is looking for high-caliber person to fill the position. Job Duties Develop and execute the Banking Fintech Compliance / AI Compliance Policy, Regulatory and Monitoring review programs and ensure that they are in accordance with local regulatory framework as well as the...