Compliance and Accounting

3 days ago


Hong Kong Island, Hong Kong SAR China RaffAello Securities (HK) Limited Full time

Compliance Administrator Hong Kong Life Insurance Limited Responsibilities Perform daily accounting functions Liaise with various parties to facilitate daily accounting operations Prepare management reports Perform ad-hoc duties when necessary Assist in compiling operational/internal control procedures, review the compliance manual and other documents, update SFC Rules and Guidelines including Code of Conduct and Anti-Money Laundering Guideline, and circulate to staff for compliance purpose Prepare licensing applications, notifications, annual returns, survey and any ad hoc reports as required by SFC and assist in handling SFC enquiries and the related investigations Review advertisement, marketing materials and webpage for adherence to regulatory requirements Perform routine review on staff personal dealing and maintenance of records Arrange & deliver trainings for compliance-related topics to increase compliance awareness of staff members and maintain CPT records for licensed staff Take up ad hoc compliance-related tasks such as new business or product development Location Sheung Wan, Central and Western District, HK #J-18808-Ljbffr



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