Compliance Manager/Senior Manager
3 days ago
About Our Client My client is a fast-paced investment firm with global reach and strong hedge fund expertise, known for its high compliance standards and cross-border operations. The team values independence, precision, and a proactive approach to regulatory challenges. Job Description Maintain accurate records for corporate and compliance activities, including PA trading and conflicts Ensure timely regulatory filings (CFTC, SEC, SFC, AMAC) and track compliance status Support broker account openings, KYC processes, and review of derivatives agreements Update and maintain internal compliance policies regularly Prepare gap analyses and compliance reports for senior management and regulators Conduct trade surveillance, monitor trade errors, and investigate incidents Lead and support ad hoc compliance projects The Successful Applicant Minimum 7 - 10 years of hedge fund compliance experience (buy-side experience preferred) also open to candidates directly from buyside firm including asset management and private equity University degree in a relevant field; legal background is a plus Strong knowledge of SFO, MAS, SEC, AMAC regulations Familiarity with derivatives and compliance/OMS systems (Bloomberg, Charles River, Enfusion, EZE) Excellent communication, analytical, and presentation skills Proficiency in English and Mandarin What's on Offer Competitive compensation package Collaborative and inclusive work environment Opportunities for professional development Exposure to global regulatory frameworks and financial markets looking for 7-10 years of buyside compliance experience Must have well rounded compliance exp #J-18808-Ljbffr
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Partnerships Senior Manager, Southeast Asia
5 days ago
Hong Kong Island, Hong Kong SAR China Partnerships Senior Manager, Southeast Asia Full timePartnerships Senior Manager, Southeast Asia Collinson is a global loyalty and benefits company. We use our expertise and products to craft customer experiences which enable some of the world’s best known brands to acquire, engage and retain the most demanding and choice-rich customers. In particular, our unique expertise and insight into high earning,...
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SEA Partnerships Director — Travel
5 days ago
Hong Kong Island, Hong Kong SAR China Partnerships Senior Manager, Southeast Asia Full timeA leading global benefits company is seeking a Partnerships Senior Manager for Southeast Asia. In this pivotal role, you will build strategic business relationships to enhance the company's standing, focusing on partnerships, travel experiences, and key merchant relationships. The ideal candidate will have over 10 years of experience in relationship...
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Manager, Operational and Technology Risk
18 hours ago
Hong Kong Island, Hong Kong SAR China Manager, Operational and Technology Risk Full timeManager, Operational and Technology Risk Why Mox Everything at Mox – from our products, features, to rewards – is designed based on customer research, tailor made for your needs. We care about what customers care about, especially in data security and privacy. Data ethics is core to everyone here at Mox. Who are we looking for? The Mox Operational,...
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Operational, Technology
18 hours ago
Hong Kong Island, Hong Kong SAR China Manager, Operational and Technology Risk Full timeA leading digital bank in Hong Kong is on the lookout for a Manager of Operational and Technology Risk. This role demands expertise in risk management, particularly operational and technology risks. The candidate will develop frameworks and collaborate with various stakeholders to ensure compliance with regulatory standards, oversee the risk-taking...
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Senior Analyst
18 hours ago
Hong Kong Island, Hong Kong SAR China JAST Compliance Limited Full timeOverview Senior Analyst - Compliance and Corporate Services. JAST Compliance is a leading compliance consulting firm in the financial industry in Hong Kong. We are expanding our client servicing team by opening this junior level role. Responsibilities Assist senior managers and partners on daily client servicing work for licensed financial institutions....
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Senior Compliance Consultant
5 days ago
Hong Kong Island, Hong Kong SAR China Compliance Consulting Limited Full timeComplianceConsulting Limited was established in 2003, and is the first financial services consulting company in Hong Kong, offering regulatory and compliance advisory services to financial intermediaries. Our clients include brokerage houses, futures trading companies, corporate finance advisors, funds trading platforms, independent financial advisors, asset...
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Junior Compliance
18 hours ago
Hong Kong Island, Hong Kong SAR China JAST Compliance Limited Full timeA leading compliance consulting firm in Hong Kong is seeking a Senior Analyst for Compliance and Corporate Services. This junior role involves supporting senior managers in client servicing for licensed financial institutions, drafting regulatory documents, and ensuring compliance with deadlines. Ideal candidates possess a degree in relevant fields,...
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Senior HR, Payroll
5 days ago
Hong Kong Island, Hong Kong SAR China Senior Care Elderly Limited Full timeA senior care organization in Hong Kong seeks a Human Resources Manager to manage employees' compensation, ensure compliance with local regulations, and oversee payroll processing at elderly homes. The ideal candidate will have over 3 years of supervisory experience, expertise in the HRIS system, and proficiency in MS Excel and bilingual communication. The...
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Compliance Manager/Senior Compliance Manager
2 weeks ago
hong kong, Hong Kong SAR China Mitrade Full timeCompliance Manager/Senior Compliance Manager Direct message the job poster from Mitrade Company Overview: Mitrade is an award-winning global Contract for Difference (CFD) and forex broker, regulated by authorities in Australia (ASIC), Cyprus (CySec), the Cayman Islands (CIMA), and Mauritius (FSC). We were founded in Melbourne, Australia and have offices...
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Senior Compliance Consultant: AML/KYC
5 days ago
Hong Kong Island, Hong Kong SAR China Compliance Consulting Limited Full timeA financial services consulting company based in Hong Kong is seeking a Compliance Consultant to provide ongoing compliance advice to clients, assist with on-boarding procedures such as AML and KYC, and handle regulatory inquiries. The ideal candidate will have a minimum of 3 years' experience in compliance, familiarity with legislation, and fluency in...