VP, AFC Compliance

Join to apply for the C&AFC – Global Markets Compliance - VP role at Deutsche Bank 1 day ago Be among the first 25 applicants Join to apply for the C&AFC – Global Markets Compliance - VP role at Deutsche Bank Get AI-powered advice on this job and more exclusive features. Details of the Division and Team:The key functions of this role are to provide...

A leading financial institution in Hong Kong seeks a VP, AFC Compliance to oversee investigations and provide key AML/CFT guidance. The ideal candidate will have over 8 years of experience in AFC advisory within financial institutions and a solid understanding of financial crime risks. Responsibilities include engaging with senior management and reviewing...

C&AFC – Private Bank Compliance – Vice President Join to apply for the C&AFC – Private Bank Compliance – Vice President role at Deutsche Bank. Position Overview This role acts as a deputy to the Head of PB Compliance Hong Kong within the PB Business Line Compliance (“BLC”) team and covers a wide array of compliance responsibilities ensuring...

C&AFC – Private Bank Compliance – Vice President This role acts as a deputy to the Head of PB Compliance Hong Kong within the PB Business Line Compliance (“BLC”) team and covers a wide array of Compliance responsibilities ensuring compliance with Hong Kong laws and regulations as well as the global, regional and local standards, policies and...

C&AFC - Investment Bank & APAC Sanctions, Regulatory Advisory Specialist - VP As a global bank, Deutsche Bank has a wide array of obligations. As a European company, we must comply with the sanctions measures put in place by the European Union and enforced by national level authorities, including those in Germany. In addition, given our strategic market...

The key functions of this role are to provide support to the Global Markets Compliance team for Equity business by (i) providing professional, timely advice and guidance to the business, (ii) ensuring adherence to Bank policies and procedures, and relevant legal/regulatory frameworks, (iii) reviewing and monitoring existing controls and performing risk...

A leading commercial bank in Hong Kong is seeking a VP to FVP in Compliance for Investment and Insurance. This role involves providing compliance advice, supporting regulatory examinations, and preparing compliance reports. Candidates should have a university degree relevant to compliance, strong analytical skills, and at least 5-8 years of compliance or...

A leading wealth management group in Hong Kong is seeking a Compliance Monitoring Veteran at VP Level. The role demands at least 8 years of experience in HKMA regulatory compliance and risk control, with responsibilities including annual risk assessment, compliance monitoring, and ensuring adherence to HKMA/SFC regulatory requirements. Strong communication...

A leading hedge fund in Hong Kong is seeking a highly experienced Compliance Director/VP to oversee regulatory and investment compliance. The role requires a solid understanding of the SFC regulatory framework and at least 8-12 years of experience in compliance within the hedge fund or asset management sector. Candidates should ideally have a Bachelor's...

CLIENT BACKGROUND A leading Chinese investment bank with a strong global presence is actively seeking an experienced compliance professional to join its Hong Kong office. Despite being a top-tier institution with robust equities operations, this key role has remained open for some time-making it an exceptional opportunity for candidates ready to step into a...