Business Support

1 day ago


Hong Kong Island, Hong Kong SAR China 国泰君安国际 Guotai Junan International Full time

Job Description To provide support to business in the development, implementation and regular review of policies and procedures for their operations with due regard to all applicable regulatory requirements. To review the current compliance controls and identify proper actions for improvement. Responsibilities To act as the primary contact with the regulators and liaise with regulators and handle the ad hoc examination, surveys, enquiries. Qualifications With Bachelor degree or above in Business, Finance, Law, or related disciplines 10 years+ work experience in licensed corporations or related fields Familiarity with trading system architectures or risk management systems Sound knowledge of financial products in multiple asset classes from a trading, risk management or operations perspective In-depth understanding of SFC regulatory framework and well-versed in Securities & Futures Ordinance, HKEX Rules of Exchange and relevant rules of the business Detail-oriented with strong analytical, organizational, problem-solving and communication skills Benefits We offer an attractive remuneration package and fringe benefits to the right candidate. Interested applicants please send detailed resume stating present and expected salaries, as well as date of availability, by clicking "Apply" or by sending it to (Data collected will be kept strictly confidential and used for recruitment purpose only.) Senioriy level Mid-Senior level Employment type Full-time Job function Information Technology Kwun Tong District, Hong Kong SAR #J-18808-Ljbffr



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