Compliance Manager

5 days ago

Hong Kong Island, Hong Kong SAR China Tokalent Full time

Compliance Manager - Global Digital Asset Company Job Openings Compliance Manager - Global Digital Asset Company About the job Compliance Manager - Global Digital Asset Company Company Description The hiring company is a global digital asset company. Key Responsibilities Ensure compliance with all applicable laws and regulatory requirements locally. Develop and implement compliance policies and procedures, compliance manuals and other relevant documents for the local entity to meet the requirements of SFC. Conduct relevant local regular reporting, notification, application to regulatory authorities accordingly. Assess emerging issues and risks and promptly elevate issues to CEO and Group Compliance. Report compliance activities and audits to HK Compliance and the Board. Ensure appropriate corrective actions are taken for deficiencies in the CMS and/or non‑compliance. Develop, implement and maintain an up‑to‑date AML/CFT policy that complies with applicable regulations. Conduct regular risk assessments to identify and mitigate money laundering and terrorism financing risks. Ensure timely and accurate reporting of suspicious activities to relevant authorities. Carry out and ensure the implementation of customer due diligence (CDD) and enhanced due diligence (EDD) procedures. Conduct KYT due diligence reviews in a timely manner and suggest potential action points. Maintain comprehensive records of all AML/CFT activities and reports. Provide regular compliance training to staff. Liaise with regulatory bodies and law enforcement agencies regarding compliance matters. Other Adhoc tasks assigned by HK and Group Compliance. Requirements At least 5 years experience in Compliance functions in SFC licensed corporations within the financial services sector (KYC/KYB/KYT experience in Fintech or blockchain related industry would be deemed an advantage). Knowledge and understanding of financial services regulations, compliance, policies, processes and procedure. Knowledge and experience of licensing of SFC would be deemed an advantage. Proficiency in compliance applications and programmes for transaction monitoring and KYT etc. Interest in blockchain and digital assets, and willingness to work with other teams in a highly collaborative start‑up fintech environment. Well organised, detail oriented, presentable and with excellent communication skills (both verbal and written) in English (Proficiency in Mandarin would be deemed an advantage for internal communication). Problem solving, time management, analytical, and investigative skills. Professional qualifications pertinent to the financial services sector (ACAMS, or equivalent AML certification). Demonstrated ability to analyze complex regulatory requirements and implement practical solutions. Exceptional communication and stakeholder management skills. Be open to performing other responsibilities associated with the position. Application options - If you're interested in this role, click 'Apply' now. For further information and a confidential discussion, you can email Winston Tse at #J-18808-Ljbffr

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