Regulatory Compliance Leader, CMB

Head of Regulatory Compliance CMB & GBM Some careers have more impact than others If you’re looking for a career where you can make a real impression, join Hang Seng and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, Hang Seng offers opportunities, support and...

Responsibilities Support the regulatory compliance function covering licensing and the regulated activities including the investment and insurance distribution activities and asset management Keep track of regulatory updates, establish and maintain regulatory register and identify gaps Assist to formulate the compliance program and conduct the compliance...

AVP/VP, HR Compliance (Human Resources Department) Add expected salary to your profile for insights About the role We are seeking a highly experienced and motivated AVP/VP of HR Compliance to join our dynamic team at CMB Wing Lung Bank Limited in Central, Hong Kong. This is a full-time position that will play a crucial role in ensuring our HR practices...

Risk & Compliance Officer - Hong Kong Support the regulatory compliance function covering licensing and the regulated activities including the investment and insurance distribution activities and asset management. Keep track of regulatory updates, establish and maintain regulatory register and identify gaps. Assist to formulate the compliance program and...

A growing technology firm in Hong Kong is seeking a Mid-Senior Regulatory Compliance Leader. This role involves leading comprehensive compliance advisory functions, establishing a governance framework, and serving as the primary contact with regulators. Candidates should have at least 5 years of experience in regulatory compliance, a university degree, and...

A financial services provider in Hong Kong is seeking a Risk & Compliance Officer to support the compliance function, track regulatory updates, and assist in formulating compliance programs. The candidate should have at least 2 years of relevant experience and a university degree. Strong communication skills in Mandarin, English, and Cantonese are essential....

A leading financial institution in Hong Kong is seeking a Compliance Officer to develop and maintain credit risk management policies. Candidates should have at least 5 years of experience in regulatory compliance or policy development within the financial industry. Strong qualifications such as FRM or CFA are preferred. Responsibilities include monitoring...

Responsibilities: Policy Development & Maintenance: Assist in the drafting, reviewing, and periodic updating of the Bank's credit risk management policies, underwriting standards, and procedural guidelines to ensure they are robust and current. Ensure all credit policies are clearly documented and effectively communicated to all relevant business units....

Responsibilities: Policy Development & Maintenance: Assist in the drafting, reviewing, and periodic updating of the Bank's credit risk management policies, underwriting standards, and procedural guidelines to ensure they are robust and current. Ensure all credit policies are clearly documented and effectively communicated to all relevant business units....

A leading compliance consulting firm in Hong Kong is seeking a Senior Analyst for Compliance and Corporate Services. This junior role involves supporting senior managers in client servicing for licensed financial institutions, drafting regulatory documents, and ensuring compliance with deadlines. Ideal candidates possess a degree in relevant fields,...