Assistant / Manager, Legal & Compliance

Provide general and transactional legal advice to business functions/ sections of the Branch, including but not limited to commercial & private banking, financing, investment products, derivatives, debt capital market, administrative, corporate & governance matters etc. Maintain legal oversight of the Branch through attending various governance, control and...

This role offers a unique opportunity to contribute to legal and compliance functions within the financial services industry. The Assistant Manager, Legal & Compliance will support the organization in ensuring adherence to regulatory requirements and maintaining high standards of governance. The hiring company is a well-established and reputable organization...

A leading global law firm is seeking an experienced Office Manager to oversee office operations in Hong Kong. This role includes managing team members, ensuring compliance with policies, and nurturing supplier relationships. The ideal candidate will have a strong background in operations within the legal services sector. An effective leader, you will also be...

Assistant Manager (Legal & Regulatory Compliance) Major Responsibilities Assist in handling the relevant legal and regulatory compliance works of the company, including drafting and review of documents, participating in project-related meetings, filing etc. Provide support on regulatory compliance works and assist the company in maintaining good corporate...

We represent an investment holding company based in Hong Kong and the People's Republic of China. This client is engaged in a diversified portfolio that includes green food supply and catering chains, as well as environmental protection and technology businesses. They are now seeking talented individuals to join their team. Legal & Compliance Manager...

Insurance – Senior Manager, Legal and Compliance Responsibilities Corporate governance and relevant guidelines, Intermediary's conduct related regulations, market conduct, product and marketing related regulations. Develop and launch compliance programs (e.g., gap analysis, compliance checklist, risk assessment, etc.), monitor overall compliance therewith,...

A prominent energy conglomerate is seeking an Assistant/Legal and Compliance Manager in Hong Kong. This mid-senior role involves ensuring compliance with Hong Kong regulations and managing customer onboarding processes. The ideal candidate has at least 3 years of experience in regulatory compliance, particularly within trading environments, and possesses a...

A reputable financial services firm is seeking an Assistant Manager, Legal & Compliance in Hong Kong. This role involves providing legal advice, ensuring compliance with regulations, and collaborating with stakeholders. The ideal candidate holds a degree in Law and has 2-3 years of relevant experience. Strong analytical and communication skills in English...

Legal and Compliance Manager (Legal-oriented) Lead and advise on product documentation including contract templates, marketing materials and handle related issues. Provide legal support to business and operations including contract negotiation and dispute resolutions. Assist in handling tax compliance (FATCA/CRS) and company secretarial work for funds and...

A financial compliance firm in Hong Kong is offering an opportunity for candidates without relevant experience to establish a career in the financial compliance field as an Assistant Compliance Consultant. The role encompasses assisting compliance consultants with regulatory filings, handling administrative tasks, and developing training materials. Good...