Legal & Compliance Assistant Manager: Policy, Audits & Regs

This role offers a unique opportunity to contribute to legal and compliance functions within the financial services industry. The Assistant Manager, Legal & Compliance will support the organization in ensuring adherence to regulatory requirements and maintaining high standards of governance. The hiring company is a well-established and reputable organization...

Provide general and transactional legal advice to business functions/ sections of the Branch, including but not limited to commercial & private banking, financing, investment products, derivatives, debt capital market, administrative, corporate & governance matters etc. Maintain legal oversight of the Branch through attending various governance, control and...

Job Description - VP/AVP, Business Audit – Legal, Compliance & Secretariat HH) Job Description VP/AVP, Business Audit – Legal, Compliance & Secretariat - ( HH ) Business Function Group Audit helps the Board and Executive Management meet the strategic and operational objectives of the DBS Group. We conduct independent checks to ensure that the Group’s...

Responsibilities Proactively plays a key role in the team of corporate and regulatory compliance, cooperates with Legal teammates in the normal legal and compliance routines and ad‑hoc projects, and reports to Deputy General Manager of Legal & Compliance Department. Actively supports business and operation functions on various compliance and regulatory...

A leading global law firm is seeking an experienced Office Manager to oversee office operations in Hong Kong. This role includes managing team members, ensuring compliance with policies, and nurturing supplier relationships. The ideal candidate will have a strong background in operations within the legal services sector. An effective leader, you will also be...

Assistant/ Legal and Compliance Manager (Energy Conglomerates & Commodity) Our client is one of China’s largest provincial state‑owned energy conglomerates, is expanding its Hong Kong legal compliance team to support continued growth in international oil & energy trading, supply chain finance and investment activities. This is a high‑visibility role...

A leading asset management firm in Hong Kong is seeking a Deputy Head of Legal and Compliance. The role involves managing compliance work, advising on regulatory issues, and leading internal audits. Candidates should have a Bachelor’s Degree, at least 10 years of experience in the financial sector, and strong compliance knowledge. The firm offers a...

A leading financial institution in Hong Kong is seeking a VP/AVP for Business Audit in the Legal, Compliance & Secretariat areas. This role involves providing independent audit assurances, managing audit activities, and ensuring compliance with regulatory requirements. Candidates should possess a degree and over 10 years of relevant experience in financial...

Senior Compliance Manager, Legal and Compliance Department Bank of Dongguan Co., Ltd. – Hong Kong Branch Location: Sheung Wan, Central and Western District, HK Responsibilities Serve as a member of the Operating Committee, providing strategic advice and actionable solutions on compliance and regulatory matters for new business and operational initiatives....

Insurance – Senior Manager, Legal and Compliance Responsibilities Corporate governance and relevant guidelines, Intermediary's conduct related regulations, market conduct, product and marketing related regulations. Develop and launch compliance programs (e.g., gap analysis, compliance checklist, risk assessment, etc.), monitor overall compliance therewith,...