Residual Operations Lead: Regulatory

We are currently seeking a high calibre professional to join our team as a Residual Operations Lead. In this role you will need: Responsible for the Trustee Management Office (TMO) operations team consisting of up to 30 team members and key contact to Regulator, Compliance, Trustee and Fiduciary Services and Legal Department Establish the future TOM of the...

Responsibilities Study & process corporate actions and monitor the lifecycle of events within pre-defined cutoff time and timely escalation for irregular cases detected Execute & support of (1) the full settlement cycle of private banking products (e.g. equities, bonds, investment funds, structured products and derivatives); (2) deposit and remittance...

Why Mox Everything at Mox – from our products, features, to rewards – is designed based on customer research, tailor made for your needs. We care about what customers care about, especially in data security and privacy. Data ethics is core to everyone here at Mox. Mox rewards you with an array of banking and lifestyle benefits. Who says banking can’t...

A leading digital wealth platform is looking for an Operations Lead in Hong Kong. This critical role involves managing daily operations and ensuring regulatory compliance for business expansion. The ideal candidate should have 8-10 years of experience in operations or compliance within the financial services sector, with a strong understanding of local...

3 days ago Be among the first 25 applicants Established in March 2018, Bybit is one of the fastest growing cryptocurrency derivatives exchanges, with more than 70 million registered users. We offer a professional platform where crypto traders can find an ultra-fast matching engine, excellent customer service and multilingual community support. We provide...

A leading financial institution is seeking a Vice President for Operations Risk Management. This role involves leading risk enhancements, ensuring compliance with regulatory standards, and liaising with market participants. Ideal candidates will have a university degree, professional qualifications, and over 10 years of experience in counterparty risk or...

A leading tech company in Hong Kong seeks a Senior Platform Engineer/Squad Lead to build and maintain a modern cloud-native data platform. Applicants should have over 12 years of experience in IT, focusing on database and messaging system management, with proficiency in AWS services, Kafka, and data governance. This role requires a bachelor's degree and...

A recruitment agency is seeking a Manager for Regulatory Compliance & Inspection in Hong Kong. The role involves leading compliance frameworks, ensuring adherence to laws, and acting as a liaison with regulatory bodies. Ideal candidates should be CPA certified with 3-5 years of relevant experience in the financial services sector and a strong understanding...

Our client is a SFC‑licensed leading global comprehensive trading platform for both individual and institutional clients with access to global markets. Responsibilities Communicate with regulatory bodies to ensure compliance and address inquiries. Research and interpret regulations applicable to brokerage operations in the region. Draft and implement...

A leading financial institution in Hong Kong is seeking a Finance Manager/Senior Manager to handle HKMA Regulatory Reporting. The role includes implementing and monitoring Counterparty Credit Risk and Basel 3 regulatory returns, alongside providing financial analytics. Ideal candidates will have over 8 years of experience in HKMA regulatory reporting,...