Regulatory Compliance Adviser – Fintech

A leading financial services company in Hong Kong is seeking an experienced Business Advisory Compliance professional. This role focuses on fintech and retail/private wealth management, ensuring compliance with regulatory requirements, and liaising with regulators. Candidates should have a University degree, minimum 8 years of relevant experience, and be...

A leading financial institution is seeking a Fintech Compliance Manager in Hong Kong. You will develop and execute compliance policies, advise management on compliance matters, and monitor regulatory issues related to fintech and banking products. The ideal candidate holds a university degree and has solid experience in banking fintech compliance. Excellent...

Fintech Compliance Manager (HK$40K - $50K) (Ref. No.: 27472) Our client, a Leading Bank, is looking for high-caliber person to fill the position. Job Duties Develop and execute the Banking Fintech Compliance / AI Compliance Policy, Regulatory and Monitoring review programs and ensure that they are in accordance with local regulatory framework as well as the...

A leading fintech company in Hong Kong seeks a Regulatory Compliance Officer to provide leadership in compliance for licensed subsidiaries. The role involves developing and maintaining compliance policies, training programs, and serving as the main contact with regulators. Applicants should have a university degree and at least 5 years of relevant experience...

A leading Fintech company in Hong Kong is seeking a Head of Compliance for its expanding Virtual Asset Trading Platform. The ideal candidate will have a Bachelor's degree and at least 5 years of compliance experience in the cryptocurrency industry or financial services. Responsibilities include advising senior management, monitoring regulatory changes, and...

A leading financial services firm in Hong Kong seeks a Regulatory Compliance Leader. The role involves developing and implementing compliance policies, advising on regulatory matters, and serving as the main contact with regulators. Ideal candidates have at least 5 years of relevant experience, a university degree, and strong leadership and communication...

A leading fintech organization is seeking a Senior Legal & Compliance Counsel to lead the legal and compliance strategy across a complex multinational structure. The ideal candidate will have significant expertise in fintech regulations, strong contract negotiation skills, and experience advising executive leadership. This role offers the opportunity to...

Be among the first 25 applicants. Direct message the job poster from PAObank. Responsibilities Report to Head of Regulatory Compliance Provide timely advice on regulatory compliance related matters Support the regulatory compliance function covering regulated activities Keep track of regulatory updates, establish and maintain regulatory register and identify...

Business Advisory Compliance (Fintech and Wealth Management) Job Openings Business Advisory Compliance (Fintech and Wealth Management) About the job Business Advisory Compliance (Fintech and Wealth Management) This leading financial services company is seeking an experienced business advisory compliance professional to join a small team to focus on fintech...

Compliance Manager (AML & Regulatory Compliance) Support the development and maintenance of compliance programs / policies aligned with VASP regulatory frameworks. Conduct regulatory gap assessments, licensing evaluations and preparation of filings and documentation. Act as a key point of contact for internal and external stakeholders on Compliance advisory...