FICC Compliance Expert — Mandarin

Looking for strong FICC compliance product knowledge ! Must be fluent in mandarin ! About Our Client The client is a Chinese based fintech firm established in 2017, operating with a lean team of around 30 professionals. Licensed under multiple SFC categories (Types 1, 2, 4, 7, and 9), the company specialises in trading and investment services, with a strong...

Responsibilities Drive sales of non-flow FICC solutions (structured products, bespoke hedging, and investment solutions) to Chinese financial institutions, primarily banks and securities firms. Originate and execute tailored solutions addressing client-specific needs across rates, credit, and FX. Build and maintain strong relationships with senior...

A financial services consulting company based in Hong Kong is seeking a Compliance Consultant to provide ongoing compliance advice to clients, assist with on-boarding procedures such as AML and KYC, and handle regulatory inquiries. The ideal candidate will have a minimum of 3 years' experience in compliance, familiarity with legislation, and fluency in...

Fund Manager - Fixed Income, Currencies & Commodities (FICC) Position Overview We are seeking a seasoned FICC Fund Manager to manage and grow a dedicated portfolio with a strong focus on Asian credit, rates, and currencies. The ideal candidate will possess a proven track record of generating alpha through active management across both investment-grade and...

A leading finance recruitment firm is seeking a Director for FICC sales in Hong Kong. The role involves driving sales of non-flow solutions to Chinese financial institutions, maintaining strong relationships, and ensuring compliance with regulatory standards. Candidates should have 10+ years of experience, deep product knowledge in finance, excellent...

A prominent financial services group in Hong Kong is seeking a qualified individual to provide control and oversight on the end-to-end trading lifecycle for their FICC trading and sales business. Candidates should have at least 5 years of middle office or global market operations experience, a degree in Finance, and proficiency in English, Cantonese, and...

Opportunity for candidates without relevant experience to establish a career in the financial compliance field Promotion prospect will be offered to good performers to the role of Assistant Compliance Consultant Job Responsibilities Assisting compliance consultants to handle filings with the regulators e.g. Securities and Futures Commission Handling...

A leading financial services firm in Hong Kong is seeking an experienced Fund Manager specializing in Fixed Income, Currencies, and Commodities (FICC). The successful candidate will manage a dedicated portfolio with a strong emphasis on Asian credit and currencies, leveraging substantial experience and expertise for alpha generation. Fluency in Mandarin and...

A financial compliance firm in Hong Kong is offering an opportunity for candidates without relevant experience to establish a career in the financial compliance field as an Assistant Compliance Consultant. The role encompasses assisting compliance consultants with regulatory filings, handling administrative tasks, and developing training materials. Good...

ComplianceConsulting Limited was established in 2003, and is the first financial services consulting company in Hong Kong, offering regulatory and compliance advisory services to financial intermediaries. Our clients include brokerage houses, futures trading companies, corporate finance advisors, funds trading platforms, independent financial advisors, asset...