Assistant/ Legal and Compliance Manager

Provide general and transactional legal advice to business functions/ sections of the Branch, including but not limited to commercial & private banking, financing, investment products, derivatives, debt capital market, administrative, corporate & governance matters etc. Maintain legal oversight of the Branch through attending various governance, control and...

A financial services firm in Hong Kong seeks a qualified legal professional to provide general and transactional legal advice across various business functions. This role requires maintaining legal oversight, reviewing agreements, and conducting training seminars. The ideal candidate will have a degree in law, 3 years of banking experience, and fluency in...

This role offers a unique opportunity to contribute to legal and compliance functions within the financial services industry. The Assistant Manager, Legal & Compliance will support the organization in ensuring adherence to regulatory requirements and maintaining high standards of governance. The hiring company is a well-established and reputable organization...

A leading global law firm is seeking an experienced Office Manager to oversee office operations in Hong Kong. This role includes managing team members, ensuring compliance with policies, and nurturing supplier relationships. The ideal candidate will have a strong background in operations within the legal services sector. An effective leader, you will also be...

A leading legal recruiting firm in Hong Kong is seeking an Information & Research Assistant to provide high-quality support for legal and business research. The role involves training staff on information tools and keeping updated on legal sector developments. Ideal candidates will possess strong research and communication skills, along with an understanding...

Assistant Manager (Legal & Regulatory Compliance) Major Responsibilities Assist in handling the relevant legal and regulatory compliance works of the company, including drafting and review of documents, participating in project-related meetings, filing etc. Provide support on regulatory compliance works and assist the company in maintaining good corporate...

We represent an investment holding company based in Hong Kong and the People's Republic of China. This client is engaged in a diversified portfolio that includes green food supply and catering chains, as well as environmental protection and technology businesses. They are now seeking talented individuals to join their team. Legal & Compliance Manager...

Responsibilities Proactively plays a key role in the team of corporate and regulatory compliance, cooperates with Legal teammates in the normal legal and compliance routines and ad‑hoc projects, and reports to Deputy General Manager of Legal & Compliance Department. Actively supports business and operation functions on various compliance and regulatory...

Insurance – Senior Manager, Legal and Compliance Responsibilities Corporate governance and relevant guidelines, Intermediary's conduct related regulations, market conduct, product and marketing related regulations. Develop and launch compliance programs (e.g., gap analysis, compliance checklist, risk assessment, etc.), monitor overall compliance therewith,...

A prominent energy conglomerate is seeking an Assistant/Legal and Compliance Manager in Hong Kong. This mid-senior role involves ensuring compliance with Hong Kong regulations and managing customer onboarding processes. The ideal candidate has at least 3 years of experience in regulatory compliance, particularly within trading environments, and possesses a...