Takeovers Code RO

Takeovers Code RO (Chinese state owned securities ) Responsible for execution of primarily capital markets and advisory transactions, including merger and acquisitions, , follow‑on offerings, convertible bonds and Takeovers Code related transactions and capital raising exercises Participate and contribute to the strategic planning for various business...

Corporate Finance Director / ED - RO Type 6 - Takeovers Code My client is one leading Chinese Financial Institution and now is looking for one RO Type 6 - Takeovers Code. Responsibilities: Handle full spectrum on structuring and executing of corporate finance transactions Conduct due diligence work and prepare for the listing of companies in Hong Kong,...

My client is one leading Chinese Financial Institution and now is looking for one RO Type 6. Responsibilities Handle full spectrum on structuring and executing of corporate finance transactions Conduct due diligence work and prepare for the listing of companies in Hong Kong, including application and documentation as required Provide advice on corporate...

Roles & Responsibilities In-depth knowledge and experience of mergers and acquisitions, eligible to advise on Codes on Takeovers-related matters in a sole capacity (i.e. Takeovers Code Responsible Officer). Lead and execute syndication work for mergers and acquisitions, follow-on offerings, convertible bonds, and private placements etc; develop and execute...

Vice President, Investment Banking (Takeover & M&A) Job ID : Industry : Banking/Investment Function : Investment/Corporate Finance Work Location : Central & Western District Salary Range : HK$60K - HK$90K p.m. Overview Our client is a multi-cultural investment bank with branches and businesses stretching around the globe. Their major activities in Hong Kong...

Responsibilities Act as a Responsible Officer with the SFC for Type 1, Type 4 (Securities) and Type 9 (Asset Management) regulated activities. Oversee, manage, and ensure compliance with all applicable laws, rules, and regulations, including the SFC's Code of Conduct and guidelines. Provide guidance and leadership on the development, implementation, and...

A leading financial advisory firm in Hong Kong is seeking a seasoned professional in corporate finance with in-depth knowledge of mergers and acquisitions. The role requires a holder of the SFC Type 6 Responsible Officer license and a minimum of 5 years of relevant experience. Applicants must demonstrate strong skills in client relationship management and...

Our client, a Hong Kong-based security firm, is seeking a RO (SFC 1,4&9) to join their team due to recent expansion. The role will focus on a broad spectrum of markets. The RO will report directly to the board members of the Group, responsible for implementing business strategies and managing investment projects. This role must focus on distribution. Key...

• SFC Type 4&9 Responsible Officer (RO) and Director Add expected salary to your profile for insights Attractive remuneration and performance bonus Competitive fringe benefits (wedding leave, group medical and dental insurance, work-life balance) Clear career progression and senior management exposure Key Responsibilities Serve as OMO MIC and Type 4&9 RO,...

Manages and leads the origination and execution of IPOs and other capital markets transactions, including project management/coordination, due diligence and project execution Assists in deal assessment and due diligence reviews for internal approvals Supervises the project team; provides guidance and support to junior staff Ensures compliance with all...