AML Compliance

A financial services consulting company based in Hong Kong is seeking a Compliance Consultant to provide ongoing compliance advice to clients, assist with on-boarding procedures such as AML and KYC, and handle regulatory inquiries. The ideal candidate will have a minimum of 3 years' experience in compliance, familiarity with legislation, and fluency in...

A leading financial services firm is seeking a highly skilled and experienced Deputy Head of AML to join their compliance team. The ideal candidate will assist the Head of AML in overseeing the firm’s anti-money laundering programs, ensuring compliance with all relevant regulations and guidelines. This role involves implementing effective AML strategies,...

Job Title Compliance Manager – Securities/ AM Company Overview Forthright Financial Holdings Company Limited ("Forthright Financial") is a leading provider of investment and financial trading services for our customers. Established in August 2015, the group has rapidly expanded with subsidiaries such as Forthright Securities, Forthright Capital, and...

ComplianceConsulting Limited was established in 2003, and is the first financial services consulting company in Hong Kong, offering regulatory and compliance advisory services to financial intermediaries. Our clients include brokerage houses, futures trading companies, corporate finance advisors, funds trading platforms, independent financial advisors, asset...

A well-known international bank is looking for a strong compliance and anti‑money laundering candidate to join their regional team. Successful candidates will have a solid understanding of regulatory compliance, AML and financial crime to support the business unit in maintaining regulatory standards. Candidates will also be well‑versed in reviewing...

AML Advisory Manager, Legal & Compliance Assist in developing and updating AML policy and procedure for Branch; Provide advice regarding AML, Sanctions and FATCA/CRS to Branch’s staffs upon request; Conduct AML compliance review; Formulate and deliver regular AML compliance training and promote compliance culture of the Branch; Prepare reports to Senior...

AVP, AML and Sanctions Compliance, Legal and Compliance Add expected salary to your profile for insights Key Accountabilities Assist the Head of AML Compliance to implement and maintain BOCI Group's AML/CFT Program; Provide compliance advice / recommendations to different business units, including Investment Banking Department (IBD), Equity Sales and...

A well-known international bank is looking for a strong compliance and anti-money laundering candidate to join their regional team. Successful candidates will have a solid understanding of regulatory compliance, AML and financial crime to support the business unit in maintaining regulatory standards. Candidates will also be well‑versed in reviewing...

A financial services firm in Hong Kong is seeking an experienced AML Compliance Lead for its Private Banking division. The role involves overseeing AML compliance programs, developing relevant policies, and engaging with regulators. Ideal candidates will have over 10 years of AML compliance experience in private banking and a strong understanding of local...

A corporate bank in Hong Kong is seeking an experienced Anti-Money Laundering Manager to join their compliance team. What you’ll do: Act as a Subject Matter Expert on AML-related topics, providing advisory support to stakeholders as needed Review customer due diligence/account opening documents (including corporate clients and private banking clients) to...