Current jobs related to Assistant VP - Hong Kong, Central and Western District - Hong Kong Exchanges and Clearing Limited

  • VP (Capital Markets) -

    2 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Visionary Solutions Limited Full time

    Our client is a Chinese securities firm and they are urgently looking for a VP to SVP level in their DCM based in Hong Kong to cope with their expansion. Job Responsibilities:Perform DCM origination and execution function. Key duties involve maintaining relationships with issuers, assisting in origination negotiations, tracking clients, participating in...

  • VP (Corporate Finance) -

    3 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Unicorn Advisor (HK) Limited Full time

    Job Description:Execute various corporate finance transactions, including IPOs, M&A advisory and other debt/equity fund raising activities, which include business/industry/financial/legal due diligence,  preparation of relevant documents such as announcements/circular/prospectus and internal approval documents to ensure compliance with relevant internal...

  • Assistant VP

    14 hours ago

    Hong Kong, Central and Western District, Hong Kong SAR China Citi Full time

    Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

  • Assistant VP

    6 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank (Hong Kong) Limited Full time

    Business Function Technology and Operations (T&O) enables and empowers the bank with an efficient, nimble and resilient infrastructure through a strategic focus on productivity, quality & control, technology, people capability and innovation. In T&O, we manage the majority of the Bank's operational processes and inspire to delight our business partners...

  • Assistant VP

    2 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Citi Full time

    Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

  • Assistant VP

    2 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full time

    Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development...

  • Assistant VP

    4 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full time

    Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development...

  • Assistant VP

    14 hours ago

    Hong Kong, Central and Western District, Hong Kong SAR China Citi Full time

    Citi's Securities Services (SS) supports our clients' business by drawing on the strength of our unmatched global footprint, which provides them with access to local expertise and scalable solutions to support their ambitions. We're currently looking for a high caliber professional to join our team as Assistant Vice President, Oversight & Client Servicing,...

  • VP/Executive Director

    6 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China PERSOLKELLY Full time

    VP/Executive Director (Japan Equity Sales) 2 days ago Be among the first 25 applicants Direct message the job poster from PERSOLKELLY PERSOLKELLY's snapshot Urgently looking for a solid Sales of Japan Equity Specialist You are expected to demonstrate good business practice and conduct as a role model Company Profile Our client is a top-tier Global Capital...

  • Assistant VP

    1 week ago

    Hong Kong, Central and Western District, Hong Kong SAR China ConnectedGroup Limited Full time

    Job Duties & Responsibilities: Support to lead and manage the Customer Support team proactively. Support to expand transaction business in HKG in various measurements and contribute to the Bank by co-working with colleagues in Singapore and Japan regional team. Support the head of CS to plan and manage the team to achieve Global Transaction Banking business...

  • Assistant VP

    1 week ago

    Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full time

    Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development...

  • Assistant VP

    6 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank (Hong Kong) Limited Full time

    Business Function Technology and Operations (T&O) enables and empowers the bank with an efficient, nimble and resilient infrastructure through a strategic focus on productivity, quality & control, technology, people capability and innovation. In T&O, we manage the majority of the Bank's operational processes and inspire to delight our business partners...

  • Assistant VP

    6 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full time

    Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development...

  • Assistant VP

    5 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Value Partners Limited Full time

    Job Descriptions:Responsible for investment compliance of public and private funds, primary responsibilities may include:Perform daily pre-trade and post-trade monitoring Code compliance rules in IMS and perform periodic review Design and conduct regular compliance monitoring & surveillance procedures and checking Undertake counterparties due diligence ...

  • Assistant VP

    2 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank (Hong Kong) Limited Full time

    Business Function Group Technology and Operations (T&O) enables and empowers the bank with an efficient, nimble and resilient infrastructure through a strategic focus on productivity, quality & control, technology, people capability and innovation. In Group T&O, we manage the majority of the Bank's operational processes and inspire to delight our business...

  • Assistant VP

    1 day ago

    Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full time

    Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development...

  • Assistant VP

    1 day ago

    Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full time

    Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development...

  • Assistant VP

    1 day ago

    Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full time

    Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development...

  • Assistant VP

    4 hours ago

    Hong Kong, Central and Western District, Hong Kong SAR China China CITIC Bank International Limited Full time

    Responsibilities:Responsible for continuous enhancements of the Bank's enterprise risk, in particular climate, strategic risk management and new product governance framework, including bank-wide risk policies and relevant guidelines / procedures, risk assessment and reporting, risk appetite, risk delegated authority, training tools, and so forth; Effectively...

  • Assistant VP

    4 hours ago

    Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full time

    Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development...

Assistant VP

1 week ago

Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full time

Company Introduction:

We're home to Asia's most dynamic and vibrant capital markets.
Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day.

HKEX is a purpose-driven company. Our commitment to the long-term development of our business and our markets is articulated in our purpose: "To Connect, Promote and Progress our Markets and the Communities they support for the prosperity of all."

Job Summary:
The Market Surveillance & Monitoring Department is primarily responsible for maintaining the integrity of the cash and derivatives markets through real-time trade monitoring and enforcing rule compliance of HKEX Participants. It also cooperates with Hong Kong and Mainland regulators on their investigation of cross-boundary market misconduct under the China Stock Connect markets.

The incumbent will work proactively and collaboratively with HKEX external and internal stakeholders to promote effective market regulations for a fair, orderly and reputable market.

Job Duties:

Responsibilities:

  • Review daily surveillance alerts and reports generated by a surveillance platform for equities and derivatives products
  • Conduct investigation resulting from surveillance alerts and/or deal with referrals of suspicious trading behavior
  • Major role for market surveillance-related projects and system enhancements
  • Communicate and liaise with system users, regulators, external vendors and internal stakeholders
  • Calibrate, analyse, maintain and improve settings of the surveillance systems
  • Automate daily workflows and explore alternatives for better performance and improved control features
  • Prepare presentation materials and produce data analytics for routine or ad-hoc reporting to management and regulators
  • Undertake any other responsibilities and projects as assigned
Requirements:
  • University degree in Finance, Financial Engineering, Information Technology, Computer Sciences, Information System or related disciplines are preferred
  • At least 7 years' relevant working experience in well-established financial organizations, preferably in compliance or surveillance roles
  • Strong knowledge of the securities and derivatives markets and products, including equities, fixed income, rates and currencies
  • Good knowledge of HKEX rules and regulations as well as SFO, SFC codes and guidelines
  • Solid understanding of market surveillance systems (e.g. SMARTS) is preferred
  • Exposure to project management is preferred
  • Good understanding of system/programming language (e.g. SMARTS code and Python) is an advantage
  • Good knowledge of machine learning and automation techniques is an advantage
  • Understanding of trading and clearing systems is an advantage
  • Strong analytical, problem solving and collaboration skills
  • Proven ability to multitask, prioritize and meet deadlines
  • Able to work independently and make sensible judgement, and be flexible to take on new responsibilities and challenges
  • Strong command of written and spoken English and Chinese, with solid communication and presentation skills
HKEX is committed as an Equal Opportunity Employer. Diversity is one of our core values and we look to support, respect diverse perspectives, abilities, culture and experiences within our workplace.

Location:
HKEX - Exchange Square

Shift:
Standard - 40 Hours (Hong Kong SAR)

Scheduled Weekly Hours:
40

Worker Type:
Permanent