Assistant VP
4 days ago
Company Introduction:
We're home to Asia's most dynamic and vibrant capital markets.
Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day.
HKEX is a purpose-driven company. Our commitment to the long-term development of our business and our markets is articulated in our purpose: "To Connect, Promote and Progress our Markets and the Communities they support for the prosperity of all."
Job Summary:
You will be provided with an interesting mix of investigative and disciplinary case work, together with challenging project work. You will need to be a strong, balanced and persuasive communicator, with an enquiring mind and an eye for detail. The successful candidate will have the highest integrity, and be motivated by the prospect of unravelling complex issues in the cause of fairness and justice.
Job Duties:
Responsibilities:
- Investigate potential misconduct and breaches relating to the Listing Rules
- Conduct disciplinary action, including presentation before the Listing Committee
- Assist in all enforcement matters, including in furthering the objectives of the Department
- Provide assistance in formulating and implementing disciplinary and enforcement policy and procedures, and participating in other projects undertaken by the Department
- Qualified lawyer with at least 6 years of PQE
- Civil litigation with substantial experience in drafting pleadings (including further and better particulars), witness statements and legal advice
- Experience in Exchange disciplinary action SFC disciplinary/court action will be highly regarded
- Strong interpersonal and presentation skills
- Strong analytical, writing and advocacy skills
- Fluency in written and spoken English
- Good command of written and spoken Chinese (proficiency in Putonghua is preferred)
- Professional and mature
- Work commitment
- Team player
- Efficient and able to multi-task
Location:
HKEX - Exchange Square
Shift:
Standard - 40 Hours (Hong Kong SAR)
Scheduled Weekly Hours:
40
Worker Type:
Permanent
-
Assistant VP
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank (Hong Kong) Limited Full timeBusiness Function As the leading bank in Asia, DBS Consumer Banking Group is in a unique position to help our customers realise their dreams and ambitions. As a market leader in the consumer banking business, DBS has a full spectrum of products and services, including deposits, investments, insurance, mortgages, credit cards and personal loans, to help our...
-
Assistant VP
18 hours ago
Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full timeCompany Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development...
-
Assistant VP
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full timeCompany Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development...
-
Assistant VP
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank (Hong Kong) Limited Full timeBusiness Function Group Technology and Operations (T&O) enables and empowers the bank with an efficient, nimble and resilient infrastructure through a strategic focus on productivity, quality & control, technology, people capability and innovation. In Group T&O, we manage the majority of the Bank's operational processes and inspire to delight our business...
-
Assistant VP
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China China CITIC Bank International Limited Full timeResponsibilities:Evaluate & approve credit approval and manage asset quality of the Bank in designated business units or segment within Wholesale and Cross-border Banking; Perform critical risk analysis on credit applications beyond individual approval authority, make recommendation and deal with credit challenge in Credit Committee to facilitate approval...
-
Assistant VP
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full timeCompany Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development...
-
Assistant VP
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China ICBC International Holdings Limited Full timeResponsibilities:Perform industry and company research, financial analysis, financial modeling and valuation activities; Work with senior bankers in transaction execution; Prepare marketing materials including presentations and pitch books; Develop relationships with junior executives at our clients; Comply with any internal and external regulations and...
-
Assistant VP
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China China CITIC Bank International Limited Full timeKey ResponsibilitiesProvide audit services, with particular focus on treasury, finance, risk management and related regulatory audits; Lead/ participate in audit team(s) in conducting audits and special reviews and carry out specific assignments as requested; Conduct regular review of audit standards; recommend changes on audit policies, procedures and...
-
Assistant VP
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Mizuho Bank, Ltd Full timeCompany Overview Mizuho Bank, Limited has a long-term commitment to the Hong Kong market. With a strong global connection and a workforce of over 600 staff in Hong Kong, Mizuho Bank, Limited, is able to help corporations in Hong Kong to expand their business worldwide. Our clients comprise Japanese and non-Japanese corporations including PRC related...
-
Assistant VP
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China ConnectedGroup Limited Full timeJob Duties & Responsibilities: Support to lead and manage the Customer Support team proactively. Support to expand transaction business in HKG in various measurements and contribute to the Bank by co-working with colleagues in Singapore and Japan regional team. Support the head of CS to plan and manage the team to achieve Global Transaction Banking business...
-
Assistant VP
18 hours ago
Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank (Hong Kong) Limited Full timeBusiness Function Technology and Operations (T&O) enables and empowers the bank with an efficient, nimble and resilient infrastructure through a strategic focus on productivity, quality & control, technology, people capability and innovation. In T&O, we manage the majority of the Bank's operational processes and inspire to delight our business partners...
-
Health Care Research Expert
5 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Talent Axis Management Consulting Group Ltd Full timeJob Title:Health Care Research Analyst - VP to Expand Research Team About the RoleTalent Axis Management Consulting Group Ltd is seeking a seasoned Health Care Research Analyst - VP to expand their Research Team.Our client is a renowned Chinese Investment Bank focusing on the healthcare sector, which includes biotech, Medtech, medical services, and more. Key...
-
VP/ AVP, Treasures Investment Counsellor
1 day ago
Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank Full timeJob Description - VP/ AVP, Treasures Investment Counsellor (Licensed (2500003B) Business Function As the leading bank in Asia, DBS Consumer Banking Group is in a unique position to help our customers realise their dreams and ambitions. As a market leader in the consumer banking business, DBS has a full spectrum of products and services, including deposits,...
-
Strategic AML Compliance Expert
1 day ago
Hong Kong, Central and Western District, Hong Kong SAR China China Everbright Bank Hong Kong Branch Full timeCompany OverviewChina Everbright Bank Hong Kong Branch is a leading financial institution in the Asia-Pacific region, committed to providing innovative banking solutions to our customers.Job DescriptionVP of AdvisoryWe are seeking an experienced VP of Advisory to join our team. As a key member of our compliance department, you will be responsible for...
-
VP of Advisory
1 day ago
Hong Kong, Central and Western District, Hong Kong SAR China China Everbright Bank Hong Kong Branch Full timeJob Responsibilities:Provide advisory support to stakeholders, review and advise on CDD profiles with increased financial crime risks Perform quality assurance and/or compliance testing on AML/CFT functions, and communicate the result to relevant stakeholders for improvement Conduct review on watchlist screening alerts Assist in the review and maintenance of...
-
Associate VP
18 hours ago
Hong Kong, Central and Western District, Hong Kong SAR China ALL-STAR AGENCY Full timeOverview A high-growth corporate bank with continual investment in growth in the region is seeking to hire an Assistant Vice President - Syndications in the syndicated loans department to handle full spectrum of activities for securing the transactions including sales, credit analysis, due diligence in execution to maintain their edge in the syndicated...
-
vp -
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Moody's Full timeLocation(s): One Pacific Place, Floor 24, 88 Queensway, Admiralty Hong Kong, HK Line Of Business: Regional Organization(REG ORG) Job Category:Credit Analysis & Research Experience Level: Experienced Hire At Moody's, we unite the brightest minds to turn today's risks into tomorrow's opportunities. We do this by striving to create an inclusive environment...
-
VP (Equities) -
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China ICBC International Holdings Limited Full timeResponsibilities:Assist senior staff in the department to expand the relationship between domestic and overseas institutional customers and other institutional customers; Assist the team in selling primary market, private equity and secondary market stocks and other products, and make contributions to sales promotion transactions; Provide research and sales...
-
Hong Kong, Central and Western District, Hong Kong SAR China Shangri-La Group Full timeCareer Opportunities: Assistant Vice President, Information Security (170911) Requisition ID: 170911 - Posted: Hong Kong SAR - Shangri-La International Hotel Management Limited - Information Technology - Permanent Shangri-La Group is a global leader in luxury hospitality with unique Asian heritage. Headquartered in Hong Kong, we have over 100 hotels and...
-
VP of Business Compliance
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank (Hong Kong) Limited Full timeBusiness Function Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust...