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AVP (AML Compliance), Governance & Controls, Institutional Banking Group

1 month ago

Hong Kong, Hong Kong SAR China DBS Bank (Hong Kong) Limited Full time
  • Providing country feedback to the revisions to local and Group AML/CFT/Sanctions CDD standards and AML/CFT/Sanctions systems
  • Monitoring remedial actions for the identified deficiency in AML risk controls that require remediation actions
  • Preparing and facilitating risk & control self-assessment ("RCSA") and ensuring there are appropriate rectifications and follow up actions
  • Following up on issues and action plans arising from RCSA, risk events, internal / external audits
  • Assisting in the preparation of monthly reporting (e.g. Riskexco, DDOM, AMLOC reporting, etc)
  • Liaising with FCSS on AML/CFT/Sanctions monitoring, and following up on issues arising from them
  • Addressing enquiries from IBG or other units on AML / CFT / Sanctions
  • Preparing and facilitating Enterprise wide ML/TF risk assessment ("EWRA")
  • Assisting ad-hoc tasks assigned by AML Compliance team leader
  • (For Senior Associate/ AVP) Leading policy implementation and conducting gap analysis to the revisions to local and Group AML/CFT/Sanctions CDD standards
  • (For Senior Associate/ AVP) Providing supervisory and coaching support to junior members of AML Compliance team and coordinating with other departments to determine the proper course of action in handling potentially suspicious activities
  • (For Senior Associate/ AVP) Conducting annual refresher training to mandatory IBG staff
  • (For Senior Associate/ AVP) Supporting and assisting the role and responsibility of AML Champion
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