AVP - Operations (Back Office)
4 weeks ago
Responsibilities
- Manage daily transactions for client cash, including deposits, withdrawals, and fund transfers.
- Work alongside the ECM and IBD teams to facilitate operations related to IPOs and private placements.
- Oversee the handling of physical certificate transactions, including deposits, withdrawals, and share transfers.
- Process daily settlements for securities, fixed income, listed and OTC derivatives, and structured products, and address any issues that arise.
- Perform trade and position reconciliations on a daily and monthly basis.
- Contribute to projects by developing test cases, conducting user acceptance testing (UAT), and assisting with system migrations.
Requirements
- Bachelor's degree in Finance, Economics, Business Administration, or a related field.
- At least 7 years of relevant experience in fund transfers and settlement within the securities brokerage industry.
- Familiarity with HKEX platforms, Clearstream, and Euroclear.
- Solid knowledge of securities, fixed income products, and the settlement of listed and OTC derivatives.
- Capable of working independently and open to overtime and public holiday shifts.
- Willingness to take on various ad-hoc projects and assignments as necessary.
- Proficient in Microsoft Office, particularly Excel.
- Strong communication skills in both English and Chinese (Cantonese and Mandarin).
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