Cash Equities Settlement AVP

5 days ago


Hong Kong, Central and Western District, Hong Kong SAR China The Profile Group (HK) Ltd (a Wilson Company) Full time

Our client is a global broker dealer who is expanding in Asia and Australia.
Duties & Responsibilities:

  • Monitor and follow up unmatched trades and fail management
  • Handle clearing and settlement for global markets
  • Work with clients, brokers, and agent banks to send and manage trade settlements and facilitate timely matching of instructions
  • Identifying patterns and resolving issues with trade settlements for failing trades to drive down aged fail volumes and reduce risk exposure
  • Manage reconciliation and reporting on a daily/weekly basis to ensure all transactions are accounted for and any outstanding positions and risk exposures are reported
  • Form part of the wider operational team working closely with middle office
  • Participate in projects & change initiatives
  • Drive the implementation of a front to back model to improve client experience and operational effi
Requirements & Qualifications:
  • Approximately 8-10 years of experience in securities products, an operations background and client facing experience is preferred
  • Bachelor's degree
  • Knowledge and understanding of trade lifecycle for Asia, EMEA and US markets
  • Strong team player, collaborates with others to drive operation efficiency
  • Self-motivated approach to work with a high work ethic and superior attention to detail
  • Excellent written and verbal communication skills
  • Must work collaboratively, explain and challenge as appropriate
  • Problem solving skills to identify, understand and address operational and technical issues
  • The ideal candidate will have a growth mindset and passion for constant improvement and transformation


  • Hong Kong, Central and Western District, Hong Kong SAR China BTIG Full time

    APAC Institutional Cash Equity Operations - Settlements Join to apply for the APAC Institutional Cash Equity Operations - Settlements role at BTIG . Job Purpose BTIG seeks a talented and ambitious mid-level candidate to join the APAC Institutional Settlements team. In this role, the ideal candidate will be supporting a broad range of cash equities business...


  • Hong Kong, Central and Western District, Hong Kong SAR China BTIG Full time

    About the Job:We are seeking a highly skilled and ambitious professional to join our APAC Institutional Settlements team. As a key member of the team, you will be responsible for supporting a broad range of cash equities business - PT, DMA, and High Touch desk. You will handle settlements and trade life cycle processing, working closely with clients,...


  • Hong Kong, Central and Western District, Hong Kong SAR China BTIG Full time

    Job Title: APAC Institutional Cash Equity Operations SpecialistJob Summary:BTIG is seeking a highly skilled and ambitious mid-level professional to join the APAC Institutional Settlements team. The ideal candidate will have extensive experience in securities products, operations, and client-facing interactions.Duties & Responsibilities:Monitor and follow up...


  • Hong Kong, Central and Western District, Hong Kong SAR China Gravitas Recruitment Group Full time

    Gravitas Recruitment Group is looking for a highly skilled IT Front Office Java Developer to work with their Cash Equities Trading division.About the RoleYou will utilise Java technologies to build out across the cash equities platform designed with a focus towards optimising core front office trading strategies and execution.Your ResponsibilitiesWork on the...


  • Hong Kong, Central and Western District, Hong Kong SAR China BTIG Full time

    Role Overview:As a key member of the BTIG team, you will be responsible for supporting a broad range of cash equities business - PT, DMA, and High Touch desk. You will handle settlements and trade life cycle processing, working closely with clients, brokers, and agent banks to ensure timely matching of instructions.Main Responsibilities:Monitoring and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Yuanta Securities Full time

    Job OverviewWe are seeking a skilled Settlement Officer to join our team at Yuanta Securities. The successful candidate will be responsible for handling daily holding and cash balance reconciliation, as well as assisting in system modification and providing UAT support.Key Responsibilities:Reconcile daily holding and cash balances to ensure accuracy and...


  • Hong Kong, Central and Western District, Hong Kong SAR China BTIG Full time

    APAC Institutional Cash Equity Operations - Middle Office Join to apply for the APAC Institutional Cash Equity Operations - Middle Office role at BTIG . Job Purpose BTIG seeks a talented and ambitious candidate to join the APAC Institutional Middle Office team. In this role, the ideal candidate will be supporting a broad range of cash equities business -...


  • Hong Kong, Central and Western District, Hong Kong SAR China BTIG Full time

    About the Role BTIG is seeking a talented and ambitious candidate to join the APAC Institutional Middle Office team. In this role, you will be supporting a broad range of cash equities businesses, including PT, DMA, and the High Touch desk in trade date functions (Allocations, Confirmations & Reconciliations).

  • Settlement Officer

    7 days ago


    Hong Kong, Central and Western District, Hong Kong SAR China Yuanta Securities Full time

    Job Responsibilities: Handle daily holding and cash balance reconciliation Handle daily CA distribution Stock Market Settlement Operations OTC Market Settlement Futures Option Settlement Assist in system modification and responsible for UAT support Support other daily settlement matters Requirements: Higher Diploma / Degree holder Relevant experience in...


  • Hong Kong, Central and Western District, Hong Kong SAR China Yuanta Securities Full time

    Job DescriptionAs a Settlement Officer at Yuanta Securities, you will play a critical role in ensuring the accuracy and timeliness of financial market settlement processes. Your responsibilities will include reconciling daily holding and cash balances, coordinating CA distribution, and supporting various settlement operations.Key Performance Indicators...


  • Hong Kong, Central and Western District, Hong Kong SAR China Bowen Partners Full time

    Bowen Partners is an executive search and talent development firm in Hong Kong. We are true experts at identifying talent within Banking & Financial Services across Asia Pacific primarily in Audit, Compliance, Risk, Finance, Strategy & Transformation.We are currently seeking a Director, Settlement to join our team. The successful candidate will be...


  • Hong Kong, Central and Western District, Hong Kong SAR China Bowen Partners Full time

    We are seeking a seasoned professional to fill the role of Settlement Management Professional at Bowen Partners.This position involves managing daily trade booking and settlement operations, ensuring smooth settlement processes and compliance with regulatory requirements.Key Skills and Qualifications:Experience: Minimum of 10 years of hands-on settlement...


  • Hong Kong, Central and Western District, Hong Kong SAR China Yuanta Securities Full time

    About the RoleThe Settlement Officer will be responsible for ensuring the smooth operation of financial market settlement processes at Yuanta Securities. This includes handling daily holding and cash balance reconciliation, coordinating CA distribution, and supporting various settlement operations.Key Accountabilities:Manage daily cash and securities...


  • Hong Kong, Central and Western District, Hong Kong SAR China Bowen Partners Full time

    3 days ago Be among the first 25 applicants Get AI-powered advice on this job and more exclusive features. Direct message the job poster from Bowen Partners Partner at Bowen Partners Banking & Financial Services Recruitment for Senior Executives Job Title: Director, Settlement About the job Lead with impact and directly influence the success of their...


  • Hong Kong, Central and Western District, Hong Kong SAR China Sanderson-iKas Hong Kong Full time

    Sanderson-iKas Hong Kong is seeking a seasoned Project Manager to join their technology team. The ideal candidate will have strong business knowledge of cash equities in the APAC market and experience in project delivery.Key responsibilities include coordinating the firm's new business approval process, performing analysis of processes and systems...


  • Hong Kong, Central and Western District, Hong Kong SAR China Futu Securities International (Hong Kong) Limited Full time

    Responsibilities:Perform daily settlement operations, including US and HK equities and Futures, Option and Bonds Handle CCASS / DCASS daily operations Manage in daily Stock reconciliation Process Stock in / out transactions for clients and brokers Assist senior management in any ad-hoc projects assigned Assist in system modification and responsible for UAT ...


  • Hong Kong, Central and Western District, Hong Kong SAR China Pinpoint Asia Full time

    Key ResponsibilitiesWe are seeking a Senior Cash Equities Trading Solutions Specialist to join our team. The ideal candidate will have experience in collaborating with front-office sales and trading teams to understand their technology needs and requirements.Develop and implement technology solutions to enhance trading performance and efficiency.Work closely...


  • Hong Kong, Central and Western District, Hong Kong SAR China Futu Securities International (Hong Kong) Limited Full time

    Job DescriptionFutu Securities International (Hong Kong) Limited is seeking a highly skilled Senior Settlements Specialist to join our team.Key ResponsibilitiesPerform daily settlement operations, including US and Hong Kong equities, futures, options, and bonds.Handle CCASS / DCASS daily operations.Manage daily stock reconciliation.Process stock in/out...


  • Hong Kong, Central and Western District, Hong Kong SAR China Bowen Partners Full time

    Bowen Partners is an executive search and talent development firm in Hong Kong, seeking a highly experienced professional to join their team as the Senior Settlement Operations Director.In this role, you will oversee and manage daily trade booking and settlement operations for various financial products, ensuring timely and accurate processing.Key...


  • Hong Kong, Central and Western District, Hong Kong SAR China ALL-STAR AGENCY Full time

    Overview An international corporate bank is seeking to hire a Head of Cash Management Product Manager, Transaction Banking to be responsible for promoting local and global cash management service for corporate banking clients in Hong Kong. Role Responsibilities You will be responsible for the Cash Management product P&L and business drivers such as...