Wealth Management – KYC, Vice President
4 months ago
In . Morgan, the Wholesale KYC Operations (WKO) team plays a critical role in ensuring that as an organization, we are compliant with multiple regulations, in order to protect the bank’s reputation and financial assets.
As a Wealth Management - KYC Vice President, you will be managing the KYC of Wealth Management APAC clients. This Team Lead will help the team achieve high performance and quality, whilst assuring that AML and KYC policies are adhered to. As a subject matter expert in Wealth Management sector, you will bridge the knowledge gap to develop employees, and partner with Bankers/Banking Team, LOB Operations, and Compliance; managing these relationships to drive timely action & resolve challenges.
Job Responsibilities
Manage the team’s pipeline/performance against key metrics and objectives, consistently helping the team meet SLAs Provide own/broader team with subject matter expertise and guidance to perform their job function; coaching team to make decisions that are effective and well-grounded based on guidelines, policies, and insights Cultivate an environment of strong team work and client focus Operate as escalation point for the team Lead collaborative dialogue with partners/stakeholders to advance the book of work, improve processes/systems, understand changes, resolve challenges Evaluate and present solutions to improve controls across the organization and process Identify and execute initiatives to maintain a robust end to end procesRequired qualifications, capabilities, and skills
Bachelor’s Degree in Finance, Economics or other related disciplines At least 8 years of KYC or related experience, with strong understanding of KYC, AML and regulatory requirements (. HKMA and MAS) Candidate must have experience covering Wealth Management or similar sector Must be able to work independently and as a team, to contribute effectively under fast-paced environment with strong sense of ownership and responsibility. Outstanding client management, partnership building, leadership and direct experience of dealing with multiple stakeholders, with the ability to handles escalations and drive to resolutions. Strong research, analytical and comprehension skills, with ability to critically analyze client risk / controls. Ability to quickly grasp/learn concepts, procedures and use it to identify & drive improvements in process/systemsPreferred qualifications, capabilities, and skills
KYC experience within the Wealth Management sector Fluency in written/spoken Mandarin Understand the firm’s KYC requirements inclusive of Customer Identification Program (CIP), Enhanced Due Diligence (EDD), Local Due Diligence (LDD), Specialized Due Diligence (SpDD) and Product Due Diligence requirements (PDD)-
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