Associate, Client Approval
Found in: Talent HK C2 - 2 weeks ago
Role Responsibilities
Accountable for the review of Private Bank account documents, SOW and related corroborations on account opening for individual account, corporate account & Trust Account for onshore and offshore clients. Perform independent review to ensure documentations and SOW corroborations of individual and non-individual client are sufficient and in case complex or multiple layer non-individual client to unwrap the structure to identify the documentations requirement for KYC purpose dictated by Group CDD procedures and AML Ordinance. To review client signing arrangement appointment and to identify the control gaps due to special signing arrangement request for management’s review. To review the completeness, accuracy and consistency of account documents and SOW corroborations to ensure adherence to the Group Client Due Diligence Policy, investment sales policies, tax requirements and regulatory guidelines. To provide constructive advice to PvB Frontline on the enquiries related to account opening documentations and client profile amendments. Ensure proper approval has been obtained before account opening according to the Group CDD procedure. Ensure client information in CuPID is correct at account opening. Analysis the gaps and provide reports to management and Operations Risk on the outstanding gap items and liaise with Frontline to close the gaps. Ensure prior approval has been granted by PvB Compliance and PvB Business for AML/AOD gap item(s). To prepare and maintain Desk Operating Instructions (DOI) for related account opening processes Responsible for the preparation of regular and ad hoc management report. Initiate/Support to liaise with relevant parties, Platform Managers, Operational Risk, Compliance & Chennai Hub etc. in streamlining existing processes to maximize productivity and efficiency in PvB. Adhere to the agreed CST/Audit and deliver sample documents for CST/Audit.Processes
Adhere to Group, Segment and Country Policy.Risk Management
Report risk area to line manager or risk stakeholdersGovernance
Adhere to group, local and internal policyKey stakeholders
Frontline, Compliance, Legal, CST Testing Team, COO, Risk stakeholdersOther Responsibilities
Embed Here for good and Group’s brand and values in Hong Kong Private Bank Client Onboarding team; Perform other responsibilities assigned under Group, Country, Business or Functional policies and procedures; Multiple functions (double hats);Our Ideal Candidate
Preferable – ACAMS, AAMLPRole Specific Technical Competencies
English Mandarin Microsoft skillset Word, Excel, PowerPoint-
Director, Client Approval
Found in: Talent HK C2 - 3 weeks ago
Hong Kong, Hong Kong SAR China Standard Chartered Bank Full timeRole Responsibilities [Accountable for the review of Private Bank account documents, SOW and related corroborations on account opening for individual account, corporate account & Trust Account for onshore and offshore clients. Perform independent review to ensure documentations and SOW corroborations of individual and non-individual client are...
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Junior Associate, Client Solutions
Found in: Talent HK C2 - 3 weeks ago
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Client Tax Support
Found in: Talent HK C2 - 3 weeks ago
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Associate, Consulting Clients
Found in: Talent HK C2 - 3 weeks ago
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Junior Associate, Client Solutions
Found in: Talent HK C2 - 6 days ago
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Client Growth Associate
Found in: Talent HK C2 - 3 weeks ago
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Associate, Financial Institutions and Country Risk, Asia Pacific
Found in: Talent HK C2 - 2 weeks ago
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Associate, Corporate Credit Risk Management, Asia Pacific
Found in: Talent HK C2 - 3 weeks ago
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Credit Risk Manager
3 weeks ago
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Credit Documentation
Found in: Talent HK C2 - 2 weeks ago
Hong Kong, Hong Kong SAR China JPMorgan Chase & Co. Full timeAre you looking for an exciting opportunity to join a dynamic and growing team in a fast paced and challenging area? This is a unique opportunity for you to work in the Wholesale Lending Services team to partner with the Business to deliver a client focused support model and seamless execution. As a seasoned Credit Documentation Associate in Credit...
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Cash Prime Brokerage
Found in: Talent HK C2 - 2 weeks ago
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Fund Accounting
Found in: Talent HK C2 - 2 weeks ago
Hong Kong, Hong Kong SAR China JPMorgan Chase & Co. Full timeAre you looking for an exciting opportunity to join a dynamic and growing team in a fast paced and challenging area? This is a unique opportunity for you to work in the Fund Accounting team, where we provide a range of services to institutional asset managers and owners based around the Asia Pacific region. As a Fund Accounting Associate in the Fund...
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APAC Asset Servicing Client Services
Found in: Talent HK C2 - 3 weeks ago
Hong Kong, Hong Kong SAR China JPMorgan Chase & Co. Full timeWelcome to JPMorgan Chase. Are you looking for an opportunity to develop and deliver innovative service solutions to Prime Brokerage clients? You have found the right team. The Prime Middle Office comprises of business-aligned support teams for the equity prime and stock borrow & lending traders based in Hong Kong. The business covers all Asian markets;...
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Associate, Public Equity
Found in: Talent HK C2 - 2 weeks ago
Hong Kong, Hong Kong SAR China Third Bridge Full timeJob Description This role is in our Connections business, specifically within the Public Equity vertical. As an Associate, you’ll be the person driving revenue by enabling our clients to connect to the industry experts that will help them. After your initial training period, where you’ll hone your skills targeting, sourcing and screening relevant...
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Client Onboarding Associate
3 weeks ago
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Client Onboarding Associate
Found in: Talent HK C2 - 2 weeks ago
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Associate / Senior Associate – Client Services
Found in: Talent HK C2 - 2 weeks ago
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Found in: Talent HK C2 - 3 weeks ago
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Found in: Talent HK C2 - 3 weeks ago
Hong Kong, Hong Kong SAR China The Chinese University of Hong Kong Full timeDescription Department/Unit: Department of Orthopaedics and Traumatology Closing Date: Until the post is filled The Department is looking for a high-calibre professional for the post of Associate Professor (Clinical) in Orthopaedics & Traumatology. Applicants should have (i) a medical qualification (approved for registration with The Medical...
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Senior Associate, Client Service, Hong Kong
Found in: Talent HK C2 - 3 weeks ago
Hong Kong, Hong Kong SAR China BNY Mellon Full timeBring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” - 97% of the world’s top banks...