Assistant Vice President, Compliance

Main Content Assistant Vice President, Anti-Money Laundering Department Assistant Vice President, Anti-Money Laundering Department Responsibilities: Provide advice on statutory and regulatory requirements on transaction monitoring and suspicious transaction reporting matters and recommendations in addressing or mitigating identified ML/TF...

Main Content Vice President / First Vice President, IT Audit Vice President / First Vice President, IT Audit Responsibilities: Establish and maintain effective stakeholder relationship with management, regulator(s) and external auditor(s) to sustain a good understanding and sharing of information on information technology risks in the...

Main Content Assistant Vice President / Senior Manager, General Banking Compliance Assistant Vice President / Senior Manager, General Banking Compliance Responsibilities: Provide advice, interpretation and recommendation on existing and new regulatory compliance requirements of the current and new banking business and operations Manage...

Main Content Assistant Vice President / Manager, Capital Management & ALCO Support Department Assistant Vice President / Manager, Capital Management & ALCO Support Department Responsibilities: Supervise a team to support Consumer Finance Business, Call Center, Credit Approval, as well as workflow related application Manage development &...

Main Content Assistant Vice President, AML Advisory, Anti-Money Laundering Department Assistant Vice President, AML Advisory, Anti-Money Laundering Department Responsibilities: Provide advice to senior management and business / operational units on statutory and regulatory requirements on AML / CFT / sanctions/FATCA/CRS matters and...

Main Content Vice President, Corporate Banking Vice President, Corporate Banking Responsibilities: Manage a portfolio of institutional relationships as an individual contributor to achieve performance targets within bank’s policies, guidelines and risk appetite Establish portfolio by soliciting new prospective Hong Kong and Chinese...

Lingnan University  is one of the eight publicly funded institutions in the Hong Kong Special Administrative Region (HKSAR) with the longest established tradition among the local institutions of higher education. Lingnan University is a global leader in providing quality education focusing on whole-person development and conducting high-impact research...

Job Description In order to apply for the selected job, you must first create a user account and your profile. Assistant Vice President/ Vice President, Business Continuity and Incident Management Job Title: Job ID: 13561 Location: Full/Part Time: Full-Time Job Purpose - Manage the Bank-wide Business Continuity Management (BCM) process and ensure...

Compliance and Risk ManagementWe are seeking a highly skilled Compliance Specialist to join our Global Markets FICC team. As a Vice President, you will be responsible for providing real-time compliance advice to our business units in APEJ on compliance issues regarding transactions, new products and business initiatives.The primary responsibilities of this...

CLIENT BACKGROUND Our client is a leading International Bank. We are seeking a Vice President for FICC Compliance to join our dynamic compliance team. This role is pivotal in ensuring adherence to regulatory requirements and internal policies. JOB RESPONSIBILITY Develop and implement comprehensive compliance strategies for FICC trading operations. Conduct...

Excellent opportunity to be in a compliance advisory role covering private bank business Job Summary: As a Vice President of the Private Bank Compliance team in Hong Kong, you will be working closely with and providing advice to the Private Bank, assisting in analyzing compliance issues applicable to the business, reviewing business opportunities from...

Exciting role within the fixed income currency and commodities team in Singapore Job Summary: As a Vice President in a line of business Compliance team covering Fixed Income, Currency and Commodities (FICC) , you’ll be centrally involved in all aspects of the financial product sales and trading. You’ll work as part of a team that provide credible...

Key Responsibilities:The role of an Assistant Vice President at DBS Bank (Hong Kong) Limited involves effectively responding to customer inquiries, handling complaints, and executing instructions for corporate clients with fund custody and administration needs. This requires strict adherence to service level objectives through both phone and email...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

Description Overview: The Ares Legal & Compliance Department oversees and manages Ares’ global Legal, Regulatory and Compliance functions and programs. Under the leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised of teams that operate collaboratively with a global focus, including Regulatory,...

Responsibilities Assist supervisors to formulate business strategies to achieve business centre sales goals and personal sales goals of respective marketing team members in light of meeting the needs of customers Generate new business for the business centre Solicit new business opportunities from retail to small-scaled business owners and match their...

Main Content Vice President, ESG Support, Risk Management Vice President, ESG Support, Risk Management Responsibilities: To support the ESG Committee to develop, maintain and report the ESG strategy/plans and the ESG management framework. To drive and provide support the implementation of Climate Risk Management include maintaining and...

CLIENT BACKGROUND Our client is a Regional Investment Bank. We are seeking a Vice President of Equities Compliance to oversee our compliance program related to cash equities and derivatives. The ideal candidate will have at least 5 years of experience in compliance within the financial services sector. JOB RESPONSIBILITY Develop, implement, and maintain...

Vice President, Corporate FinanceCountry: Hong Kong Project Manager. Responsible for leading the execution of M&A transactions and assisting the Team Head to originate Corporate Finance business in Asia Pacific Region. Key Responsibilities Lead the execution of M&A and ECM transactions being the primary responsible for interfacing with clients, interfacing...

Vice President Job Role: This role will be responsible for the project and workstream management of the eMPF project, including overall project management of digital uptake initiatives for all workstreams, with specific focus on WS4 (external engagement and collaboration) and WS6 (trainings for HR practitioners personnel training). This role...