Discretionary Accounts Control – Vice President

7 months ago


Hong Kong, Hong Kong SAR China JPMorgan Chase & Co. Full time

Welcome to JP Morgan Chase

We are in search of a talented, proven experienced Control Manager supporting oversight of fiduciary Accounts. You will manage existing team and support Portfolio Management Group/Investors on their daily operations. Partner with Internal Audit, Compliance and other control functions to remediate control issues, as well as proactively identify and mitigate risks. You will participate in projects and strategic initiatives as directed by the Head of Discretionary Control for Fiduciary Accounts.

Job Responsibilities: 

Provide support on oversight of fiduciary Accounts and support Portfolio Management Group/Investors on their daily operations. Review of Investment Parameters: ensure compliance with Investment parameters signed by the client and consistent with the set up in Connect. Pre Trade Check Controls: Review and assess any potential trading issues.  Post Trade Controls/Ongoing monitoring of fiduciary accounts: Ensure that all breaches are appropriately addressed/resolved. Produce and, on occasion, design high quality Management Information to be used by the most senior of regional managers Present the team in governance committees Perform testing in relation to system enhancements, new releases and product launches Account Management and Escalation (Exception and Mandate Management; Risk Metrics Support). Conduct monthly meetings with Regional Investment Team Lead to review post trade exceptions. Provide first level control and oversight of the investment management business across a series of market teams as needed Partner with Internal Audit, Compliance and other control functions to remediate control issues, as well as proactively identify and mitigate risks Participate in projects and strategic initiatives as directed by the Head of Discretionary Control for Discretionary Accounts.

Required Qualifications: 

Bachelor ‘s degree or equivalent experience At least 5 years of relevant experience within Control/Risk/Audit in the financial services industry. Private Banking experience is a plus Excellent organizational skills and attention to detail, including the ability to manage multiple asks to tight deadlines and re-prioritize as required Strong Excel and PowerPoint skills Strong communication skills: the role will involve communicating with employees of varying levels, with diverse roles and different native languages Comfortable interacting with and presenting to all levels of managemen Fluency in English both orally and in writing. A self-motivated individual who is keen to pursue a career in Wealth Management & Investment Solutions
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