CRO - Non-Financial Risk Management (NFRM) Hong Kong & Taiwan Coverage - AVP

2 weeks ago


Hong Kong, Hong Kong SAR China 0780 Deutsche Bank Aktiengesellschaft, Asia Pacific Head Office Full time

Description

:

Details of the Division and Team:

The purpose of the Non-Financial Risk Management (NFRM) function is to ensure that the banks Non-Financial Risk exposure is adequately managed in-line with the group wide risk appetite and NFRM framework. To achieve this the NFRM function requires:

Risk Managers with the experience, seniority and tools to assess complex risks and intervene where they lie outside the bank’s risk appetite.

A comprehensive, integrated, simple and easy to use NFR Framework with supporting technology that assists risk identification, assessment and remediation.

Strong understanding of the businesses combined with regular engagement which would allow NFRM to provide support, review and challenge in line with the 3 Lines of Defence Model.

Close coordination with all Second Line Risk Type Controllers to facilitate the production of a holistic view of NFR.

Proper consideration of emerging risks, rather than just current issues.

Effective governance combined with supporting MI that facilitates decision-making.

NFRM is a matrix organisation with business / region and functional specialist axes.

The role a business aligned NFR manager has within NFRM is to work with a specific business area and manage NFR according to the 3 Lines of Defence model and the NFR mandate. Specifically, they perform independent oversight of the implementation of the Group's NFRM Framework within the Business Divisions and Infrastructure Functions and independently assess material risks and/or key controls (as required), providing challenge, approval or veto as appropriate.

What we will offer you:

A healthy, engaged and well-supported workforce is better equipped to do their best work and, more importantly, enjoy their lives inside and outside the workplace. That’s why we are committed to providing an environment with your development and wellbeing at its center.

You can expect:

Flexible benefits plan including virtual doctor consultation services

Comprehensive leave benefits

Gender Neutral Parental LeaveFlexible working arrangements

25 days of annual paid leave, plus public holiday & Flexible Working Arrangement

The NFRM Coverage Risk Manager will be expected to effectively perform 2 Line of Defence responsibilities to include the independent advice, monitoring and assessment activities on a risk-basis.

Key responsibilities include:

Monitoring developments within Non-Financial Risk Portfolio at a business level (eg loss themes, Risk Metrics, Findings/SIIs and other contextual information) for all operating business in country of coverage.

Assist in the preparation of decision-preparing material for the effective 2nd Line of Defence monitoring and challenge of operational risk management across business divisions and infrastructure functions

Ensure that effective and demonstrable challenge to the risk owners occurs, and where required:

Support clear, demonstrable and risk-based challenge

Measure evidence of effective challenge and resolution

Maintain knowledge of industry trends and standards, risk management practices, legal and regulatory changes

Act as primary point of contact for Regulatory inspections on NFR matters for country covered.

Contribute to projects / task forces / working groups relating to the Non-Financial Risk Framework or identified NFR risk issues or operational risk incidents

Support the management of the stakeholder relationships in the covered Countries and Businesses.

Monitor control environment in allocated Countries and Businesses and pro-actively manage deficiencies including timely escalation to management (i.e. SII/GFMS issues; OR event data quality and risk remediation).

Escalate material operational risk events and risk appetite breaches. 

Perform effective challenge process on Risk identification and Assessment activities e.g. Review lessons learned, Read Across, New Product Approvals and Risk Acceptances

Promote the Risk culture and visibility of NFRM via training and participation in NFR governance forums.

Keep abreast and perform effective communication of changes in relevant NFR frameworks, tools, laws etc. and understand their implications for covered businesses.

Your skills and experience:

3 - 5 years experience in a similar role within financial services

A robust understanding of Operational Risk / Non-Financial Risk Management principles and practices with relevant experiences in the risk and control roles

Proven track record to effectively perform risk management responsibilities including the independent challenge, monitoring and assessment activities on a risk-basis

Demonstrable experience of developing strong working relationships with business areas to facilitate successful risk management within the 3 Lines of Defence model

Worked with Senior Stakeholders within a high pressure dynamic environment

Appreciation of the regulatory environment in the business and more broadly the regulator perspectives on non-financial risk

Role is required to be performed on-site at One Raffles Quay office. Relevant vaccination requirements may apply.

How we’ll support you:

Coaching and support from experts in your team

A culture of continuous learning to aid progression

A range of flexible benefits that you can tailor to suit your needs

Training and development to help you excel in your career

Our values define the working environment we strive to create – diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation. We build talented and diverse teams to drive business results and encourage our people to develop to their full potential. Talk to us about flexible work arrangements and other initiatives we offer.


We promote good working relationships and encourage high standards of conduct and work performance.



  • Hong Kong, Hong Kong SAR China Stryker Full time

    Why finance at Stryker?Are you looking for a profitable and growing company with a great culture and reputation? Stryker was recently named one of the Best Workplace in the WORLD by Fortune! Here, you will have many opportunities to learn and grow as we offer development opportunities unique for each employees needs including training, certifications,...


  • Hong Kong, Hong Kong SAR China Santander Full time

    Analyst/Associate, Banking & Corporate Finance, Hong Kong (Japan & Korea Coverage)Country: Hong Kong Responsible for rendering support to Asia Pacific Banking & Corporate Finance team in Hong Kong and assisting in managing the relationship with the top tiered corporates and financial institutions in Asia Pacific. Key Responsibilities Being one of the...

  • IT Audit

    4 weeks ago


    Hong Kong, Hong Kong SAR China Selby Jennings Full time

    Job Title: IT Audit - AVP/VP - Tech Company Location: Hong Kong We are recruiting for a leading technology company based in Hong Kong. We are seeking a highly skilled IT Audit AVP/VP who will play a crucial role in managing the internal audit function, ensuring compliance with industry standards and identifying areas for improvement. This is an excellent...


  • Hong Kong, Central and Western District, Hong Kong SAR China FWD Group Management Holdings Limited Full time

    About FWD GroupFWD Group is a pan-Asian life insurance business with more than 13 million customers across 10 markets, including some of the fastest-growing insurance markets in the world. The company was established in 2013 and is focused on changing the way people feel about insurance. FWD's customer-led and digitally enabled approach aims to deliver...


  • Hong Kong, Hong Kong SAR China FWD Group Management Holdings Limited Full time

    About FWD GroupFWD Group is a pan-Asian life insurance business with more than 13 million customers across 10 markets, including some of the fastest-growing insurance markets in the world. The company was established in 2013 and is focused on changing the way people feel about insurance. FWD's customer-led and digitally enabled approach aims to deliver...

  • Private Banker

    4 weeks ago


    Hong Kong, Hong Kong SAR China Citi Full time

    At Citi , we get to connect millions of people across hundreds of cities and countries every day. And we've been doing it for more than 200 years. We do this through our unparalleled global network. We provide a broad range of financial services and products to our clients – whether they be consumers, corporations, governments or institutions – to help...


  • Hong Kong, Hong Kong SAR China Jefferies Full time

    AVP/VP – Regulatory Change Management Experienced, dynamic compliance professional required to join the Jefferies Asia Compliance Team. This is a Hong Kong based role reporting to the Head of Hong Kong Compliance. The candidate should have solid institutional broker dealer, investment banking experience, ideally gained from a US or European...


  • Hong Kong, Hong Kong SAR China Wing Lung Bank Ltd. Full time

    Integrated Risk Management & Reporting, Senior Officer/AVP Responsibilities Coordinate design of comprehensive risk management structure, establish risk appetite, organize and implement business risk-related tasks Identify and mitigate risks, conduct investigating activities, and suggest remedial and intervention action plans Collaborate...


  • Hong Kong, Hong Kong SAR China Sia Partners Full time

    Job description Our Non-Financial Risk team is an integral part of our Risk, Data Protection & Regulatory Compliance (RDC) business unit, providing support to our clients on a wide array of topics, including but not limited to: Strategy Regulatory compliance Risk assessment Resilience Training & Knowledge Management RESPONSIBILITIES Guide...


  • Hong Kong, Hong Kong SAR China Citi Full time

    Overview Citi is undergoing a Transformation to modernize and simplify the bank. We’re raising the bar and taking the opportunity to reevaluate the way we do business. This includes fostering a culture of curiosity and excellence and shifting our mindset to be simpler and data driven, making Citi an easier place to work and improving client...


  • Hong Kong, Hong Kong SAR China DW Simpson Full time

    Looking for a unique opportunity in Hong Kong? As a Senior Manager you will develop and review guidance notes, templates, and other governance tools to support financial risk management processes as well as perform risk assessments on a wide range of topics such as asset allocation, solvency management, and reinsurance pricing. The ideal candidate will have...

  • IT Audit

    2 days ago


    Hong Kong, Central and Western District, Hong Kong SAR China Selby Jennings Full time

    Job Title: IT Audit - AVP/VP - Tech CompanyLocation: Hong KongWe are looking for an experienced IT Audit AVP/VP to join a top technology company in Hong Kong. You'll be responsible for managing internal audits, ensuring compliance, and identifying areas for enhancement. This is a great chance to be part of an innovative organization that values collaboration...


  • Hong Kong, Hong Kong SAR China Société Générale Assurances Full time

    Vice President/Director, Financial Engineer (Equity Pricing) Permanent contract|Hong Kong|Corporate & Investment banking Vice President/Director, Financial Engineer (Equity Pricing) Hong Kong, Hong Kong Permanent contract Corporate & Investment banking Responsibilities Design, contextualize, price, market and execute Equity...


  • Hong Kong, Hong Kong SAR China Société Générale Assurances Full time

    TRAINEE: COO Assistant Trainee|Hong Kong|Risks TRAINEE: COO Assistant Hong Kong, Hong Kong Trainee Risks Responsibilities RISQ/ASI/COO is the team that provides organizational and transversal support to RISQ/ASI, it serves as the primary liaison between the Risk groups and the various support partners. It coordinates cross entity...


  • Hong Kong, Hong Kong SAR China Company 331 - Manulife Financial Asia Limited Full time

    Description The Opportunity The customer is the focus of everything we do, and millions of end users rely on our products and services daily. We believe in the value of empowering our with the resources to enhance and achieve our business performance objectives for the future of our business, which is why we need you.  The position assists the...


  • Hong Kong, Hong Kong SAR China MUFG Full time

    Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we’re 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term...


  • Hong Kong, Hong Kong SAR China MUFG Full time

    Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we’re 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term...


  • Hong Kong, Central and Western District, Hong Kong SAR China Sun Life Financial Inc. Full time

    You are as unique as your background, experience and point of view. Here, you'll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll...


  • Hong Kong, Central and Western District, Hong Kong SAR China Randstad Hong Kong Full time

    about the company.International corporate investment bank about the team. Stable and experienced team of FI credit risk professionalsabout the job.Deal with daily requests and prepare credit applications for various business lines requesting credit limits on financial institutionsPerform credit analysis, recommendation of internal ratings and credit limits,...


  • Hong Kong, Hong Kong SAR China ING Full time

    Overall Function: Based in Hong Kong, the role is responsible for assisting the current Hong Kong corporate salesperson in coverage related to Chinese corporate clients and Hong Kong based local and international corporates. This position offers exposure across various products and leads to long term opportunity as Financial Market Sales coverage. Key...