Svp and mlro, financial crime

4 weeks ago

Central And Western District, Hong Kong SAR China DBS Bank Full time

Job Description - SVP and MLRO, Financial Crime & Security Services (240000 F9)Business Function: Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust and integrity for all our stakeholders. Job Objective: To oversight the Transaction Surveillance Unit, Investigations, Card Authorisation & Fraud Detection, Physical Security function within Financial Crime & Security Services Department. This position will ensure the Bank’s reputation is upheld and relevant laws and regulations are complied with by preventing illicit use of the Bank’s system for financial crime including money laundering and terrorist financing. Act as a central reference point for reporting suspicious transactions and also as the main point of contact with the law enforcement agencies. This position will also oversight the review of UAEs, determine whether or not it is necessary to make a report to the JFIU, maintenance of all records related to such internal reviews and provision of guidance on how to avoid tipping off. Advice Business Units (“BU”) and Support Units (“SU”) in Hong Kong and Macau on matters relating to anti-money laundering and combating the financing of terrorism (collectively as “AML”) in accordance with applicable legal, regulatory and internal requirements. Responsibilities: Assist BU and SU to comply with latest legal, regulatory and internal requirements on combating financial crime: Render prompt and constructive advice to BU and SU on AML matters, especially on transaction surveillance and suspicious transaction reporting (“STR”), card authorization, fraud detection and physical security, as well as on internal fraud investigation – Serious employee misconduct, Bribery, and corruption related investigations, Speak up related matters Keep abreast of legal and regulatory developments and perform gap analysis where necessary. Act as one of the key liaison officers with BU and SU to clarify issues arisen from updates on local law, regulation or market practice then facilitate them to implement necessary changes internally Ensure business intelligence information is properly received, timely incorporated into alert and monitoring/screening system, and notified to BU and SU for required action Ensure all suspicious transaction and relevant fraud cases are handled and actioned in a proper and timely manner: According to established procedure, all UAEs, alerts generated from FAS, Actimize and relevant monitoring tool(s), detection alerts and relevant fraud cases are reviewed and actioned in a proper and timely manner. Promptly escalate possible or confirmed aging cases All STRs are duly reviewed and submitted to law enforcement unit as soon as practicable. Proactively follow up with law enforcement unit on its response and required action Contribute to Group’s FCSS project and initiative: Provide country feedback on any revision or new release of relevant Group’s policy, procedure or equivalent, and assist BU, SU and own teams to fully comply with latest requirements Participate in ad-hoc FCSS projects and initiatives Cultivate high AML, Anti-Bribery & Corruption, Gift & Entertainment, Fraud and Physical Security awareness and culture in the organization: Review NPA and ORT from AML perspective Coordinate as required AML and fraud awareness training for Hong Kong and Macau based staff in accordance with relevant internal standards Respond to enquiries and requests from regulatory authority, management or internal audit: Report transaction surveillance, card authorization, relevant fraud detection and physical security matters on a regular basis. Timely escalate issues with high priority or posing significant risk Involve in preparation for internal or external examination Perform analysis and provide management reports to relevant stakeholders Requirements: Bachelor’s degree or above in Law, Finance, Accountancy or related disciplines, or possession of legal or accountancy professional qualifications Qualification in case investigation, leadership training, crime detection is preferred Minimum 10 years’ relevant experience in AML or investigation experience acquired from international bank(s) or Law Enforcement Agency, of which at least 8 years in a supervisory role Strong background in ML and fraud case investigation Strong knowledge of legal and regulatory requirements of AML and compliance Strong compliance and risk control concepts Ability to cope with a highly demanding and fast-paced banking environment Competency to work in a matrix international organization Demonstrate sound commercial experience and judgment Excellent leadership, interpersonal, communication, and negotiation skills, with strong stakeholder management skills, ability to network, engage and influence business Apply Now We offer a competitive salary and benefits package and the professional advantages of a dynamic environment that supports your development and recognizes your achievements. We regret only shortlisted candidates will be notified.#J-18808-Ljbffr

  • SVP and MLRO, Financial Crime

    4 weeks ago

    Central And Western District, Hong Kong SAR China DBS Bank Full time

    Job Description - SVP and MLRO, Financial Crime & Security Services (240000F9)Business Function:Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we...

  • Senior manager financial crime

    1 week ago

    Central And Western District, Hong Kong SAR China HSBC Full time

    Some careers shine brighter than others If you're looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Financial Crime Compliance aligns...

  • Financial crime compliance analyst

    4 weeks ago

    Central And Western District, Hong Kong SAR China Tbwa ChiatDay Inc Full time

    Bit MEX stands as a globally leading exchange for crypto derivatives, offering traders a professional-grade trading platform. Since its inception in 2014, Bit MEX has maintained an impeccable security record with “no coin lost, ever!”. Our platform caters to cryptocurrency derivatives traders by providing low latency, deep liquidity, and maximum...

  • Financial Crime Compliance Analyst

    3 weeks ago

    Central And Western District, Hong Kong SAR China Tbwa ChiatDay Inc Full time

    BitMEX stands as a globally leading exchange for crypto derivatives, offering traders a professional-grade trading platform. Since its inception in 2014, BitMEX has maintained an impeccable security record with “no coin lost, ever!”.Our platform caters to cryptocurrency derivatives traders by providing low latency, deep liquidity, and maximum...

  • Manager, Financial Crime Compliance

    3 weeks ago

    Central And Western District, Hong Kong SAR China Bank of Communications Co., Ltd. London Branch Full time

    Job ResponsibilitiesProvide AML advisory to business stakeholders in daily operations (e.g. AML Risk Assessment or Sanction etc.)Develop and monitor AML operations related issues to ensure that the Bank's operation are in compliance with statutory, regulatory and internal requirementsInvestigate the alert-triggered cases and prepare the Suspicious...

  • Manager, Financial Crime Compliance

    4 weeks ago

    Central And Western District, Hong Kong SAR China Bank of Communications Co., Ltd. London Branch Full time

    Job ResponsibilitiesProvide AML advisory to business stakeholders in daily operations (e.g. AML Risk Assessment or Sanction etc.)Develop and monitor AML operations related issues to ensure that the Bank’s operation are in compliance with statutory, regulatory and internal requirementsInvestigate the alert-triggered cases and prepare the Suspicious...

  • Officer, Financial Crime Compliance – 1 year contract

    4 weeks ago

    Central And Western District, Hong Kong SAR China Bank of Communications Co., Ltd. London Branch Full time

    Responsibilities:Provide support on transaction monitoring and report preparation.Assist in conducting AML Compliance review/testing.Assist in implementing the AML policies and procedures to manage financial crime risks.Minimum Requirements:Degree holder or above in Law, Accounting, Business Administration, or equivalent qualifications at HKQF level 5.Sound...

  • Assistant audit manager

    4 weeks ago

    Central And Western District, Hong Kong SAR China Bank Of China Full time

    Assistant Audit Manager / Audit Manager / Senior Audit Manager (General and Financial Crime Compliance)Job No.: 499403 Employment Type: Full time Departments: Group Audit Job Functions: Audit, Risk Management Responsibilities: Lead, manage or participate in internal audit engagements in relation to General and Financial Crime Compliance (including banking...

  • Assistant Audit Manager

    4 weeks ago

    Central And Western District, Hong Kong SAR China Bank of China Full time

    Assistant Audit Manager / Audit Manager / Senior Audit Manager (General and Financial Crime Compliance)Job No.:499403Employment Type:Full timeDepartments:Group AuditJob Functions:Audit, Risk ManagementResponsibilities:Lead, manage or participate in internal audit engagements in relation to General and Financial Crime Compliance (including banking compliance,...

  • Officer/associate manager, financial crime risk management

    4 weeks ago

    Central And Western District, Hong Kong SAR China ZA Full time

    Officer/Associate Manager, Financial Crime Risk Management (6 Months Contractor)2 days ago Be among the first 25 applicants Responsibilities: Conduct transaction monitoring and fraud investigations to identify and mitigate potential money laundering and terrorist financing activities. Prepare and file suspicious transactions report upon detecting suspicious...

  • Vp/svp, specialist, product sales, private banking

    2 weeks ago

    Central And Western District, Hong Kong SAR China DBS Bank Full time

    Job Description - VP/SVP, Specialist, Product Sales, Private Banking (Managed Solution) (2500001 L)Business Function DBS' Private Banking offers a one-stop, full-service touch-point for total banking requirements and provides the highest level of personalised banking. We have a team of dedicated, experienced investment advisors who identify opportunities in...

  • Vp/svp, specialist, product sales, private banking

    3 weeks ago

    Central And Western District, Hong Kong SAR China DBS Bank Full time

    Job Description - VP/SVP, Specialist, Product Sales, Private Banking (Managed Solution) (2500001 L)Business Function DBS’ Private Banking offers a one-stop, full-service touch-point for total banking requirements and provides the highest level of personalised banking. We have a team of dedicated, experienced investment advisors who identify opportunities...

  • Svp, macro flow sales, global markets asia

    3 weeks ago

    Central And Western District, Hong Kong SAR China BBVA Full time

    SVP, Macro Flow Sales, Global Markets Asia As a member of the Macro Flow Sales team you will be responsible for the day-to-day client servicing and execution of trades on the desk across the full range of Macro flow products (Repo/Securities Financing, Rates, FX) within BBVA. Your coverage will be institutional clients, with a geographic allocation dependent...

  • SVP, Macro Flow Sales, Global Markets Asia

    3 weeks ago

    Central And Western District, Hong Kong SAR China BBVA Full time

    SVP, Macro Flow Sales, Global Markets AsiaAs a member of the Macro Flow Sales team you will be responsible for the day-to-day client servicing and execution of trades on the desk across the full range ofMacro flow products (Repo/Securities Financing, Rates, FX)within BBVA. Your coverage will be institutional clients, with a geographic allocation dependent on...

  • SVP, Macro Flow Sales, Global Markets Asia

    4 weeks ago

    Central And Western District, Hong Kong SAR China BBVA Full time

    SVP, Macro Flow Sales, Global Markets AsiaAs a member of the Macro Flow Sales team you will be responsible for the day-to-day client servicing and execution of trades on the desk across the full range ofMacro flow products (Repo/Securities Financing, Rates, FX)within BBVA. Your coverage will be institutional clients, with a geographic allocation dependent on...

  • Manager investigations, complex investigations

    1 week ago

    Central And Western District, Hong Kong SAR China HSBC Full time

    Some careers shine brighter than others If you're looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Financial Crime Compliance aligns...

  • Section head, transaction and sanction mgt

    3 weeks ago

    Central And Western District, Hong Kong SAR China Bank Of Communications Co., Ltd. London Branch Full time

    Job Responsibilities: Develop and monitor AML operations related issues to ensure that the Bank's operations are in compliance with statutory, regulatory, and internal requirements. Review the alert-triggered cases and the Suspicious Transaction Reports. Provide FCC related regulatory updates to management and business stakeholders from time to time....

  • Section Head, Transaction and Sanction Mgt

    4 weeks ago

    Central And Western District, Hong Kong SAR China Bank of Communications Co., Ltd. London Branch Full time

    Job Responsibilities:Develop and monitor AML operations related issues to ensure that the Bank’s operations are in compliance with statutory, regulatory, and internal requirements.Review the alert-triggered cases and the Suspicious Transaction Reports.Provide FCC related regulatory updates to management and business stakeholders from time to time.Implement...

  • (Assistant - Deputy) AML Manager, Transaction Monitoring & Sanction Management

    4 weeks ago

    Central And Western District, Hong Kong SAR China Bank of China Full time

    (Assistant - Deputy) AML Manager, Transaction Monitoring & Sanction ManagementJob No.:499452Employment Type:Full timeDepartments:Financial Crime Compliance DepartmentJob Functions:Bank Operations, Risk Management, Policy AdministrationResponsibilities:Investigate suspicious transactions related to financial crimes and prepare STRs.Support the development,...

  • Financial Crime Senior Manager, Insurance

    4 weeks ago

    Central And Western District, Hong Kong SAR China Hays Full time

    Your new companyA local top-tier insurer is looking for a well-rounded AML senior manager.Your new roleUpdate and implement FCC policies and procedures.Conduct enhanced due diligence on high-risk customers.Perform FCC assurance review and quality checks.Coordinate with front office and business teams for assessments.Investigate fraud, bribery, corruption...