Director - Compliance Solutions

4 weeks ago

Central And Western District, Hong Kong SAR China Waystone Full time
Compliance Solutions Hong Kong

are looking to hire a new Manager in their Team.In this role, you will have the opportunity to manage a portfolio of clients seeking regulatory advice. Our portfolio comprises a variety of businesses including hedge funds, investment banks, asset management companies, venture capital firms, leveraged forex traders, industry corporates, Fintech companies, and start-ups. We provide objective insights, subject expertise, and a simple approach to help our clients make sound decisions. We partner with our clients to serve all their compliance needs from the initial phase to ongoing support, monitoring, training, internal audit, risk management, and governance.This role would suit someone proactive, who thrives in a fast-paced environment and enjoys multi-tasking. We can offer you the opportunity to work in a team environment, problem solve, be self-motivated, and influence others.For this role, we need someone who can assist in managing the team and the clients in terms of day-to-day delivery of work. Team management is important for this role.Does this sound like you?ESSENTIAL DUTIES AND RESPONSIBILITIES

Lead day-to-day support of the compliance programs for various licensed entities in Hong Kong including licensed fund managers, broker-dealers, and payment service providers.Provide technical expertise on complex regulatory issues, particularly those related to license applications and queries from the regulators.Provide oversight on various compliance projects and ensure completion of projects within stipulated timelines.Be a subject matter expert in relation to regulations pertaining to Hong Kong regulated financial institutions.Assist in managing the team to drive service excellence.Assist in the implementation of check and balance processes and corporate governance standards as per the client type, strategy, mission, and goals of the regulated entity.Provide oversight and ensure proper implementation and maintenance of clients' compliance programs.Assist in the development and implementation of compliance policies and procedures – ensure compliance policies and procedures are effectively communicated to the client, in accordance with the clients' regulatory requirements.Assist in continuously monitoring relevant regulatory changes and assist in developing internal controls accordingly.Track performance of the team in terms of delivery of services, efficiency of the team, and implement controls to improve business operations and service standards.Assist in executing various internal projects such as the implementation of new workflows and systems to aid in the delivery of services.Participate in business development calls where required to provide product/services knowledge.Assist in producing various knowledge materials to be circulated to clients as well as internally.Provide training to new joiners.Education:

Bachelor's degree or internationally recognized professional qualificationExperience:

Minimum 10 years of regulatory compliance experience within a regulator, a regulated firm, or a consultancy.Experience dealing with the MAS regulations, in particular the Securities and Futures Act.Strong technical skills in compliance issues.Experience managing a small team.Experience with building policies and procedures around specific business models.Good understanding of the financial services industry, in particular the asset management industry.Team player, self-motivated, and meticulous.What we can offer you:We offer all our employees a competitive remuneration salary. You will be given the opportunity to progress your career within a Global company with a structured career path. Our benefits package includes healthcare and pension, life assurance, education scheme, and staff referral scheme.

#J-18808-Ljbffr

  • Director, digital product, solutions

    4 weeks ago

    Central And Western District, Hong Kong SAR China Swire Coca-Cola Full time

    Director, Digital Product, Solutions & Performance We are seeking a highly skilled and experienced Director of Digital Product, Solutions & Performance to lead our team of digital experts. The successful candidate will be responsible for providing best-in-class digital solutions and implementing SAP and non-SAP systems across all business units. This role...

  • Assistant Manager/ Manager, Compliance

    3 weeks ago

    Central And Western District, Hong Kong SAR China Prudential Hong Kong Limited Full time

    Assistant Manager/ Manager, ComplianceApply locations Hong Kong time type Full time posted on Posted 30+ Days Ago job requisition id 24120089Prudential's purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our...

  • Associate Director, Fund Solutions

    4 weeks ago

    Central And Western District, Hong Kong SAR China Vistra Full time

    Select how often (in days) to receive an alert:It's never been a more exciting time to join Vistra.At Vistra our purpose is progress. We believe that our clients have the power to change the world and to do great things for global progress, and we exist to remove the friction that comes from the complexity of global business – to help our clients achieve...

  • Compliance Manager, APAC

    4 weeks ago

    Central And Western District, Hong Kong SAR China Tbwa ChiatDay Inc Full time

    Fusion Worldwide is hiring a Senior Compliance Specialist/Compliance Manager who will support the development, implementation, and management of the APAC compliance program, including export control and privacy. This individual will report to the Director of Global Export Compliance and Privacy in Singapore.This position is essential to Fusion Worldwide's...

  • Compliance manager, apac

    2 weeks ago

    Central And Western District, Hong Kong SAR China Tbwa ChiatDay Inc Full time

    Fusion Worldwide is hiring a Senior Compliance Specialist/Compliance Manager who will support the development, implementation, and management of the APAC compliance program, including export control and privacy. This individual will report to the Director of Global Export Compliance and Privacy in Singapore. This position is essential to Fusion Worldwide's...

  • Legal, ethics and compliance counsel

    4 weeks ago

    Central And Western District, Hong Kong SAR China Egis Full time

    Company Description Egis is a global consulting and engineering firm working in construction, transport and mobility services. Joining our Group and its over 19,000 employees means, above all, sharing our values as a people-first company, strongly committed to sustainability and innovation. As one of the world's leading consultancy, construction engineering...

  • Director, FIC

    4 weeks ago

    Central And Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time

    ResponsibilitiesReports to: APAC Regional Head of Global Markets ComplianceJob Description:• To support in advising and overseeing the FIC & Treasury business with respect to their management of regulatory and reputational risk.Key Roles and Responsibilities:Based in Hong Kong, the incumbent will be responsible for:Advising business from both sales and...

  • Executive Director, Equity Sales

    4 weeks ago

    Central And Western District, Hong Kong SAR China WIT Talent Solutions Limited Full time

    Executive Director, Equity Sales (APAC ex-Japan)Direct message the job poster from WIT Talent Solutions LimitedBuild and maintain relationships with institutional clients mainly in Hong Kong, including global hedge funds, Long only funds, and pension funds.Provide market research and analysis to clients to help them make informed investment decisions.Stay up...

  • Associate Director

    2 weeks ago

    Central And Western District, Hong Kong SAR China Robert Walters Full time

    Associate Director – Digital Solution Delivery ( max 95k ) (OFWNFM-3E6B32D2) Central and Western District, Hong KongOur client is seeking an experienced and dynamic Team Lead to manage our Digital Solution Delivery team. The successful candidate will be responsible for overseeing the run, grow, and transformation of distribution solutions across all...

  • Compliance officer

    2 weeks ago

    Central And Western District, Hong Kong SAR China Schultecruise Full time

    Compliance Officer - KYC and Sanctions Compliance Hong Kong, Hong Kong | Posted on 06/02/2025 Job Description Working with Bernhard Schulte Shipmanagement (BSM) means partnering with one of the world's leading third-party ship managers. As a multinational, family-owned business, we celebrate a culture of togetherness. Caring for and learning from each other...

  • Compliance Consultant

    2 weeks ago

    Central And Western District, Hong Kong SAR China Prosynergy Consulting Limited Full time

    Compliance Consultant (Most importantly with passion to deliver exceptional services)Company DescriptionProsynergy Consulting Limited, based in Hong Kong, is a premier consulting firm specializing in regulatory and compliance services for financial institutions, fintech operators, crypto businesses, and other organizations. With extensive regulatory and...

  • Compliance Officer

    4 weeks ago

    Central And Western District, Hong Kong SAR China Borderless Capital Full time

    Hex Trust, established in 2018, offers fully regulated institutional digital asset Custody, Staking, and Markets services to builders, investors, and service providers. Drawing on the expertise of veteran banking technologists and award-winning financial services leaders, Hex Trust continues to innovate with its proprietary bank-grade platform, providing...

  • Account director, talent solutions

    2 weeks ago

    Central And Western District, Hong Kong SAR China LinkedIn Full time

    Company Description Linked In is the world's largest professional network, built to create economic opportunity for every member of the global workforce. Our products help people make powerful connections, discover exciting opportunities, build necessary skills, and gain valuable insights every day. We're also committed to providing transformational...

  • Digital project director

    2 weeks ago

    Central And Western District, Hong Kong SAR China Classy Wheeler Limited Full time

    Digital Project Director / Product DirectorClient Description Well-known media, news & Internet company Job Description • Design, implement and maintain an integrated complex information and technology system for internal usage• Align with the organization's strategic plan and provide reference recommendation to execute leadership• Develop, plan, and...

  • Associate Director, FP&A

    2 weeks ago

    Central And Western District, Hong Kong SAR China ConnectedGroup Full time

    Salary: HKD95000 - HKD115000 per month + BonusAssociate Director, FP&AWe are assisting our client, a leading organization in technology, ERP, digital transformation, and cloud solutions, in hiring an Associate Director, FP&A to join their growing team.Responsibilities:Lead the financial and strategic planning processDeliver value-added reports, analyses, and...

  • Director, FIC

    4 weeks ago

    Central And Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full time

    ResponsibilitiesReports to: APAC Regional Head of Global Markets ComplianceJob Description:• To support in advising and overseeing the FIC & Treasury business with respect to their management of regulatory and reputational risk.Key Roles and Responsibilities:Based in Hong Kong, the incumbent will be responsible for:Advising business from both sales and...

  • Legal Director APAC

    4 weeks ago

    Central And Western District, Hong Kong SAR China Cornish Seal Sanctuary Full time

    We are seeking a dynamic and experienced Legal Director - APAC to join our team and provide strategic legal leadership across the Asia-Pacific region. As the Legal Director - APAC, you will play a pivotal role in shaping the legal framework of our operations. Reporting to the Chief Commercial Officer (CCO), you will be responsible for delivering...

  • Hrbp senior director

    2 weeks ago

    Central And Western District, Hong Kong SAR China Gravitas Recruitment Group Full time

    HRBP Senior Director (Global role, Chinese speaking)Direct message the job poster from Gravitas Recruitment Group (Global) Ltd Serious about empowering ambitions through global talent solutions. HRBP Senior Director (Global Role, Chinese Speaking)The Role As the Team Leader, you will play a pivotal role in shaping the leadership journey. In this role, you...

  • Legal director apac

    2 weeks ago

    Central And Western District, Hong Kong SAR China Cornish Seal Sanctuary Full time

    We are seeking a dynamic and experienced Legal Director - APAC to join our team and provide strategic legal leadership across the Asia-Pacific region. As the Legal Director - APAC, you will play a pivotal role in shaping the legal framework of our operations. Reporting to the Chief Commercial Officer (CCO), you will be responsible for delivering...

  • Finance manager/director

    4 weeks ago

    Central And Western District, Hong Kong SAR China Classy Wheeler Limited Full time

    Finance Manager/Director (Tax/Transfer Pricing)Client Description Our client is a renowned shoe production company with presences in Hong Kong, China, Vietnam, Indonesia, and India. To cope with continued growth, they are now urgently looking for an experienced Finance Manager/Director in Tax and Transfer Pricing to join the team in Hong Kong. Job...