Associate, FCC Investigations

3 weeks ago

Hong Kong, Central and Western District, Hong Kong SAR China Standard Chartered Full time
Legal risks. Reputational risks. Financial and operational risks. You could use your expertise to help safeguard our business from it all. Join our Conduct, Financial Crime and Compliance Surveillance Monitoring and Investigation team and you'll be a gatekeeper to the financial system and fight crime. This opens up exciting opportunities to work on complex cases, collaborate on a global scale and be part of major breakthroughs. You'll have the flexibility, freedom and trust to get the job done. From identifying suspicious activities to understanding compliance policies and global regulations, you'll do meaningful work that keeps our business and communities safe.

Key Responsibilities

Input to Country/Client Business operating model design of relevant FCC and business processes.Ensure that there is adequate support (people, processes, tools, frameworks, systems) in the Country/Department for necessary FCC controls.Implement the vision, strategy, direction and leadership for the Country/Department, consistent with the vision and strategy for FCC and in support of the Group's strategic direction and growth aspirations.Responsible for analysing alerts generated by transaction monitoring system as well as other non-automated cases with financial crime or money laundering concern.Ensure suspicious transactions are thoroughly investigated and Suspicious Activity Reports (SARs) are filed with accurate information in a timely manner.Ensure the suitability and quality of case data maintained on enterprise case management systems.Propose control improvements, enhancements and simplifications where appropriate.Participate in ad-hoc activities such as monitoring of SFC unlicensed entities, system enhancement testing etc.Provide advice on AML matters when required and maintain sound working relationship with stakeholders and peers.Keep up to date of appropriate policies/processes/DOIs to address financial crime risks, aligning with relevant regulatory requirements.Work with relevant stakeholders on compliance with Group standards relating to AML/Sanctions/ABC.Ensure participation on appropriate FCC awareness & training (i.e. SAR and financial crime trends, AML investigation outcomes, lessons learnt) within country.Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank.Understand technical aspects of systems relevant to CDD, Client Risk Assessments, Name and Transaction Screening, AML Monitoring and Case Management.Apply Group and FCC policies and processes (AML surveillance, client screening, risk assessment) to manage risks.Make recommendations (and/or implement) to relevant stakeholders on possible risk management responses to identified risks and/or findings of concerns from investigations.Support all control checks undertaken by FCC under the Operational Risk Framework (ORF).Collate, analyse and interpret data in reports to senior management and relevant governance/risk committees.Display exemplary conduct and live by the Group's Values and Code of Conduct.Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank.Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.Work with HKMA (AML/CFT examination), Joint Financial Intelligence Unit (SAR filing) and Local Law Enforcement Agencies (Crime Investigation).Qualifications

A recognised university degree or professional qualification in Law / Finance / Accounting / Business or related disciplines.Minimum 1 year (for Analyst role), 3 years and above (for Associate/Team Lead role) of AML / transaction monitoring experience.Familiar with local regulatory requirements.A sound understanding of suitability considerations, and demonstrate them when reviewing alerts or investigating incidents.Good analytical, reporting writing and methodical skills.Excellent team player with strong written and oral communications.Exercise judgment when to escalate or how to investigate a case, as well as the severity of any exception.About Standard Chartered

We're an international bank, nimble enough to act, big enough for impact. For more than 170 years, we've worked to make a positive difference for our clients, communities, and each other. We question the status quo, love a challenge and enjoy finding new opportunities to grow and do better than before. If you're looking for a career with purpose and you want to work for a bank making a difference, we want to hear from you.What we offer

In line with our Fair Pay Charter,

we offer a competitive salary and benefits to support your mental, physical, financial and social wellbeing.Core bank funding for retirement savings, medical and life insurance,

with flexible and voluntary benefits available in some locations.Time-off

including annual leave, parental/maternity (20 weeks), sabbatical (12 months maximum) and volunteering leave (3 days), along with minimum global standards for annual and public holiday, which is combined to 30 days minimum.Flexible working

options based around home and office locations, with flexible working patterns.Proactive wellbeing support

through Unmind, a market-leading digital wellbeing platform, development courses for resilience and other human skills, global Employee Assistance Programme, sick leave, mental health first-aiders and all sorts of self-help toolkits.A continuous learning culture

to support your growth, with opportunities to reskill and upskill and access to physical, virtual and digital learning.Being part of an inclusive and values driven organisation,

one that embraces and celebrates our unique diversity, across our teams, business functions and geographies - everyone feels respected and can realise their full potential.

#J-18808-Ljbffr

  • Analyst, FCC Investigations

    3 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China Standard Chartered Full time

    Area of interest: Governance, Risk Management & ComplianceRegular EmployeeOffice - Full Time9 Jan 2025RESPONSIBILITIESInput to Country/Client Business operating model design of relevant FCC and business processes.Ensure that there is adequate support (people, processes, tools, frameworks, systems) in the Country/Department for necessary FCC...

  • Research Associate Professional

    4 hours ago

    Hong Kong, Central and Western District, Hong Kong SAR China myGwork - LGBTQ+ Business Community Full time

    Job Summary:We're seeking a highly motivated Clinical Research Associate to join our team at myGwork - LGBTQ+ Business Community. As a key member of our clinical research team, you'll be responsible for ensuring the integrity of our clinical trials and contributing to the development of new medical solutions.Your Key Responsibilities:Verify data accuracy and...

  • Railway Systems Development Associate

    5 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Mass Transit Railway Full time

    Salary and BenefitsWe offer competitive salaries and benefits to our employees, including health insurance, retirement plans, and paid time off.About the RoleWe are seeking a talented Operations Engineering Associate to join our team. As an Operations Engineer, you will be responsible for applying data analytics to improve train service performance and asset...

  • Creative Research Associate

    6 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China ARTBAT LIVE LIMITED Full time

    We are seeking a motivated Junior Research Associate with a Bachelor's degree in Computer Graphics, Creative Technology, Digital Media, or a related field that blends technical and artistic expertise.Key Responsibilities:Data Acquisition & Preparation: Identify and collect multimedia datasets (images, 3D models, videos, animations) for research and...

  • Risk Management Associate

    3 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time

    Job DescriptionWe are seeking a highly skilled Risk Management Associate to join our team at Bank of China (Hong Kong) Limited.Key Responsibilities:To perform checking and system release within delegated limit authority for all kinds of transactions including inward/outward payment, cross-border payment and customer account transfer.To follow up suspicious...

  • Creative Technology Associate

    21 hours ago

    Hong Kong, Central and Western District, Hong Kong SAR China ARTBAT LIVE LIMITED Full time

    About the RoleWe are seeking a highly skilled and motivated individual to join our team as a Junior Research Associate. In this role, you will be responsible for conducting research on data preparation, annotation, and preprocessing techniques.Key Areas of ResponsibilityData Annotation: Investigate and implement effective annotation methodologies for...

  • Trading Desk Operations Associate

    16 hours ago

    Hong Kong, Central and Western District, Hong Kong SAR China Nicoll Curtin Full time

    Trading Desk Operations Associate - Quant Trading This is a fantastic opportunity for an Operations Specialist with a vested interest in crypto and DeFi to join a Quant Trading team to support trading and funding operations as well as to streamline processes to support the growth of the Trading business. Responsibilities Provide dedicated end-to-end trade...

  • Premium Guest Services Associate

    1 week ago

    Hong Kong, Central and Western District, Hong Kong SAR China Kai Tak Sports Park Full time

    Job Overview:Kai Tak Sports Park is seeking a Hospitality Services Associate to deliver exceptional customer experiences to corporate clients and their VIP guests.This role involves managing after-sales delivery, handling inquiries, and developing programs to enhance the overall customer journey.Main Responsibilities:Manage relationships with corporate...

  • Financial Crime Risk Manager

    3 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Octopus Holdings Limited Full time

    Job DescriptionWe are seeking a highly skilled and experienced Financial Crime Risk Manager to join our team at Octopus Holdings Limited.About the Role:The successful candidate will be responsible for managing financial crime risk related matters, including transaction monitoring and fraud detection processes. They will work closely with the MLRO and Senior...

  • Manager -

    3 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Octopus Holdings Limited Full time

    Born from Hong Kong's demand for fast, convenient, and reliable payment solutions, Octopus introduced the world's first contactless multi-modal transit payment system in 1997. Since then, this homegrown FinTech company has pioneered innovative payment solutions for urban living across four continents. Our Vision To become the most preferred payment and...

  • Clinical Research Associate

    16 hours ago

    Hong Kong, Central and Western District, Hong Kong SAR China myGwork - LGBTQ+ Business Community Full time

    Additional Locations: Hong Kong Diversity - Innovation - Caring - Global Collaboration - Winning Spirit - High Performance At Boston Scientific, we'll give you the opportunity to harness all that's within you by working in teams of diverse and high-performing employees, tackling some of the most important health industry challenges. With access to the...

  • Associate Analyst

    5 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China CMB International Capital Corporation Limited Full time

    Main Responsibilities:Maintain communication with Head Office, prepare management reports to Head Office and follow up on the initiatives from Head Office; Draft and update policies and procedures reflecting the necessary regulatory developments or internal requirements Handle internal investigation and disciplinary actions on compliance related matters;...

  • Postdoctoral Researchers and Research Associates/Assistants

    1 day ago

    Hong Kong, Central and Western District, Hong Kong SAR China Centre for Translational Stem Cell Biology (CTSCB) Full time

    Postdoctoral Researchers and Research Associates/Assistants Centre for Translational Stem Cell Biology Limited Hong Kong SAR On-site Full Time 3 year or below Entry level Applications are invited for appointment as Postdoctoral Researchers and Research Associates/Assistants in Centre for Translational Stem Cell Biology (Ref.:CTSCB-241202), to commence as...

  • Customer Success Associate

    16 hours ago

    Hong Kong, Central and Western District, Hong Kong SAR China Evonet Full time

    Evonet is an online payment platform serving digital native sellers. Backed by CardInfoLink, TIS INTEC Group, BC Card and Sequoia, we enable digital commerce by partnering with card payment networks and digital wallets globally to simplify payments for our customers. You will embark on a career with Evonet at a critical stage of our growth and be part of the...

  • Compliance Officer

    3 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Futu Securities International (Hong Kong) Limited Full time

    Responsibilities:Conduct investigation on compliance and red flags, liaise and report suspicious case to Securities and Futures Commission (SFC), Joint Financial Intelligence Unit (JFIU) and other law enforcement units on reasonable grounds; Address response to enquiries and requests from regulators (e.g. SFC), securities exchange (e.g. HKEX), and other law...

  • Technical Supervisor

    1 day ago

    Hong Kong, Central and Western District, Hong Kong SAR China Mass Transit Railway Full time

    Job DescriptionAs a Railway Maintenance Specialist, you will be responsible for planning, organizing, and supervising the day-to-day maintenance works and projects carried out by direct staff, contractor staff, and term laborers to ensure railway civil assets and associated trackside facilities are properly maintained.The role involves performing structural...

  • Geotechnical Engineering Expert with TCP T5 Experience

    4 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China C M WONG & ASSOCIATES LTD Full time

    Job OverviewC M WONG & ASSOCIATES LTD is looking for a highly skilled Geotechnical Engineering Expert with TCP T5 experience to join our team in Guangdong. As a key member of our team, you will contribute to the success of our structural projects.Key Responsibilities:Conduct site investigations and assessmentsDevelop geotechnical designs and...

  • Infrastructure Maintenance Team Lead

    4 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Mass Transit Railway Full time

    Job DescriptionWe are seeking an experienced Infrastructure Maintenance Team Lead to join our team at Mass Transit Railway. The successful candidate will be responsible for planning, organizing, and managing track maintenance activities in accordance with required standards.The key responsibilities of this role include:Leading a team of supervisors and...

  • Media Analysis Expert

    5 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China ARTBAT LIVE LIMITED Full time

    As a Junior Research Associate at ARTBAT LIVE LIMITED, you will be part of a dynamic team working on cutting-edge art technology projects.Key Responsibilities:Data Acquisition & Preparation: Identify and collect multimedia datasets for research and training.Annotation & Labeling Research: Investigate and develop annotation methodologies for stylistic and...

  • Postdoctoral Researcher and Research Associate Positions

    6 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Centre for Translational Stem Cell Biology (CTSCB) Full time

    Research AreasWe are focusing on three main research areas: New Stem Cell Technology, EPSCs for Regenerative Medicine & Human Disease Study, and EPSCs for Genomic Medicine of Immune Disease.New Stem Cell TechnologyWe aim to develop new technologies relevant to stem cells with totipotency features, including molecular determinants in direct differentiation of...