Head of legal

2 weeks ago


Central And Western District, Hong Kong SAR China Links International Full time

Head Of Legal & Compliance (Chinese leading Securities) (82008) Central and Western District, Hong Kong Responsibilities Responsible for the effectiveness of legal & compliance function Develop and implement policy and procedure to meet the internal compliance requirement and external regulatory requirements Provide legal and regulatory advices to management and business units on current and new business initiatives for mitigating compliance risks Draft, review and provide legal opinions on various legal documents and agreements Develop compliance programs and conduct regular compliance / AML reviews Design and conduct AML and other compliance related training Liaise with local regulators, government authorities and external legal counsel Requirements Degree holder in Business Administration, Risk Management, Law or related disciplines15-20 years of legal and compliance experience in securities Strong knowledge and experience of compliance framework design and implementation Strong communication and interpersonal skills Sound knowledge of relevant laws, rules, codes and guidelines issued by SFC and other regulatory authorities Excellent command of English and Chinese#J-18808-Ljbffr



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