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Compliance Manager

4 weeks ago

Central And Western District, Hong Kong SAR China Global Executive Consultants Ltd. Full time
Compliance Manager (Financial Institution) (HK$45K - $60K) (Ref. No.: 25869)

Our client, a Financial Institution, is looking for a high-caliber person to fill the position.Job DutiesOversee general compliance for Type 1, 4, 9 licensesEnsure daily operations comply with Hong Kong SFC and/or other regulatory requirementsHandle regulatory requests, inquiries and examinations in a proper and timely mannerReview, revise and draft internal manuals, policies and procedures to ensure compliance with rules and regulations of the SFCConduct AML/KYC checking and other necessary investigationsPrepare compliance training for staffPerform ad-hoc assignments as assignedJob RequirementsBachelor’s Degree or aboveAt least 4 years of General Compliance experience in SFC licensed corporationsSound knowledge of rules and regulations administered by the SFC, market practices, financial products as well as securities businessAble to work independently, self-motivated with a strong sense of responsibilityExcellent command of spoken and written English and Chinese (including Putonghua)Candidates with more experience will be considered for Senior Manager

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