VP, Business Operations, Securities Brokerage

7 days ago


Central And Western District, Hong Kong SAR China OCBC Full time
VP, Business Operations, Securities Brokerage

2 days ago Be among the first 25 applicantsOversee operational activities of securities business, including dealing, settlement, finance, risk management, compliance, with SFC Core Functions Manager-In-Charge responsibilitiesOversee business development projects and manage timelines, resources, and budgets effectivelyFoster collaboration, work closely with key stakeholders, and take proactive measures to ensure front, middle, and back-office operations are carried out efficiently and effectively for the businessEnsure the corporation fully complies with the relevant SFO and Exchange rules and regulationsEstablish effective internal control policies and systems for the corporation's operations, and optimize operational procedures constantlyDrive sustainable growth, minimize costs, and promote operational excellence.RequirementsMinimum 5 years of relevant experience working in licensed corporations/financial institutions with operational experience or prior experience as a COOPossess strong management and operational capabilities, with in-depth knowledge of back-office operations and risk management for global marketsComprehensive understanding of SFC/HKMA rules and regulations with the ability to comply with the relevant SFO and Exchange rules and regulationsKnowledgeable in the applications of financial technology utilized in securities trading systems, including project management experience with system testing and developmentSeniority level

Mid-Senior levelEmployment type

Full-timeJob function

Business DevelopmentIndustries

Banking

#J-18808-Ljbffr
  • Compliance Officer

    3 weeks ago


    Central And Western District, Hong Kong SAR China Classy Wheeler Limited Full time

    Compliance Officer (Securities Brokerage) - EWClient DescriptionOur client is a renowned listed securities brokerage company. To cope with continuous growth, they are now urgently looking for a Compliance Officer to join the team in Hong Kong.Job DescriptionEnsure company policies, internal control procedures & manuals are up-to-date with regulatory...

  • Compliance officer

    3 weeks ago


    Central And Western District, Hong Kong SAR China Classy Wheeler Limited Full time

    Compliance Officer (Securities Brokerage) - EWClient Description Our client is a renowned listed securities brokerage company. To cope with continuous growth, they are now urgently looking for a Compliance Officer to join the team in Hong Kong. Job Description Ensure company policies, internal control procedures & manuals are up-to-date with regulatory...

  • System Administrator

    3 weeks ago


    Central And Western District, Hong Kong SAR China Classy Wheeler Limited Full time

    System Administrator (Securities Brokerage) - ICClient DescriptionFast-growing securities and financial services providerJob DescriptionMaintain software and hardware installations/upgrades and IT assetsMonitor and troubleshoot in-house network & operations systemsMonitor trading and investment management systemsConfigure firewall and be responsible for...


  • Central And Western District, Hong Kong SAR China Bowen Partners Full time

    Our Client is an International Financial Institution with an established and growing presence in Asia. The Group is currently expanding its Global Markets and Securities / Brokerage business activities in Asia and is seeking an experienced Operational Risk Management professional to establish the Operational Risk framework for the Asia region, based in Hong...


  • Central And Western District, Hong Kong SAR China Bowen Partners Full time

    Our Client is an International Financial Institution with an established and growing presence in Asia. The Group is currently expanding its Global Markets and Securities / Brokerage business activities in Asia and is seeking an experienced Operational Risk Management professional to establish the Operational Risk framework for the Asia region, based in Hong...

  • Assistant manager

    3 weeks ago


    Central And Western District, Hong Kong SAR China China Securities Full time

    Job Responsibilities and Requirements Degree holders in finance or related disciplines Hands-on experience in the operation of CCASS and DTCPerform daily reporting to exchange Knowledge in CCASSProficiency in MS Office applications and PC skills Minimum of 5 years relevant experience with good product knowledge Review and improve efficiency of daily...


  • Central And Western District, Hong Kong SAR China KOS International Limited Full time

    VP of Data and Analytic (60465) Hong KongAbout the ClientOur client is a well-established firm with a leading presence in Hong Kong and globally, and they are looking to hire a VP of Data and Analytic to join the team.About the RoleReporting to the CIO, you will provide architectural leadership for technology solutions, data architectures, data management,...


  • Central And Western District, Hong Kong SAR China KOS International Limited Full time

    VP of Data and Analytic (60465) Hong KongAbout the ClientOur client is a well-established firm with a leading presence in Hong Kong and globally, and they are looking to hire a VP of Data and Analytic to join the team.About the RoleReporting to the CIO, you will provide architectural leadership for technology solutions, data architectures, data management,...

  • Middle Office VP

    3 weeks ago


    Central And Western District, Hong Kong SAR China Links International Full time

    Middle Office VP (Securities - Global Market) (82008) Central and Western District, Hong KongResponsibilities:Review product lifecycle management such as valuation reports and margin callsLiaise with different counterparts within the global offices for resolving trading issuesResolve client queries in a timely mannerConduct KYC, settlement status, and trade...

  • Middle office vp

    3 weeks ago


    Central And Western District, Hong Kong SAR China Links International Full time

    Middle Office VP (Securities - Global Market) (82008) Central and Western District, Hong Kong Responsibilities: Review product lifecycle management such as valuation reports and margin calls Liaise with different counterparts within the global offices for resolving trading issues Resolve client queries in a timely manner Conduct KYC, settlement status, and...


  • Central And Western District, Hong Kong SAR China KOS International Limited Full time

    VP of Data and Analytic (60465) Hong Kong About the Client Our client is a well-established firm with a leading presence in Hong Kong and globally, and they are looking to hire a VP of Data and Analytic to join the team. About the Role Reporting to the CIO, you will provide architectural leadership for technology solutions, data architectures, data...


  • Central And Western District, Hong Kong SAR China KOS International Limited Full time

    VP of Data and Analytic (60465) Hong Kong About the Client Our client is a well-established firm with a leading presence in Hong Kong and globally, and they are looking to hire a VP of Data and Analytic to join the team. About the Role Reporting to the CIO, you will provide architectural leadership for technology solutions, data architectures, data...


  • Central And Western District, Hong Kong SAR China DBS Bank Full time

    Job Description - Analyst - Dealer, Equities Institutional Business, Vickers Securities (Licensed) (240000 FZ)Job Description Analyst - Dealer, Equities Institutional Business, Vickers Securities (Licensed) - ( 240000 FZ )Business Function DBS Vickers (Hong Kong) Limited is part of DBS Vickers Securities Group, one of the largest securities brokerages in...


  • Central And Western District, Hong Kong SAR China Crypto Payment Business Full time

    Crypto Payment Business Hong Kong, Hong Kong SARAre you passionate about revolutionizing the payments landscape with blockchain technology? We are looking for a visionaryVice President (Sales/Product/Growth/Marketing)to drive the growth and success of ourcrypto payment business . Join us in shaping the future of payments with cutting-edge crypto...


  • Central And Western District, Hong Kong SAR China Crypto Payment Business Full time

    Crypto Payment Business Hong Kong, Hong Kong SARAre you passionate about revolutionizing the payments landscape with blockchain technology? We are looking for a visionaryVice President (Sales/Product/Growth/Marketing)to drive the growth and success of ourcrypto payment business . Join us in shaping the future of payments with cutting-edge crypto...


  • Central And Western District, Hong Kong SAR China DBS Bank Full time

    Job Description - Analyst - Dealer, Equities Institutional Business, Vickers Securities (Licensed) (240000FZ)Job DescriptionAnalyst - Dealer, Equities Institutional Business, Vickers Securities (Licensed) - ( 240000FZ )Business FunctionDBS Vickers (Hong Kong) Limited is part of DBS Vickers Securities Group, one of the largest securities brokerages in...


  • Central And Western District, Hong Kong SAR China DBS Bank Full time

    Job Description - Analyst - Dealer, Equities Institutional Business, Vickers Securities (Licensed) (240000FZ)Job DescriptionAnalyst - Dealer, Equities Institutional Business, Vickers Securities (Licensed) - ( 240000FZ )Business FunctionDBS Vickers (Hong Kong) Limited is part of DBS Vickers Securities Group, one of the largest securities brokerages in...


  • Central And Western District, Hong Kong SAR China Links International Full time

    Senior Settlement VP (Leading Securities) (82008) Central and Western District, Hong KongResponsibilities:Responsible for daily activities including settlement instructions, client fund transfers, IPO and placement settlements, repo and derivatives settlements.Monitor and ensure the smoothness of settlements, especially in global equities.Communicate...

  • Driver(25K-30K + OT$)

    3 weeks ago


    Central And Western District, Hong Kong SAR China JPC TEXSON LTD Full time

    The Company:Securities brokerage firmWe are looking for anDriver- with details as follows:The Job:5+ years solid experience as Company driver, Personal Driver or Family DriverExperience in China companies or sizable companies is a plusAble to communicate in MandarinReliable and honest with stable working historyResponsible for providing professional driving...


  • Central And Western District, Hong Kong SAR China GF Securities Full time

    4 days ago Be among the first 25 applicants Get AI-powered advice on this job and more exclusive features. Responsibilities: Plan sales and marketing strategies to execute sales target Organize and lead the sales team by developing and implementing sales plans and events to increase the company’s profit Liaise own network, relevant parties or institutions...