Jobs: senior compliance manager


  • Hong Kong, Hong Kong SAR China X-Giants International Hong Kong Limited Full time

    Compliance Manager/Senior Manager   Responsibilities: Compliance Policy and Procedures: Develop and update the company's compliance policies and procedures to ensure business activities comply with national and regional financial regulatory laws. Regulatory Agency Communication: Maintain close contact with regulatory agencies to stay informed about and...

  • Senior Manager, Compliance

    Found in: Talent HK C2 - 2 hours ago


    Hong Kong, Hong Kong SAR China Prudential plc Full time

    Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...

  • General Compliance Senior Manager

    Found in: beBee jobs HK - 5 hours ago


    Causeway Bay, Eastern, Hong Kong SAR China Randstad Hong Kong Full time

    about the company.Our client is a leading virtual bank. They are currently looking for a Senior General Compliance Manager about the job.Assist CCO in handling general and regulatory compliance duties for Hong Kong branch (Business Banking, Retail businesses and investment products) Providing compliance advisory and collaborating relevant stakeholders on...

  • Compliance Manager

    Found in: Talent HK C2 - 3 days ago


    Hong Kong, Hong Kong SAR China Rapyd Full time

    Responsibilities : Take a leadership role in shaping, implementing, and refining our organization's compliance program to align with regulatory mandates and company objectives.  Maintain an in-depth understanding of industry regulations, laws, and standards, providing expert guidance to the compliance team and stakeholders. Oversee compliance audits...

  • Chubb Life: Senior Compliance Manager

    Found in: Talent HK C2 - 2 hours ago


    Hong Kong, Hong Kong SAR China CHUBB Full time

    Primary Purpose Support the Chief Compliance Officer in overseeing compliance activities for Chubb’s International Life business, focusing on our active businesses in Asia Pacific and Egypt. Assist in developing, implementing and managing compliance programs, ensuring that compliance obligations and risks are effectively identified and managed....

  • Compliance Manager

    5 days ago


    Hong Kong, Hong Kong SAR China Valuable Capital Limited Full time

    Responsibilities: Provide prompt, sound and consistent compliance advice, interpretation and recommendation on business and new financial products; Co-ordinate and handle enquires from business departments regarding to regulatory compliance requirements and provide advice and recommendations; Influences and negotiates with seniors across functions and...


  • Hong Kong, Hong Kong SAR China Hang Seng Bank Limited Full time

    Job description A Career with Hang Seng Bank Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract high-calibre talent by offering a dynamic working environment, good...


  • Hong Kong, Hong Kong SAR China Ashford Benjamin Ltd Full time

    Responsibilities: Responsible for compliance program, policies and procedures Identify, monitor, and communicate regulatory changes trends and proposals to senior management Review marketing materials and products,  Liaise with securities regulators and preparing regulatory enquiries, surveys and inspections Implement compliance controls and tool to...

  • Assistant Vice President

    Found in: Talent HK C2 - 2 hours ago


    Hong Kong, Hong Kong SAR China Fubon Bank Full time

    Main Content Assistant Vice President / Senior Manager, General Banking Compliance Assistant Vice President / Senior Manager, General Banking Compliance Responsibilities: Provide advice, interpretation and recommendation on existing and new regulatory compliance requirements of the current and new banking business and operations Manage...

  • Asset Management Compliance, Manager

    Found in: beBee jobs HK - 5 hours ago


    Hong Kong, Central and Western District, Hong Kong SAR China Randstad Hong Kong Full time

    about the companyOur client is the investment arm of a leading Chinese Investment Banking group. They are currently looking for an all-rounded compliance talent to join their team, covering asset management and private equities business about the jobSupporting the Head of Compliance in all compliance matters, including business compliance, investment...

  • Senior Consultant

    Found in: Talent HK C2 - 2 hours ago


    Hong Kong, Hong Kong SAR China Sia Partners Full time

    Job description We are currently looking for a Senior Consultant with Financial Services background, having worked preferably within banking & financial services sectors. Our projects are geared around delivering Operational Strategy across domains. Senior Consultant, Hong Kong ( Regulatory & Compliance  ) Due to our growth in Asia, we...


  • Hong Kong, Hong Kong SAR China Omni Group Asia Ltd. Full time

    Responsibilities: Compliance: Ensure compliance with all applicable SFC regulations, rules, and guidelines. Develop and implement policies, procedures, and controls to ensure ongoing compliance with regulatory requirements. Monitor and assess changes in AML regulations and update internal policies and procedures accordingly Stay up-to-date with new and...

  • Senior Compliance Officer.

    Found in: Talent HK C2 - 5 days ago


    Hong Kong, Hong Kong SAR China PCCW Full time

    Senior Compliance Officer Your New Role: The successful candidate will have the responsibilities to: Preview, vet and approve programme, commercials and promotional materials to ensure content compliance of all media business with the applicable industry regulations and standards and consistency with the company brand image Conduct market...


  • Hong Kong, Hong Kong SAR China Pure Hong Kong, EA Licence No: 12S5954 Full time

    Responsibilities: Develop, implement, and maintain compliance policies and procedures for the investment division, in line with applicable laws, regulations, and SFC guidelines. Monitor and assess the division's compliance with regulatory requirements, including licensing, reporting, and ongoing obligations. Stay updated on SFC regulations, guidelines, and...


  • Hong Kong, Hong Kong SAR China Hudson Hong Kong Full time

    Provide compliance advice and support for the Bank's general compliance and related matters Maintain, review and update internal policies and procedures, compliance manuals, etc. in accordance with the local laws and regulations, market practices and the Bank's circumstances Monitor communication correspondence with regulatory bodies, analyse potential...


  • Hong Kong, Hong Kong SAR China Larson Maddox Full time

    A leading telecommunications company is seeking a skilled Data Privacy / Data Compliance Manager to join our dynamic team. As a Data Privacy / Data Compliance Manager, you will play a pivotal role in ensuring that our data practices align with relevant privacy laws, regulations, and industry best practices. You will collaborate with cross-functional teams,...

  • Compliance Manager

    Found in: beBee S HK - 3 weeks ago


    Hong Kong, Hong Kong SAR China Animoca Brands Limited Full time

    Animoca Brands, a Deloitte Tech Fast winner and ranked in the Financial Times list of High Growth Companies Asia-Pacific 2021, is a leader in digital entertainment, blockchain, and gamification that is working to advance digital property rights. It develops and publishes a broad portfolio of products including the REVV token and SAND token; original games...

  • Compliance Manager, Regional Corporate Bank

    Found in: beBee jobs HK - 7 days ago


    Hong Kong, Central and Western District, Hong Kong SAR China Randstad Hong Kong Full time

    about the company.A regional bank with strong presence in Hong Kong is looking for a Compliance Manager to join their team. Office located in Central, with a team of 2 in Compliance about the job.Responsible for General Compliance matters and acting as a back-up for AML functionMaintain and update compliance manuals, internal policies and procedures....

  • Consultant/Senior Consultant

    Found in: Talent HK C2 - 2 hours ago


    Hong Kong, Hong Kong SAR China Sia Partners Full time

    Job description We are currently looking for a Senior Consultant with Financial Services background, having worked preferably within banking & financial services sectors. Our projects are geared around delivering Risk and Regulatory across domains. Consultant/Senior Consultant, Hong Kong (Risk & Regulatory) Due to our growth in Asia, we...

  • Compliance Manager

    Found in: beBee jobs HK - 5 days ago


    Hong Kong, Central and Western District, Hong Kong SAR China APAC Michael Page Full time

    The successful candidate will be responsible for establishing and directly managing the Hong Kong Compliance Program, tailored to the specific Compliance needs and risks for Hong Kong business including working with the Japan business and US stakeholdersClient DetailsOur client is a Fortune 500 company with strong presence in Hong KongDescriptionAdvise and...