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Assistant Manager, Corporate Social Responsibility & Community We are seeking a passionate and experienced Assistant Manager, Corporate Social Responsibility & Community to lead and support the development, implementation, and monitoring of our Corporate Social Responsibility (CSR) initiatives. The successful candidate will play a key role in driving...

Company Introduction:We’re home to Asia's most dynamic and vibrant capital markets.Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day.HKEX is a purpose-driven company. Our commitment to the long-term development of...

Company Introduction: We’re home to Asia's most dynamic and vibrant capital markets.Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day.HKEX is a purpose-driven company. Our commitment to the long-term development of...

Assistant Manager, Corporate Social Responsibility & Community We are seeking a passionate and experienced Assistant Manager, Corporate Social Responsibility & Community to lead and support the development, implementation, and monitoring of our Corporate Social Responsibility (CSR) initiatives. The successful candidate will play a key role in driving...

Responsible Officer – Type 1 Regulated Activity Key Responsibilities Oversee and manage the Company’s day-to-day Type 1 regulated activity (dealing in securities), ensuring full compliance with the requirements of the Hong Kong Securities and Futures Commission (SFC) and other applicable laws and regulations. Participate in the setup and development...

Hex Trust, established in 2018, offers fully regulated institutional digital asset market services, custody, and staking to builders, investors, and service providers. Leveraging the expertise of veteran banking technologists and award-winning financial services leaders, Hex Trust continues to innovate with its proprietary institutional-grade platform,...

Supervise and manage surities dealing, investment advisory, and asset management businesses, ensuring full compliance with SFC and related regulatory requirements. Oversee daily securities trading operations, including order execution, reconciliation, monitoring outstanding orders, and margin risk control. Manage client onboarding, account opening, KYC/AML...

Person Responsible for Regulatory complianceDiagnogen Limited is seeking a Hong Kong-based Regulatory Affairs Manager & Person Responsible for Regulatory Compliance (PRRC) to lead regulatory activities for our IVD products.Key ResponsibilitiesLead EU IVDR compliance, CE marking activities, and regulatory submissions.Act as the main contact for Notified...

Our client is an established, well-funded financial technology group with a strong international presence and a long-term commitment to the Hong Kong market. The company provides digital securities trading and investment services across global markets through a reliable, technology-driven platform.With a focus on sustainable growth, sound governance and...

Job Description The Opportunity A growing financial technology business is establishing a new securities operation in Hong Kong and is seeking an experienced Responsible Officer (RO) to support its launch and ongoing development. Working alongside senior management, you will play a key role in the Type 1 licence application, regulatory compliance and...

1. Compliance Supervision & Regulatory Liaison Act as the company's statutory Responsible Officer registered with the Insurance Authority (IA), overseeing the compliant operation of all regulated activities. Serve as the primary liaison between the IA and the company, promptly responding to regulatory inquiries and submitting required documents and reports. ...

Responsibilities Maintain the daily operations and compliance of the company's Type 1, 4, and 9 regulated activities; serve as the primary liaison with the Hong Kong SFC and relevant regulatory bodies, handling regulatory inquiries, responses, and follow-ups on subsequent licensing applications. Lead the setup, launch, and management framework structuring...

Our client is looking for a seasoned Responsible Officer (RO) to oversee and lead our Type 1, 4, and 9 licensed activities. Key responsibilities Act as a Responsible Officer for SFC Licenses Type 1 (Dealing in Securities), Type 4 (Advising on Securities), and Type 9 (Asset Management). Ensure all regulated activities are conducted in full compliance with the...

Job ID:44257Location:LRQA - Hong Kong - Cambridge HouPosition Category:Risk ManagementPosition Type:Employee RegularNeed To Know About UsAt LRQA, we work hand in hand with our clients, solving some of the hardest challenges the world faces.Partnering with clients to eliminate child labour and modern-day slavery through responsible sourcing and transparency,...

Act as the Type 9 Responsible Officer and provide oversight across the asset management business and ensuring full compliance of the company's asset management operations.Key responsibilitiesEnsure adherence to regulatory requirements and internal compliance policies in line with SFC standardsProvide compliance support for fund formation, cross-border...

Responsible Officer 1,9 - Private EquityAct as the Responsible Officer for the firm's SFC Type 1 and Type 9 regulated activities and maintain compliance with all applicable SFC regulations and licensing requirements.Oversee private equity fund management activities, including investment execution, portfolio monitoring, fund governance, and adherence to...

Responsibilities Being responsible for business development, cultivating and acquiring high-net-worth clients to expand the company's client base, liaising with other financial institutions, and actively seeking business opportunities; Assisting the Senior Management in formulating business strategies and developing new business models and services to...

Ensure adherence to regulatory requirements and internal compliance policies in line with SFC standards Provide compliance support for fund formation, cross-border investments, and investment structuring, including offshore fund structures in Cayman Islands, Luxembourg, and other jurisdictions Ensure full compliance with the Securities and Futures...

Responsible Officer – Insurance Brokers (HK$90K - $100K) (Ref. No.: 27761)Our client, a Financial Institution, is looking for high-caliber person to fill the position.Job DutiesOversee and manage the day-to-day operations of the insurance brokerage firmEnsure compliance with the regulatory requirement set by the Insurance Authority (IA)Assist in the...

DescriptionAbout DoitWe are focused on reinventing how people spend, save, invest, exchange, travel, and more. Our objective is to build tools that will help people get more from their money and and become an expert at ease. We believe AI will help make finance smart, assessible and safe. We are looking for the most talented and driven people we can find. We...