Jobs: regulatory

We are currently in search of a Regulatory Counsel on behalf of our client. This pivotal role entails providing legal and regulatory guidance across various jurisdictions in APAC and Europe. The Regulatory Counsel will work closely with the Head of Regulatory Affairs and other senior colleagues across the organization to implement strategies in key markets....

Job Title: Management Consultant (Finance and Regulatory Reporting) Key Responsibilities: Client Engagement: Engage with clients to understand their business objectives, challenges, and regulatory requirements related to financial accounting and reporting. Build strong relationships with client stakeholders, including finance, regulatory, and IT teams, to...

FIND YOUR 'BETTER' AT AIA If you believe in better, we’d love to hear from you. About the Role This role plays a critical role in ensuring compliance with regulatory requirements and shaping the company's policy development strategies within the insurance industry. This role will closely monitor changes in regulatory frameworks and analyze their...

Responsibilities: Provide regulatory advisor to APAC business and control function Monitor relevant regulatory changes and development Implement related policies and procedures Support new business initiatives and ensure related rules and regulation are identified and followed Work closely with other compliance function on projects and other compliance...

AVP/VP – Regulatory Change Management Experienced, dynamic compliance professional required to join the Jefferies Asia Compliance Team. This is a Hong Kong based role reporting to the Head of Hong Kong Compliance. The candidate should have solid institutional broker dealer, investment banking experience, ideally gained from a US or European...

Responsibilities: Responsible for Hong Kong Regulatory Compliance matters Act as regulatory advisor to securities, wealth management and asset management business and control function Monitor relevant regulatory changes and development Implement related policies and procedures Support new business initiatives and ensure related rules and regulation are...

Job description We are currently looking for a Senior Consultant with Financial Services background, having worked preferably within banking & financial services sectors. Our projects are geared around delivering Operational Strategy across domains. Senior Consultant, Hong Kong ( Regulatory & Compliance  ) Due to our growth in Asia, we...

Job description We are currently looking for a Consultants with Financial Services background, having worked preferably within banking & financial services sectors. Our projects are geared around delivering on Risk & Regulatory topics across domains Consultant - Hong Kong ( Regulatory & Compliance ) Due to our growth in Asia, we...

Job description We are currently looking for a Senior Consultant with Financial Services background, having worked preferably within banking & financial services sectors. Our projects are geared around delivering Risk and Regulatory across domains. Consultant/Senior Consultant, Hong Kong (Risk & Regulatory) Due to our growth in Asia, we...

  Bluemont Consulting has formed a strategic partnership with a renowned international corporate bank and is currently seeking a manager to oversee financial accounting and regulatory reporting. This position will report to a team head and collaborate with three colleagues. The primary responsibilities will involve preparing and reviewing financial and...

Your new companyA Regional Corporate Bank is looking for a Finance & Regulatory Reporting Manager. Your new roleManage and supervise the regulatory reporting function for the Hong Kong Branch, ensuring accurate and timely submission of all necessary reports to relevant regulatory bodies.Take the lead as the finance expert for the HKMA regulatory...

Responsibilities Responsible for the HKMA regulatory reporting process, and to ensure the compilation of banking returns and surveys are in compliance with the completion instructions and relevant guidelines as set out by the HKMA To ensure proper control checking and review procedures are in place so as to minimize errors in reporting To assist in the...

At Citi , we get to connect millions of people across hundreds of cities and countries every day. And we've been doing it for more than 200 years. We do this through our unparalleled global network. We provide a broad range of financial services and products to our clients – whether they be consumers, corporations, governments or institutions – to help...

Responsibilities Write and/or review BA documentation (e.g. function spec, user guide) Communication between different stakeholders. Coordinate the contributions from the various parties to ensure the planning is followed. Contribute to the efficiency of the delivered solution To perform data analysis, data modelling & process automation Document...

Job Summary Responsibilities Write and/or review BA documentation (e.g. function spec, user guide)  Communication between different stakeholders. Coordinate the contributions from the various parties to ensure the planning is followed. Contribute to the efficiency of the delivered solution To perform data analysis, data modelling &...

- Required to have prior SFC regulatory working experiences - Very strong in wealth management product due diligence and compliance experiences - Fluent in Mandarin is a MUST

As one of the world’s largest banking and financial services organisations, HSBC has been connecting customers to opportunities since 1865. With operations in 63 countries and territories, HSBC’s unparalleled international network links developed and emerging markets, and spans the world’s largest and fastest-growing trade corridors. The bank serves...

Some careers open more doors than others. If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Wealth and...

Responsibilities: Coordinate regional regulatory reporting automation and related data requirements. Manage requirements of Southeast Asia (SEA) Datamart. Coordinate SEA manual reporting management and review related rules and regulations Participate in the coordination of digital transformation of financial management segment Manage the budget of...

Vice President, Financial Crime, Regulatory Affairs & Controls, Asia PacificCountry: Hong Kong As LoD AML, you will work closely with all departments, including but not limited to, Business, Middle Office, Compliance, Technology and Operations, to manage integration into all Asia branches an effective anti-money laundering program aligning with Santander...