Jobs: compliance

  • Compliance Advisory,

    Found in: beBee jobs HK - 7 days ago


    Hong Kong, Central and Western District, Hong Kong SAR China Randstad Hong Kong Full time

    about the company.Our client is a leading virtual bank in Hong Kong. They are currently expanding the Compliance team and looking for a (Assistant) Regulatory Compliance Manager to join. about the job.Responsible for general and regulatory compliance duties across all business lines (ie Retail Banking and Commercial Banking)Dissemination of circulars and...

  • Compliance Manager

    Found in: Talent HK C2 - 3 days ago


    Hong Kong, Hong Kong SAR China Rapyd Full time

    Responsibilities : Take a leadership role in shaping, implementing, and refining our organization's compliance program to align with regulatory mandates and company objectives.  Maintain an in-depth understanding of industry regulations, laws, and standards, providing expert guidance to the compliance team and stakeholders. Oversee compliance audits...

  • Regulatory Compliance

    Found in: beBee jobs HK - 47 minutes ago


    Hong Kong, Central and Western District, Hong Kong SAR China Randstad Hong Kong Full time

    about the company Our client is an expanding Crypto Exchange with a strong presence globally. about the job You will monitor the changes and development on relevant new laws, rules and regulations in the APAC region You will liaise with regulators and handle regulatory inquiries, audits, inspections, questionnaires and surveysHandle APAC compliance issues,...

  • Compliance Manager

    Found in: beBee jobs HK - 5 days ago


    Hong Kong, Central and Western District, Hong Kong SAR China APAC Michael Page Full time

    The successful candidate will be responsible for establishing and directly managing the Hong Kong Compliance Program, tailored to the specific Compliance needs and risks for Hong Kong business including working with the Japan business and US stakeholdersClient DetailsOur client is a Fortune 500 company with strong presence in Hong KongDescriptionAdvise and...

  • Compliance Officer

    Found in: Talent HK C2 - 5 days ago


    Hong Kong, Hong Kong SAR China Infini Capital Management Limited Full time

    Job ResponsibilitiesDevelop and implement compliance policies and procedures to ensure adherence to relevant laws and regulations Monitor and assess compliance risks associated with the company's activities Responsible for trade surveillance – pre and post-trade monitoring, trade error review, and trade incident investigation and reporting; Conduct...

  • Product Compliance

    Found in: beBee jobs HK - 5 days ago


    Hong Kong, Central and Western District, Hong Kong SAR China Randstad Hong Kong Full time

    about the company.Our client is a sizeable MNC buying office, headquartered in U.S.. They provide a competitive remuneration, international platform, and fast promotion track for talents to grow in the product compliance field.about the job.Verifying ingredients and labelling of all beauty products in compliance with regulations in the target sales country,...

  • Compliance Manager

    5 days ago


    Hong Kong, Hong Kong SAR China Valuable Capital Limited Full time

    Responsibilities: Provide prompt, sound and consistent compliance advice, interpretation and recommendation on business and new financial products; Co-ordinate and handle enquires from business departments regarding to regulatory compliance requirements and provide advice and recommendations; Influences and negotiates with seniors across functions and...

  • Compliance Manager

    3 days ago


    Hong Kong, Hong Kong SAR China One Arrow Consulting Full time

    Our client is domiciled in Hong Kong and holds an Asset Management license (SFC 9) regulated by the Securities and Futures Commission of Hong Kong. They are currently seeking an experienced compliance manager who are directly involved with a Type 9 manager preferably with SFC audit experience.   Role & Responsibilities Assist in all general compliance...

  • Compliance Consultant

    Found in: beBee S HK - 2 weeks ago


    Hong Kong, Hong Kong SAR China Northern Trust Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...

  • Compliance Manager

    Found in: beBee S HK - 3 weeks ago


    Hong Kong, Hong Kong SAR China Animoca Brands Limited Full time

    Animoca Brands, a Deloitte Tech Fast winner and ranked in the Financial Times list of High Growth Companies Asia-Pacific 2021, is a leader in digital entertainment, blockchain, and gamification that is working to advance digital property rights. It develops and publishes a broad portfolio of products including the REVV token and SAND token; original games...

  • Compliance Associate

    Found in: beBee jobs HK - 47 minutes ago


    Hong Kong, Central and Western District, Hong Kong SAR China Randstad Hong Kong Full time

    about the company.Our client is a prominent payment company that holds a leading position in the Hong Kong market. With their expanding business, they offer a range of services across various business lines, including Visa card services, single finance solutions, currency exchange, etc about the team. You will have the opportunity to join a friendly team of...

  • Head of Markets Compliance

    Found in: beBee jobs HK - 47 minutes ago


    Hong Kong, Central and Western District, Hong Kong SAR China Randstad Hong Kong Full time

    about the company.our client is one of the market lending crypto exchange platform globally about the job.To set up a Markets Compliance function for APAC business Design and establish a workflow for markets complianceProvide advice to sales and trading desks on regulatory interpretation and compliance issue Review manuals/compliance notices and...


  • Hong Kong, Hong Kong SAR China China Construction Bank (Asia) Corporation Limited Full time

    Main Responsibilities -Liaise with regulators (such as HKMA and the SFC) and relevant parties to facilitate regulatory examinations, questionnaires, surveys, investigations, and reporting requirements -Provide internal compliance advice and implement some compliance reviews as set forth in internal compliance policies and procedures -Provide general and...

  • Manager, Compliance, Asia

    Found in: Talent HK C2 - 5 days ago


    Hong Kong, Hong Kong SAR China Sun Life Full time

    Job Description : Job description (heading) / Description du poste (titre) Reporting to the Director, Compliance, Asia, the role supports with managing the regional compliance program with a focus on compliance reporting, compliance operations and privacy assessment in the Regional Office. The incumbent will also lead aspects of the program as assigned....

  • SVP, HK Compliance

    7 days ago


    Hong Kong, Hong Kong SAR China Pure Hong Kong, EA Licence No: 12S5954 Full time

    Perform impact analysis and collaborate with business and support units to formulate and develop internal policies, procedures, and guidelines that comply with regulatory requirements and ethical standards. Advise on the implementation of regulatory requirements and ensure timely escalation of major compliance and regulatory issues. Act as the main liaison...

  • KYC Manager, Compliance

    Found in: beBee jobs HK - 7 days ago


    Hong Kong, Central and Western District, Hong Kong SAR China Randstad Hong Kong Full time

    about the companyA regional Corporate and Private bank is looking for a KYC/CDD Compliance Manager to join their team about the teamA team of 70+ in Compliance Department, of which 12 in KYC Compliance about the job Leading a team of 6 in KYC Compliance and reporting to the Team LeadTo review and update KYC policies and proceduresCoaching and advising...

  • Assistant Manager, Compliance

    Found in: Talent HK C2 - 5 days ago


    Hong Kong, Hong Kong SAR China Sun Life Full time

    Job Description : Job description (heading) / Description du poste (titre) Reporting to the Asia Compliance Director to primarily support the day-to-day Regulatory Compliance Management (RCM) activities across multiple compliance pillars, with a focus on compliance reporting, compliance operations and privacy impact assessments in the Regional Office. ...


  • Hong Kong, Hong Kong SAR China Aptitude Asia Full time

    Job Responsibilities: Facilitate and monitor compliance with the firm's Code of Conduct and other core compliance policies. Review employee disclosures, personal account dealings, and gifts and entertainment requests to identify potential conflicts of interest. Serve as the primary point of contact for general compliance inquiries from employees. Assist...


  • Hong Kong, Hong Kong SAR China Larson Maddox Full time

    Location: Hong KongReporting to: Head of Compliance Responsibilities: Perform pre/post-trade investment monitoring based on guidelines Conduct AML/KYC assessments and daily monitoring Prepare regulatory reports and filings Assist in audits, investigations, and due diligence processes Conduct compliance monitoring and testing Monitor and implement regulatory...


  • Hong Kong, Hong Kong SAR China Ashford Benjamin Ltd Full time

    Responsibilities: Responsible for compliance program, policies and procedures Identify, monitor, and communicate regulatory changes trends and proposals to senior management Review marketing materials and products,  Liaise with securities regulators and preparing regulatory enquiries, surveys and inspections Implement compliance controls and tool to...