Sponsor Principal RO

4 weeks ago

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Central and Western Distr, Hong Kong Island, Hong Kong SAR China Links International Full-time

Responsibilities:

Act as a Responsible Officer, ensuring robust oversight of SFC-regulated activities in compliance with regulatory standards
Implement the firm's investment banking strategies, maintaining strict adherence to internal policies and procedures
Supervise the execution of corporate finance transactions including IPOs, financial advisory and other fund raising activities
Manage corporate finance transactions which include due diligence work, record keeping, internal compliance work and coordination and management of other professional parties on the transactions
Communicate with clients, professional parties and the regulators including the Stock Exchange and the SFC
Assist the department head to manage corporate finance transactions which include internal approvals and compliance work
Work independently in the origination/evaluation of potential deals, marketing initiatives, and management of client relationship

Requirements:

Degree holder in accounting, finance, or law in a reputable university is preferred
Professional certifications such as CPA or CFA are highly desirable
Licensed as a Principal for Type 6 regulated activity (Advising on Corporate Finance) under the Securities and Futures Commission (SFC)
Possess 8 - 10 years' relevant HK IPO / corporate finance experience with proven track record of supervising / managing IPO and financial advisory deals
Extensive expertise in capital markets, regulatory frameworks, and industry guidelines, with a strong track record in initial public offerings, mergers and acquisitions, and equity capital market transactions
Excellent command of Mandarin Chinese and English

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