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Compliance Specialist for Risk Management

2 weeks ago

Hong Kong Island, Hong Kong SAR China Bank of Singapore, Asia's Global Private Bank Full time

As a Client Review Specialist at the Bank of Singapore, you will be responsible for ensuring that all client relationships and their accounts comply with internal policies & procedures, regulatory requirements and industry standards.

The role involves conducting thorough reviews of client CDD profiles and transactions, identifying potential risks and implementing necessary corrective actions.

  • Key Responsibilities:
  • Conduct comprehensive reviews of client profiles, ensuring that all required information and corroborative evidence is collected, verified and up-to-date.
  • Analyze and review client transactions during the review process to identify unusual or suspicious activities, escalating issues and conducting investigations as necessary.
  • Stay informed about relevant laws, regulations and industry practices (e.g. AML, KYC, Sanctions and Tax related areas) and ensure the bank's practices align with these requirements.
  • Assess potential risks associated with client relationships/accounts and suggest appropriate mitigation strategies.
  • Work closely with various departments and stakeholders (locally and overseas) to address FCC related issues and provide guidance/advice.
  • Support ad-hoc MI reporting and prepare detailed reports on client reviews, compliance findings, and trends for senior management and regulatory bodies.
Requirements:
  1. Minimum 3 years of experience in compliance, risk management or a related field, preferably within a private banking context.
  2. Strong understanding and knowledge of banking regulations, AML rules, compliance frameworks, and risk assessment methodologies.
  3. Strong analytical, problem-solving and research skills.
  4. Proficient in English and Chinese (both Mandarin and Cantonese).
  5. Excellent communication skills, both verbal and written.